Sentences with phrase «clients working with advisors»

The survey found that up to 57 percent of clients working with advisors will likely panic and sell in a crash.

Not exact matches

Hauer of Wilson David Investment Advisors works with her clients to overcome their emotional issues around credit.

Ileana Musa focuses on working with Bank of America's international financial advisors with goal - based wealth management experience for high - net worth clients.

Mallouk, president and CIO of Creative Planning, and Carson, CEO and founder of the Carson Group, both said they would tell Trump not to roll back regulations on the Department of Labor's fiduciary rule, which says if an advisor is working with a client on a retirement plan, they need to act in the client's best interest.

The Department of Labor passed a new rule earlier this year requiring that financial advisors who work with clients on retirement plans abide by a fiduciary standard.

At Klingenstein Fields Wealth Advisors, Ms. Johnson works with Portfolio Managers and the Director of Wealth Planning, as well as clients» accountants and attorneys to address investment, tax, generational wealth and philanthropic goals.

Capital Choice also offers a buffer and multiple floor options that can be employed in a single contract to give advisors some flexibility when working with clients whose needs may vary.

Our advisors meet with and serve clients — they don't do back - office work or trading or compliance or marketing or prospecting.

Michael: Well, and it's an interesting separation that I think for so many advisors, we're used to being the ones that go out there and get the clients, and then service the clients and work with the clients.

«We believe the true value for the client is having a personal relationship with their advisor, that the person you work with is intimately involved with your situation.

For example, advisors who work on commission are now required to provide their clients with a disclosure agreement called a Best Interest Contract Exemption.

It's critical for financial planners and investment advisors to work closely with their clients» estate planning experts, because they're able to spot problems early, while there is still time to fix them.

I encourage clients to work with financial advisors on an asset allocation that can get them through these bumps.

The firm's 12,000 financial advisors work directly with nearly 7 million clients to understand their personal goals - from college savings to retirement - and create long - term investment solutions that emphasize a well - balanced portfolio and a buy - and - hold strategy.

The firm's 13,000 - plus financial advisors work directly with nearly 7 million clients to understand their personal goals — from college savings to retirement — and create long - term investment solutions that emphasize a well - balanced portfolio, diversified portfolio.

Many of the trends seen in last year's Report Card have picked up steam, with assets under management and productivity rising at a healthy pace because advisors are working with fewer clients, overall, but more wealthy clients

«Clients should be sure they are working with an advisor that is obligated to work in the best interest of the client,» says Alan Moore, certified financial planner with Serenity Financial Consulting LLC in Milwaukee, Wis..

Ninety - four percent of Boomers working with a financial planner report having retirement savings versus 68 % who report the same without a client - advisor relationship.

Edward Jones Trust Company works in partnership with each client's local financial advisor to develop customized recommendations based upon personal investment history, risk tolerance and financial objectives.

The Cannex database tracks product and quote searches made by advisors who are working with retirement income clients.

Harris Williams & Co. is a leading middle market M&A advisor and works with clients worldwide.

Description: As a partner at Conrad Siegel Investment Advisors, Inc., Tracy works with clients nationally and is upheld to the fiduciary responsibility while specializing in investment management and comprehensive financial planning.

As an Edward Jones client, you'll work with a dedicated financial advisor who spends time listening to you, explaining recommendations, answering questions and helping you plot the right course.

As a client of MaRS» Cleantech Practice, Water Power Group worked with MaRS advisors, in particular Paul Mertes and Tom Rand, to develop its business plan and strategy, as well as secure its investors.

For investors with more complex needs who meet certain prerequisites, the Edward Jones Client Consultation Team can work in partnership with your local Edward Jones advisor to help identify tailored strategies that may move you closer to your goals.

Financial advisors working with these platforms could be a way to connect with younger clients and cultivate them as future clients.

As a fixed income advisor, Mark works with both the firm's wealth advisors and its clients to develop and implement comprehensive fixed income strategies.

