Sentences with phrase «companies for regulatory purposes»

We publish investment advice through The Successful Investor Inc., and we manage investor portfolios through Successful Investor Wealth Management Inc. (These two companies are affiliated by common ownership; I own both but set them up as separate companies for regulatory purposes.)

Not exact matches

In consultation with senior management, oversee regulatory compliance with respect to compensation matters, including overseeing the Company's policies on structuring compensation programs to preserve tax deductibility, and, as and when required, establishing performance goals and certifying that performance goals have been attained for purposes of Section 162 (m) of the Internal Revenue Code.

In addition, Innovative Dining Group may disclose personally identifiable information about you to other companies or individuals in the following circumstances: - Innovative Dining Group utilizes third party service providers to provide products, services or functions on IDG's behalf (such as sending emails or processing credit cards or fulfilling orders placed online) and asks these service providers to agree to maintain the confidentiality of your personally identifiable information and not to use your personally identifiable information for any reason except to carry out the purpose (s) for which we retained them; - Innovative Dining Group needs to protect its legal rights (e.g., if Innovative Dining Group is trying to collect money you owe); - Innovative Dining Group must comply with applicable laws, regulations or legal or regulatory processes; - Innovative Dining Group has reason to believe that someone may be causing injury to someone or interfering with - In connection with a sale, merger, transfer, exchange or other disposition of all or a portion of the business conducted by the web site.

For example, the Fund reached the analytic conclusion that despite the plethora of bad loans (mostly real estate) made by most depository institutions, many of such banking companies were not only inherently profitable but also very good takeover candidates provided that they could become «adequately capitalized» for regulatory purposFor example, the Fund reached the analytic conclusion that despite the plethora of bad loans (mostly real estate) made by most depository institutions, many of such banking companies were not only inherently profitable but also very good takeover candidates provided that they could become «adequately capitalized» for regulatory purposfor regulatory purposes.

The higher tax rate in 2005 compared with 2006 was primarily due to the accrual of regulatory penalties, which are not deductible for purposes of calculating the Company's Federal income taxes.

The Company remains in capital compliance for all regulatory purposes despite severe write - offs; however, non-performing loans continue to increase; our purchase price of 1 1/4 compares with a stated net asset value at September 30, 1990 of $ 13.16 per share.

The Supreme Court of the United States further lay the ground for this question in 2011 in William H. Sorrell, Attorney General of Vermont, et al., with a regulatory case involving the prohibition of sale of patient information by doctors to pharmaceutical companies for the purposes of data mining.

ISO 27001 certification, which covers information security, has been sought by U.S. companies for regulatory and compliance purposes, but is now also being sought by law firms in order to assure clients that the firm's data security practices are sufficient.

The latter half explores the complex world of captive insurance companies into which, through dizzying financial machinations and subterfuges, insurance companies create subsidiaries into which they funnel assets for tax and regulatory purposes.

By requirement of our trust charter, the itBit Trust Company holds regulatory capital, meaning that we back our U.S. customers assets with capital held in escrow for safety and soundness purposes.

Multiple companies within the same industry duplicate expensive efforts to maintain identity information for operational purposes, audits, and regulatory compliance.