Sentences with phrase «clients with the compensation»

Not exact matches

«Instead of pecking themselves to death trying to figure out how to comply with all the state and federal regulations,» says Breslin, «we help our clients get ahead of the legal issues — such as vacation time, workers compensation and insurance, and they can focus on what they do best.»

I was clear with the CEO that my client was the chairs, not the CEO, and my task was to embed best practices into the CEO's compensation plan.

Those require advisors to provide advice that aligns with clients» best interests, charge reasonable compensation and not make misleading statements.

As Bill Bain puts it, the firm has» quite naturally» begun to experiment with» more uniquely appropriate» methods of getting compensation from its clients.

Comments received by the Department and media reports also indicate that many financial institutions already had completed or largely completed work to establish policies and procedures necessary to make the business structure and practice shifts required by the Impartial Conduct Standards earlier this year (e.g., drafting and implementing training for staff, drafting client correspondence and explanations of revised product and service offerings, negotiating changes to agreements with product manufacturers as part of their approach to compliance with the PTEs, changing employee and agent compensation structures, and designing conflict - free product offerings), and the Department believes that financial institutions may use this compliance infrastructure to ensure that they meet the Impartial Conduct Standards after taking the additional Start Printed Page 16910sixty days for an orderly transition between June 9, 2017, and January 1, 2018.

This includes drafting and implementing training for staff, drafting client correspondence and explanations of revised product and service offerings, negotiating changes to agreements with product manufacturers to facilitate compliance, and changing employee and agent compensation structures, among other things.

The absence of any outside compensation frees up the financial advisor to truly be a fiduciary, dispensing the trust financial advice with only the client's best interest in mind.

Additionally, Ms. Johnson partnered with estate attorneys, accountants and stock plan specialists to deliver holistic guidance around clients» executive compensation, generational wealth transfer needs and charitable giving goals.

Fidelity Brokerage Services LLC, or its affiliates, receives compensation in connection with (i) access to, purchase or redemption of, and / or maintenance of positions in mutual funds and other investment products («funds»), (ii) infrastructure needed to support such funds as well as additional compensation for shareholder services, start - up fees, infrastructure support and maintenance, and other programs and / or (iii) a fund's attendance at events for FBS's clients and / or representatives, and opportunities for the fund to promote its products and services.

Often, compensation for these teams is tied directly to the client revenue they manage or that they bring in with new clients.

While these types of annuities remain permissible under the DOL rule, an advisor must now ensure that the recommended product is in the client's best interests, including with respect to the advisor's compensation, which must be «reasonable.»

With the implementation date of the Department of Labor's fiduciary rule looming large in April, all attention has been focused on how financial advisors and their Financial Institutions are making adjustments to manage their compensation conflicts of interest, to avoid breaching the fiduciary's fundamental duty of loyalty to act in the client's best interests.

Under the new DOL rule, when a registered investment advisor («RIA») with an existing plan client offers rollover advice to the plan's participants, it would be customary for the RIA to earn a higher rate of compensation from the rollovers.

The agent has said repeatedly that having his clients sign directly with European clubs keeps the costs for those clubs lower than if transfer and compensation fees are added on.

Lobbyists are required to register their clients and compensation with JCOPE, as well as any expenses they incur.

AppforHealth.com (including Katherine Brooking or Julie Upton independently) has had a material relationship (i.e., provided compensation for our professional time) with the following clients / companies:

Also, I gave advice to the children of my clients on what to do with their 401k (s), without compensation.

Acceptance into NAPFA requires a review of our compensation and fee structure, regulatory paperwork, and our planning and adivsing process to ensure that it is aligned with clients» best interest.

Fidelity Brokerage Services LLC, or its affiliates, receives compensation in connection with (i) access to, purchase or redemption of, and / or maintenance of positions in mutual funds and other investment products («funds»), (ii) infrastructure needed to support such funds as well as additional compensation for shareholder services, start - up fees, infrastructure support and maintenance, and other programs and / or (iii) a fund's attendance at events for FBS's clients and / or representatives, and opportunities for the fund to promote its products and services.

A typical work week could go well past the 40 - hour mark and weekend meetings with clients are all part of the start - up lifestyle with no extra compensation.

Allowing a Broker to receive fair compensation in turn allows the Broker the time not only to work with their clients in a detailed fashion it also allows them to continue to grow professionally, achieving & maintain designations such as the AMP Accredited Mortgage Professional.

