Commodity brokers buy and sell
commodities on a commission basis on behalf of private and commercial clients.
Not exact matches
An IB must be registered with the
Commodity Futures Trading
Commission and must carry all of its accounts through a futures commission merchant on a fully disclo
Commission and must carry all of its accounts through a futures
commission merchant on a fully disclo
commission merchant
on a fully disclosed
basis.
In April 2012, JPMC paid $ 20 million to settle claims by the
Commodity Futures Trading
Commission that the bank improperly extended credit to Lehman Brothers
based, in part,
on commingled customer funds that it was required to keep separate.
The
Commodity Futures Trading
Commission (CFTC) recently took a series of actions confirming views expressed late last year by CFTC Chairman Timothy Massad that» [d] erivatives contracts
based on a virtual currency represent one area within [the CFTC's] responsibilities.
For US -
based traders, the
Commodity Futures Trading
Commission (CFTC) limits leverage available to retail forex traders to 50:1
on major currency pairs and 20:1 for non-major currency pairs.
International
commodities company Representation of a South American -
based international
commodities company publicly - traded
on US and foreign exchanges, in connection with a Securities & Exchange
Commission accounting and reporting fraud investigation, Section 10b class action federal court proceedings, and a home country regulatory investigation.
Commodity Futures Trading
Commission Chairman Christopher Giancarlo offered a bullish perspective
on blockchain -
based assets.
US law firm Steptoe & Johnson LLP has filed a petition with the
Commodity Futures Trading
Commission (CFTC), calling
on the agency to provide more clarity regarding the definition of «delivery» in blockchain -
based transactions.