Sentences with phrase «clients opening an investment account»

Most large investment managers have high minimums for clients opening an investment account client accounts.

Not exact matches

These types of investment advisors frequently have discretion on how to invest client assets but instead of managing the assets themselves, they outsource the job to asset management companies by having the clients buy mutual funds, index funds, and exchange - traded funds or, in the case of high net worth clients, opening individually managed accounts with the asset management company through a third - party asset manager platform at a global custodian.

Yes, our clients are able to open a GIA (general investment account), an ISA (individual savings account) and a SIPP (Self Invested Personal Pension).

That means on 3 separate occasions, you would have opened up your account statement, or read your investment advisor's end of year client letter, and seen the value of your investment cut in half (or less!)

The limited - risk account will enable clients to limit their potential loss to the amount of their initial investment in each position they open.

These firms open accounts in the client's name and buy and sell on their behalf investment products like stocks, mutual funds, bonds, ETFs, futures, and certificates of deposit (CDs).

• Assisted clients in opening up investment accounts and providing them with information on the company's financial services • Collected appropriate documentation for new accounts and filed it appropriately • Processed account service requests from clients • Ensured that clients reports are printed and handed to them in a timely fashion • Input clients records in company database

* Build client relationships Financial investments retirement planning and insurance product sales Experience in forecasting planning and expense management of corporate budgets Produced corporate financial reports for statutory / GAAP accounting income statements and balance sheets Relationships * Effective developing strong relationships to understand client / employee needs and achieve results Positive open leadership style...

Opened key accounts for clients and provided critical investment counseling.

Professional Duties & Responsibilities Managed daily banking operations and financial product sales for multinational banking institutions Generated significant revenue through successful leveraging of bank products and services Consistently recognized for excellence in sales, marketing, and team management Hired, trained, and reviewed financial sales associates, tellers, and support staff Offered career development services to build employee value, efficacy, and dedication Interfaced with business, insurance, and investment partners to provide holistic client service Built long - term relationships with customers, partners, and industry contacts Monitored compliance with legal and corporate policies protecting company and client assets Responsible for personal, home mortgage, automotive, and business loans Opened, updated, and settled personal and business accounts Oversaw teller transactions including deposits, withdrawals, cashier's checks, and vault access Resolved customer service inquiries resulting in client satisfaction and repeat business