Fees came up as a response to Beth Hamilton - Keen's comments during her presentation on «Putting Clients First...» She voiced an opinion that Canadian mutual fund management expense ratios (MER) seem high compared with other countries and that part of those fees are received as compensation by Canadian advisors and banks using those mutual funds.

E. Any person who acts as a credit repair services organization without complying with the provisions of this Part shall be subject to forfeiture of the compensation attributable to a particular client and received by the credit repair services organization in connection with credit repair services activity for that client.

Lawrence Russell and Company has no relationships with any broker that involves any kind of direct or indirect compensation, commission, benefit, or soft - dollar arrangement for suggesting that a client use any particular broker.

As an Actv4vets team member, you'll get to help many clients with their pets and earn great compensation while doing so!

We support our clients through all levels of the carbon compensation process with, including carbon footprints, the development of emission reduction strategies, and advise on how to select or develop climate protection projects that best suit your needs.

I agree with J.G. that the questions are good but may flow better divided into categories such as: legal practice licencing: character, competence and ethics, duties and limits to client, court and profession; scope, roles and rules on virtual services and fees, responsibility and regulation, malpractice and compensation, etc..

Staying in compliance with your state's specific rules is an absolute must but no matter the details, you should never offer clients compensation or other inducements to provide a recommendation.

With these resources, our attorneys have developed a history of building strong cases against negligent drivers and collecting the compensation to which our clients were entitled.

Our Hartford medical malpractice attorneys are highly familiar with the state's medical malpractice laws, and have the experience to help our clients successfully recover compensation for their injuries.

Consult with Burns & Jain, a personal injury law firm that has obtained substantial compensation for numerous clients against public and private parties responsible for accidents from road hazards.

It is our goal to obtain just and fair compensation for our clients, while providing them with the highest levels of personalized service and care.

This allows great lawyers to stay busy (required for compensation), without burdening clients with ridiculous wait times.

Her claims tend to settle with high values of compensation as she recovers not only payments for the injuries her clients have suffered, but also compensation to take into account the ongoing care and rehabilitation they might need and any future loss of earnings.

We have worked with clients who have needed our help acquiring financial compensation and support for medical bills, funeral expenses, and even loss of finances when the deceased was an important source of household income.

Note pads with time calculations scribbled on them or forgotten client tasks create an environment where your firm loses out on compensation for work completed.

Aside from helping clients seek immediate medical care with no upfront cost, we also seek to recover the most compensation possible.

The «glue» that holds partners together includes their agreement about those collective values and beliefs about client service; an understanding and commitment about the firm's mission, direction and goals, and partner compensation levels that are competitive with those of their counterparts in peer firms.

At DeFrancisco & Falgiatano Personal Injury Lawyers, we are committed to helping our clients pursue the compensation they need to move on with their lives.

We have helped many injured clients and their families recover maximum financial compensation with regard to:

We've secured over # 1 billion in compensation for clients in the last two years, with nine out of ten clients claiming that they would use our services again.

At Barry Regar APLC we have assisted countless clients with back injuries in recovering compensation for the damages.

When you choose to work with Rawa Law Group, workers compensation lawyer, you'll have a professional team of employment, work injury, and accident attorneys in Inland Empire on your side who've successfully recovered hundreds of millions for clients over the last decade.

We are proud to say that behind our doors, we have 42 years of collective legal experience, and in our time we have helped numerous clients with assorted cases, to fight for both justice and financial compensation.

This article describes an alternative approach for coping with partner compensation problems which may occur in those firms that assign partners «permanent origination credit» for generating business from new clients, and methods for recognizing the contributions of other attorneys for cross-selling the firm's services to clients originated by other partners.

Silverman Law is a New York firm that assists clients with many workers» compensation issues, for example, helping clients understand their rights, filing claims, obtaining medical treatment, filing appeals and explaining why it is required to look for work while receiving workers» compensation and how an injured worker can do that.

Without the compensation it would have been impossible for the client to purchase the prosthetic fingers which make it easier for him to cope with everyday activities and to be positive about the future.

It is different from its competitors in the personal injury legal services market in two manners: (i) it does not deduct fees from its clients» compensation awards (instead Aspire Law's fees are paid solely by the insurer that recorded the accident), and (ii) half of the profits earned by Aspire Law are paid to Aspire, the charity, which uses it to provide support, funding and housing for persons with spinal cord injuries.

We not only investigate the facts of the accident to determine liability; we also make sure that we explore all the sources of payment available to provide clients with full and fair compensation for the loss.

Today, Brad practices with George Sink P.A. Injury Lawyers where he serves clients in the areas of personal injury, automobile accidents and workers» compensation.