Sentences with phrase «commodities on a commission basis»

Commodity brokers buy and sell commodities on a commission basis on behalf of private and commercial clients.

Not exact matches

An IB must be registered with the Commodity Futures Trading Commission and must carry all of its accounts through a futures commission merchant on a fully discloCommission and must carry all of its accounts through a futures commission merchant on a fully disclocommission merchant on a fully disclosed basis.
In April 2012, JPMC paid $ 20 million to settle claims by the Commodity Futures Trading Commission that the bank improperly extended credit to Lehman Brothers based, in part, on commingled customer funds that it was required to keep separate.
The Commodity Futures Trading Commission (CFTC) recently took a series of actions confirming views expressed late last year by CFTC Chairman Timothy Massad that» [d] erivatives contracts based on a virtual currency represent one area within [the CFTC's] responsibilities.
For US - based traders, the Commodity Futures Trading Commission (CFTC) limits leverage available to retail forex traders to 50:1 on major currency pairs and 20:1 for non-major currency pairs.
International commodities company Representation of a South American - based international commodities company publicly - traded on US and foreign exchanges, in connection with a Securities & Exchange Commission accounting and reporting fraud investigation, Section 10b class action federal court proceedings, and a home country regulatory investigation.
Commodity Futures Trading Commission Chairman Christopher Giancarlo offered a bullish perspective on blockchain - based assets.
US law firm Steptoe & Johnson LLP has filed a petition with the Commodity Futures Trading Commission (CFTC), calling on the agency to provide more clarity regarding the definition of «delivery» in blockchain - based transactions.
a b c d e f g h i j k l m n o p q r s t u v w x y z