Sentences with phrase «complaint for financial services»

Secured dismissal of federal class action complaint for financial services client involving allegations of unfair competition and fraud.

Not exact matches

The complaints were filed by such transparently named financial institutions as HSBC Bank USA, and EMC Mortgage Corporation, and BAC Home Loans Servicing, L.P., and LSF6 Mercury REO Investments Trust Series 2008 - 1, and Citibank, N.A., as Trustee for the Holders of Bear Stearns Alt - A Trust 2006 - 6 Mortgage Passthrough Certificates Series 2006 - 6, and Deutsche Bank Trust Company Americas f / k / a Banker's Trust Company, as Trustee and Custodian for IXIS 2006 - HE3 by: Saxon Mortgage Services, Inc. f / k / a Meritech Mortgage Services...

In doing so, the complaint continues, DOL «bans common and long - accepted forms of compensation for financial services and insurance professionals, such as commissions and sales loads (a mutual fund sales charge).

To help ensure that Rainforest Alliance, Inc. (the «Rainforest Alliance») complies with the highest standards of financial reporting and lawful and ethical behavior, the Board of Directors of the Rainforest Alliance (the «Board») has established the following procedures for the reporting of illegal or unethical conduct in connection with the Rainforest Alliance's finances, corporate policies, or other aspects of its operations, and the retention and treatment of such complaints, including confidential, anonymous submissions received from directors, officers, employees, and volunteers who provide substantial services to the Rainforest Alliance (who are referred to in this policy as «volunteers»).

In a nod to industry complaints, state Financial Services Superintendent Ben Lawsky says his office will reduce by about one - third the amount of reserves companies must set aside for a basic type of life - insurance policy.

[Box 9] OIS - China - Chinese Science and Technology Policy Delegation Visit, 1978 Zhongshan University Delegation Visit, 1979 AAAS Popularization of Science Delegation to China, 1980 CAST Science Writers Delegation to US, 1981 AAAS Environmental Planning Delegation to China, 1981 US - China Conference on Energy Resources and Environment, 1982 Interferon Study (Proposed), 1982 CAST Delegation to US, 1982 CAST Quality Control Delegation to US, 1982 Rumenant Productivity Symposium - US Papers, 1983 Rumenant Productivity Symposium - Chinese Papers, 1983 Photo Album of Address by Song Jian, 1985 AAAS Board of Directors Delegation to China, 1985 Chinese Delegation Visit (IIE), 1986 US Fish and Wildlife Service Delegation to China, 1986 FASAS International Climate Change Symposium (Proposal), 1986 CAST Delegation to US, 1986 Background Political Information, 1987 Law / Science Short Course (Proposal), 1987 Collected Information and Papers on Chinese Water Management, 1987 CAST Water Management Delegation to US, 1987 AAAS Water Management Delegation to China, 1987 AAAS Water Management Delegation to China - Follow - up, 1988 CAST Petrochemical Engineer Delegation to US (Proposal), 1987 Pacific Rim Symposium (Proposal), 1987 Science and Technology Advising Seminar (Proposal), 1988 - 1989 AAAS / ABA Lawyers and Scientists Delegation to China, 1988 China Symposium at 1989 AAAS Annual Meeting, 1988 - 1989 Medical Instrument Maintenance and Repair, 1989 Fang Li Zhi, 1988 - 1989 Amnesty International Reports on Chinese Arrests, 1989 Correspondence re: June 1989 Events in China, 1989 Consortium of Affiliates for International Programs, 1989 China - FASAS Symposium on Environmental Protection in Developing Countries, 1989 FASAS Symposium Chinese Papers, 1989 PRC Joint Commission Visit, 1989 Tibet, 1987 Liz Levey Misc Correspondence, 1982 - 1990 Chinese Code of Ethics, 1986 China Tech Company Information, (undated) AAAS / CAST Exchange Programs, 1978 - 1987 Correspondence with CAST International Director Wang Zheng, 1981 - 1982 Correspondence with CAST, 1981 - 1989 James Hartnett Complaint to CAST, 1988 - 1989 Chinese Academy of Sciences, 1987 Hong Kong Association for the Advancement of Science and Technology, 1987 - 1988 Correspondence with Chinese Embassy, 1982 - 1987 NAS China Committee, 1982 - 1986 Financial Aid for Chinese Students, 1987 Misc Articles and General Background Information, 1978 - 1989 Misc., 1982 - 1989 Presentation Transparencies, 1988 Elzinga, Aant.

Golden Financial Services has been in business for nearly a decade; we are «A» rated with the BBB and have zero unresolved customer complaints.

