Sentences with phrase «collective investment scheme»

For this job, an employer will need you to be an individual with in - depth knowledge and experience of working with mutual funds, hedge funds, or any other collective investment scheme.

If token proceeds are managed collectively by the ICO scheme operator to invest in projects with an aim to enable token holders to participate in a share of the returns provided by the project, the digital tokens may be regarded as an interest in a «collective investment scheme» (CIS) 2.

Such tokens may, therefore, be considered an offer of shares or units in a collective investment scheme under the Securities and Futures Act,» MAS explained, adding that digital tokens also might represent a debt owed by an issuer and be considered a debenture under the act.

Such tokens can be considered as shares or units in a collective investment scheme or debt owed by an issuer and thus they should be regulated according to the Securities and Futures Act, the MAS statement said.

Such tokens may therefore be considered an offer of shares or units in a collective investment scheme under the [Securities and Futures Act].

Such tokens may, therefore, be considered an offer of shares or units in a collective investment scheme under the SFA (Cap.

With - profits policies are used as a form of collective investment scheme to achieve capital growth.

Advising a bank with the sale of its collective investment scheme management activities (asset deal)

She assisted the FCA team, in the preparation of the first litigated landbanking trial, heard in the High Court Chancery Division; it was alleged that the defendants breached FSMA 2000 regulations in operating an unauthorised collective investment scheme, FSA v Asset Land & Others (2012).

This case is now the leading authority on the meaning of a collective investment scheme, under s. 235 FSMA.

Most recently Moroccan authorities passed a Law relating to debt securitisation, a Law relating to the real estate collective investment scheme (OPCI)(passed but not yet applicable), and Islamic financial products.

In order to be lawful, a collective investment scheme would need to be operated or managed by an FSA - authorised person.

If a person has been sold an unregulated collective investment scheme, then there are specific requirements a financial adviser must follow to ensure they can even promote that particular investment.

Mutual Fund: A mutual fund is a professionally managed type of collective investment scheme that pools the Mutual Fund Investors monies together and typically invests in securities, stocks and bonds (short - term and long - term bonds).

A mutual fund is a professionally managed type of collective investment scheme that pools the Mutual Fund Investors monies together and typically invests in securities, stocks and bonds (short - term and long - term bonds).

Filed Under: Investing Tagged With: active management, collective investment scheme, finance, financial economics, financial services, funding, funds, index fund, index funds, Investing, investment, mutual fund, mutual fund fees, Mutual Funds, personal investing, rate of return, robert kiyosaki, roth ira, start investing, steps investing, stock market

«Mutual Fund» is defined as a collective investment scheme whereas «Mutual Funds» more precisely are the keywords that acknowledge there is more than one fund for a reason and formally the objective is a «portfolio of funds» that inherently includes diversification and a time horizon.

A closed - end fund (or closed - ended fund) is a collective investment scheme that has a fixed number of shares.

Open - ended funds are a collective investment scheme which can issue and redeem shares at any time.

Where the offering of any cryptocurrency - related product involves an invitation to the Hong Kong public to acquire «securities» or «structured products», or to participate in a «collective investment scheme», authorisation or registration requirements under the SFO or the Companies (Winding Up and Miscellaneous Provisions) Ordinance (if relevant) may be triggered unless an exemption applies.

2 A «collective investment scheme» (as defined in Schedule 1 to the SFO) generally has four elements: it must involve an arrangement in respect of property; participants do not have day - to - day control over the management of the property; the property is managed as a whole by or on behalf of the person operating the arrangements, and / or the contributions of the participants and the profits or income from which payments are made to them are pooled; and the purpose or effect of the arrangement is for participants to participate in or receive profits, income or other returns from the acquisition or management of the property.

FINMA's guidance is related to legal and security concerns surrounding «provisions on combating money laundering and terrorist financing; banking law provisions; provisions on securities trading; and provisions set out in collective investment scheme legislation.»

In addition, the fund includes units in transferable securities, collective investment schemes, money market funds, cash and deposits.

For qualified investors in Switzerland, this material shall be exclusively made available to, and directed at, qualified investors as defined in the Swiss Collective Investment Schemes Act of 23 June 2006, as amended.

