Sentences with phrase «clients protection against»

«The custody rule's surprise examination requirement is designed to provide clients protection against assets being misappropriated or misused,» said Sanjay Wadhwa, Senior Associate Director of the SEC's New York office.
As a buyers agent, I am legally obligated to attempt to obtain an SPIS, ONLY to give my client some protection against the seller.

Not exact matches

But if you're working with a client who may have cash flow issues, paying the credit card fee may be a good investment in protection against receiving a seriously late project payment.
One of the main features of banks is that they offer some measure of protection against fraud, allowing their clients the ability to recoup stolen funds.
She has counseled clients in balancing ethical considerations in meeting the regulatory framework of environmental protection and continues to counsel State employees in defending against charges of violations of New York's Public Officers Law.
Moreover, his system not only serves as a protection against data theft, it is also useful for business clients with issues related to the trend to «bring your own device»: It is becoming increasingly common that employees use their personal devices for official duties.
The account protection applies when an SIPC member firm fails financially and is unable to meet obligations to securities clients, but it does not protect against losses from the rise and fall in the market value of investments.
Andrea Clayton, Holiday Extras» head of partnerships and insurance, said: «These are great products for your clients, providing protection against events as diverse as hijacking or mugging to having pets taken care of if things go wrong on holiday.
They can provide legal advice when you are starting your business, bringing a suit against the IRS, being investigated by the IRS, or when you need the protection of attorney - client privilege.
Thus, by sending client documents overseas, lawyers may waive their clients» Fourth Amendment protections against unlawful search, or compromise the attorney - client privilege.
As a lawyer, your protection against this is a client intake system that ensures that you communicate with every prospect that contacts your law firm.
We provide services to our clients regarding Federal, New Jersey and New York statutes, including: Family and Medical Leave Act, the Fair Labor Standards Act, Americans with Disabilities Act, Worker Adjustment and Retraining Notification Act, National Labor Relations Act, Title VII of the Civil Rights Act of 1964, Age Discrimination in Employment Act, Occupational Safety and Health Act, New Jersey Law Against Discrimination, Conscientious Employee Protection Act, New Jersey Family Leave Act, Civil Rights, ERISA, and Wage and Hour Law.
So, you need a suitable worded substantive order (M shall make the child available for contact with F on etc — not simply a declaratory order) and a warning notice — or you will need a protection from harassment injunction against your client!
[83] The question now is whether another central dimension of the solicitor - client relationship — the lawyer's duty of commitment to the client's cause — also requires some measure of constitutional protection against government intrusion.
Notable mandates: Represent the plaintiffs in a proposed class action against provincial law enforcement agencies regarding allegedly negligent use of breathalyzer machines; acts for hundreds of pre-sale contract holders with various condominium developments who are disputing their requirement to close under consumer protection laws; defended a law firm in a four - week hearing over enforcement of a significant contingency fee agreement; acted for a number of clients in online defamation cases
The court awarded the firm's client, previously a defendant in the criminal case, a permanent protection order against the alleged victim in that case and denied the alleged victim's request for a reciprocal order.
We have successfully prosecuted civil rights claims and defended clients against civil rights complaints, including those alleging First Amendment violations, Due Process and Equal Protection violations, Age and Sex Discrimination claims and other violations of the United States and State Constitutions.
In order to ensure that the funds are properly managed CrowdJustice will only hand them to the litigant's lawyer who is subject to professional rules for the handling of client money and protection against money laundering.
While there is only so much lawyers can do to ensure the borrower is in fact the person planning to live in the house, even having the client sign a declaration to that effect could be protection against a claim later on.
Protection for claims brought against you by clients due to a problem with work you've done for them.
Our top priority is to ensure the protection of our client's confidential and proprietary information, both against cyber-attacks and in litigation, while creating an environment conducive to cost effective, efficient eDiscovery practice once a lawsuit is imminent.
Defending our clients against these claims has also brought into play our experience and skill in other legal areas, such as landlord and tenant law and consumer protection acts.
The case involved a protection order that had been put in place against our client during a minor domestic incident a year prior.
FRE 502 protects attorney - client privilege and provides some protection against inadvertent disclosure of ESI in the following ways.
Our Texas defective drug lawyers share our clients» goals in mitigating risks, reputation and license (s) protection, preserving resources, and effective litigation against unwarranted claims.
Our experience includes representing clients in federal and state courts throughout the United States against a wide range of claims including mass tort, product liability, consumer fraud, deceptive business practices, RICO, and violation of statute consumer protection laws.