As an associate wealth advisor, Daniel works with clients through Buckingham's Irvine office to help them confidently achieve a more secure financial future for themselves and their families.

With more than 20 years of experience, Runger most recently worked as Senior Vice President and Private Client Advisor for U.S. Trust where she led a cross-functional team of advisors that provided wealth management to high net worth clients and large nonprofit organizations.

Our mission is to connect consumers with best - in - class financial advisors who specialize in working with clients just like you.

Marianna and her team work in conjunction with legal advisors and mental health professionals to provide our clients with a clear understanding of their finances and help them reach an agreement that is truly fair and protective of their financial well - being.

United States About Blog The XY Planning Network is the leading organization of fee - only financial advisors who are focused on working with Generation X and Generation Y clients.

New York, NY About Blog Allison Cheston is a New York City - based career advisor who works with clients who are mid-career executives or young adults.

When recharacterizations were allowed, advisors working with a client's CPA could recommend taking advantage of an extended window — through mid-October of the next calendar year — to take a «mulligan» and undo Roth conversions, notes LaBrecque, who is also a CPA.

(Disclosure: The investment firm I work for uses smart beta funds from Dimensional Fund Advisors with many clients.)

As for financial advisors — some are bad (like every other profession) but the majority I've worked with (professionally and personally) provide an honest service that clients want despite self - service options like Vanguard being presented to them.

The Schroders Portfolio Solutions team works closely with clients and their advisors to develop tailored investment solutions for pension funds and other institutional investors.

«For a financial advisor, one of the first steps in working with a new client is tackling unnecessary debt to free up money for savings.

Our goal is to work with trusted financial and legal advisors to help determine if a reverse mortgage meets the needs of your client.

PTFs are a real game changer for the Canadian mutual fund industry, providing an agile solution to adapt to industry trends,» says Karl Ottywill (pictured), Chief Operating Officer, Aequitas Technology Services Inc. «With our innovative technology in place, Aequitas Connect is extremely proud to work with fund companies and dealers leading the way in making actively - managed mutual funds available to all investment advisors and their clients in a low cost, highly efficient manner.&raWith our innovative technology in place, Aequitas Connect is extremely proud to work with fund companies and dealers leading the way in making actively - managed mutual funds available to all investment advisors and their clients in a low cost, highly efficient manner.&rawith fund companies and dealers leading the way in making actively - managed mutual funds available to all investment advisors and their clients in a low cost, highly efficient manner.»

Our mission is to connect consumers with best - in - class financial advisors who specialize in working with clients just like you.

Jamie Golombek works closely with advisors and clients from CIBC Private Wealth Management, Wood Gundy, CIBC Imperial Service and other CIBC partners to deliver integrated financial planning and strong advisory solutions.

About Site - The XY Planning Network is the leading organization of fee - only financial advisors who are focused on working with Generation X and Generation Y clients.

Rather than qualifying for the higher, posted rate, these buyers could qualify for the loan based on the much lower discounted rates, explained Calum Ross, a Toronto - based independent mortgage broker, who works with high net worth clients as a dually licensed wealth advisor (with his MBA) and mortgage broker.

These, he explains, are «knowledgeable individuals who work closely with advisor teams to connect clients, wherever appropriate, to our world - class banking solutions.»

In fact, I have worked with clients» tax advisors to help them mitigate the impact of taxes,» says Marguerita M. Cheng, CFP ®, CEO of Blue Ocean Global Wealth, Gaithersburg, Md..

The firm and its advisors are also licensed to work with clients in most other provinces.

Also, I've worked for advisors who didn't use the single portfolio approach with a particular client because the client just couldn't «get it».

Unlike many advisors that cram your money into the same cookie - cutter portfolio as all their other clients, we work with you to find the perfect blend of investments that's appropriate for your situation and risk level.

While she happily works with whichever investments advisor her clients use, she also maintains a list of recommended robo - advisors and low - fee conventional advisors for clients to choose from if they're looking to make a change.