These restrictions mostly have to do with inviting the public to acquire securities, shares and debentures, equity or collective investment schemes.

National Pensions, Insurance and Securities Industry Reforms Initiate reforms to the investment guidelines of pensions, insurance and collective investment schemes to enable them support capital market growth.

The Annual Tax on Enveloped Dwellings came into effect on 6 April 2013 for high value residential property (# 2m and above) owned by companies, partnerships with a corporate partner and collective investment schemes (collectively known as «non-natural persons»).

All mutual funds are collective investment schemes with a mandate, obligation or objective in investing in certain geographic, established or emerging markets and other specialty areas.

It should be noted that certain categories of clients are not eligible for compensation and these include collective investment schemes, investment firms, credit institutions etc..

It is also the first ETF to be listed via ASEAN's Collective Investment Schemes (CIS), the cross-border fund passporting framework that includes Singapore, Malaysia and Thailand.

Since coming to the Bar his financial services work has been mostly contentious, including claims relating to pensions and collective investment schemes, share transactions and stock exchange rules, futures and options, contracts for differences and swaps.

He is authorised by the FSA to wind up unauthorised collective investment schemes.

Firms facing enquiry from the FCA regarding unauthorised business allegations, promotion of Unauthorised Collective Investment Schemes (UCIS), boiler rooms, illegal deposit taking, pension liberation, land banking or alleged investment scams.

The Appellants are licensed by the Respondents (a group of Dutch regulatory agencies) for the purpose of offering collective investment schemes to investors in the Netherlands.

Its main task is to supervise banks», insurance companies», stock exchanges», securities dealers» and collective investment schemes» compliance with acts and ordinances passed by the federal legislative bodies.

Although this is complicated, the taxation of life assurance - based investment contracts may be beneficial compared to alternative equity - based collective investment schemes (unit trusts, investment trusts and OEICs).

The Malta Financial Services Authority (MFSA) has published a» feedback statement» regarding its proposal for regulatory guidelines governing collective investment schemes involving virtual currencies (VCs) operating...

The MFSA also gave further elaboration regarding the «safekeeping and custody» requirements for collective investment schemes with cryptocurrency exposure.

The central bank said that Lithuania's laws regarding securities, crowdfunding, collective investment schemes and the offering of financial services more broadly could impact the blockchain use case, per the text of the position note.

Specifically, the regulator wants to see whether organizers of ICOs, who sell cryptographic tokens in a bid to bootstrap blockchain networks, have violated any laws around anti-money laundering, securities or collective investment schemes.

Advising on or selling investments such as equities, life assurance policies, collective investment schemes and individual or stakeholder pensions are all controlled functions.

Not exact matches

The report finds makes a list of recommendations for business, industry, professional bodies and government, namely: Construction businesses · Focus on better human resource management · Introduce and / or expand mentoring schemes · Boost investment in training · Develop talent from the trades as potential managers and professionals · Engage with the community and local education establishments Industry · Rally around social mobility as a collective theme · Promote better human resource management and support the effort of businesses · Promote and develop the UK as an international hub of construction excellence · Support diversity and schemes that widen access to management and the professions · Emphasise and spread understanding of the built environment's impact on social mobility Professional bodies and institutions · Drive the aspirations of Professions for Good for promoting social mobility and diversity · Support wider access to the professions and support those from less - privileged backgrounds · Promote and develop the UK as an international hub of construction excellence · Emphasise and spread understanding of the built environment's impact on social mobility · Provide greater routes for degree - level learning among those working within construction Government · Produce with urgency a plan to boost the UK as an international hub of construction excellence, as a core part of the Industrial Strategy · Provide greater funding to support the travel costs of apprentices · Support wider access to the professions and support those from less - privileged backgrounds · Place greater weight in project appraisal on the impact the built environment has on social mobility The report is being formally launched at an event in the House of Commons later today.

This is exactly where a mutual fund comes in as it is a professionally managed collective investment vehicle that lets you invest in small amounts and reap big benefits, so long as you choose the right schemes in line with the goals you have set for yourself.

Projects that are aggregations may be regulated as managed investment schemes, particularly where the returns from the project area share in the collective revenue from ACCU sales.