Toronto criminal lawyer Aaron Harnett tells AdvocateDaily.com the recent withdrawal of sexual assault charges against his client by the Crown mid-jury trial and subsequent apology from the bench, demonstrates why defence counsel are resistant to water down fair trial protections in these serious matters.
He has been involved in many seminal IP cases, including one before the U.S. Supreme Court regarding the scope of protection for product trade dress, and has served as lead counsel for clients that are both asserting and defending against IP claims.
For this reason, the protection against unreasonable search and seizure guaranteed by the Fourth Amendment applies to telephone conversations.9 It also is recognized widely that the attorney - client privilege applies to conversations over the telephone as long as the other elements of the privilege are present.10 However, this expectation of privacy in communications by telephone must be considered in light of the substantial risk of interception and disclosure inherent in its use.
Secured a victory before the Illinois Pollution Control Board for a global manufacturing client against a State agency, obtaining an order that the state violated the Illinois Environmental Protection Act and must pay for cleanup costs.
Representation of client against claim in Connecticut state Superior Court by consumer group appealing the ruling by the Connecticut Department of Environmental Protection allowing dentists to use mercury fillings.
She also successfully represented a client against a consumer group's claim which appealed a Connecticut Department of Energy and Environmental Protection decision to allow dentists to use mercury fillings.
Navacelle represents clients against multi-jurisdictional criminal prosecutions, civil and administrative enforcement authorities, tackling parallel investigations, criminal judicial cooperation, protection of individuals» rights and handling of evidence.
They should arrive at a mutually advantageous plan that gives the client some reasonable assurances against potential gouging, and gives the law firm some downside protection against being undercompensated given the resources it will be expending.
The question now is whether another central dimension of the solicitor - client relationship — the lawyer's duty of commitment to the client's cause — also requires some measure of constitutional protection against government intrusion.
(1) it is «preferable, for both firms and clients, to afford consultations with a firm's in - house counsel the protection of the attorney - client privilege, even as against the client, so as to «encourage firm members to seek early advice about their duties to clients and to correct mistakes or loses, if possible, to alleviate harm»» to the client;
In cases that are not capable of settlement, we also offer our clients MISHCON PROTECT ®, our unique package of products expertly designed to assist clients in obtaining funding for their own fees in a litigation matter and to provide protection against the client's risk of having to pay their opponent's costs and their own disbursements should their action be unsuccessful.
Likewise, activating password protection features on mobile devices, such as laptops and PDAs, presently helps protect against access to confidential client information by a third party if the device is lost, stolen or left unattended.
We have the capacity and experience to ensure that clients secure early protection against fraud and its effect.
When selling life insurance, it is important to understand the client's needs for protection against financial loss.
From powerboats to mega yachts, we understand our clients» affinity for the pleasures of watercraft ownership and can provide protection against physical damage, salvage costs and even the cost of temporary replacement watercraft in the event of a loss.
With that, my clients enjoy growth in an account that can help with their golden years or unexpected expenses, and protection against one of the most common causes of bankruptcy.
Most organizations decide to take up professional indemnity insurance keeping in mind their own protection against coughing up a large sum of money, in case they have caused their clients a huge loss due to their own mistakes and have to compensate for that amount.
Insurance companies prefer clients to carry liability limits of 100/300 or higher because it is the best protection against lawsuits.
The Collaborative Law Process Act, also known as the Collaborative Statute, created a privacy protection so that anything said within the collaborative process could not be used against a client in a subsequent litigation.
If buyer clients believe that they may have a claim against a builder under a statutory, express, or implied warranty, there are several important steps they should take: Read the warranty, if there is one, provided by the builder; call the builder and try to resolve the dispute; provide written notice to the builder of the defect in the form of a letter; give the builder a reasonable amount of time to resolve the problem; seek legal advice if the dispute can not be resolved; and contact the state consumer protection agency or state attorney general's office.
«The most frequent response we continue to hear from clients is that having an AHS home warranty offers comfort that the buyer has some budget protection against unexpected covered expenses after moving in,» says Balsbaugh, who goes on to explain that the firm's local account executives are a key part of the equation.
A «fiduciary relationship» is a common law concept that creates another layer of protections for your client and another list of prohibitions against what you can and can not do.
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