Some of the criteria established by the NASFAA Monograph include: loan cost, quality of customer service, problem resolution (responsiveness to complaints), lender default rates and lender default aversion efforts (including early intervention), ease of loan certification process, 24/7/365 availability to borrowers, disbursement flexibility, loan products offered (Stafford Loan, Parent PLUS Loan, Grad PLUS Loan, Private Student Loan, Consolidation Loan), borrower preferences for national and local lenders, life of loan servicing, entrance and exit counseling, financial literacy and debt management counseling, clarity and accuracy of lender marketing materials and web site, protection of borrower privacy, response time for processing loan applications, and quality of lender toll free telephone numbers and call centers (e.g., hold times and complexity of phone menus).

For more information about the Financial Ombudsman Service or to submit a complaint, please visit the Financial Ombudsman Service's Website.

If for some reason your claim is denied and you disagree with the decision, ask for the reason for the denial, then contact the Department of Financial Services for your state and file a complaint.

If your insurer maintains its rejection of your claim, your complaint remains unresolved for 45 days or it is not resolved to your satisfaction, you can lodge a dispute with the Financial Ombudsman Service online or by calling 1800 367 287.

The loan servicing industry's longstanding failures came into sharp focus three years ago when an analysis of consumer complaints by the federal Consumer Financial Protection Bureau found that some companies were pushing struggling borrowers toward default — which essentially ruins their financial lives — by giving them misinformation, by making it difficult for them to refinance their loans and pay lower rates, and by withholding information about affordable paymeFinancial Protection Bureau found that some companies were pushing struggling borrowers toward default — which essentially ruins their financial lives — by giving them misinformation, by making it difficult for them to refinance their loans and pay lower rates, and by withholding information about affordable paymefinancial lives — by giving them misinformation, by making it difficult for them to refinance their loans and pay lower rates, and by withholding information about affordable payment plans.

Phone: [phone] or 0300 500 8082 Email: [email protected] www.fca.org.uk Financial Ombudsman Service For complaints about banks and other creditors Phone: [phone] or 0300 123 9123 Email: [e-mail] www.financial-ombudsman.org.

The platform will then send your complaint to the Financial Ombudsman Service for an independent review.

See how to complain for more information about lodging a complaint about a financial adviser or financial service.

After sending two letters and waiting more than a month for a response, he decided to make a complaint to the firm's external dispute resolution scheme, the Financial Ombudsman Service (FOS).

Regulated by the Financial Services Complaints (FSC) under the registration number, this broker is well known among the online trading community for its ultra tight spreads that it charge traders.

The brokerage is also part of the Financial Services Complaints Ltd (FSCL), an independent New Zealand not - for - profit EDR.

When a creditor or other company fails to respond or comply with requirements and processes for fixing credit report mistakes, you can file a complaint with the Consumer Financial Protection Bureau or enlist the help of an independent credit repair service or lawyer.

Your best interest is always watched out for when enrolling into a debt settlement solution at Golden Financial Services — illustrating why we have ZERO BBB COMPLAINTS.

Consumer bureau expands complaint data — Shoppers for financial services have a new trove of material to research, now that the U.S. consumer watchdog is publishing consumers» specific gripes about companies... (See Complaints data)

In fact, the FCA requirement for financial institutions to operate complaints schemes, as well as a number of extensive regulator - led remedial schemes, and the financial and other ombudsman services, means a lot of work is done to avoid litigation — but this means advisory experts are needed and the experience I can bring to expert witness work is founded on a wide range of exposure obtained through consultancy.

The Joint Committee on Human Rights, which scrutinises government Bills for human rights compatibility, highlighted the Armed Forces (Service Complaints and Financial Assistance) Bill, the Modern Slavery Bill, and the Serious Crime Bill as «likely to raise particularly significant human rights issues».

Scott also acts for professional clients facing complaints made to their professional bodies or regulators including the ICAEW, Financial Ombudsman Service and the Legal Ombudsman.

The Law Society is a designated professional body for the purposes of the Financial Services and Markets Act 2000 but responsibility for regulation and complaints handling has been separated from the Law Society's representative functions.

Public concern about bank charges prompted thousands of consumers to issue claims in the county courts for refunds of charges imposed and to lodge complaints with the Financial Ombudsman Service.

Brendan has regularly advised insurers on whether the FSO has correctly taken jurisdiction over complaints against financial services providers, dealing also with limitation issues and claims for judicial review.

We are members of FSCL (Financial Services Complaints Ltd), an independent not - for - profit external dispute resolution scheme approved by the Minister of Consumer Affairs under the Financial Service Providers (Registration and Dispute Resolution) Act 2008.

Then, if you still think the decision is unfair, contact the Department of Financial Services for your state and file a complaint.

Customer service managers are often responsible for managing teams of customer service representatives, handling queries or complaints that have been escalated, handling financial transactions like refunding customers, and ensuring that the company's best practices for customer service are being met.

Customer Service Reps are responsible for responding to routine inquiries and complaints from internal and external customers regarding financial products and services for Wells Fargo Home Mortgage.

Client Services Manager, August 2004 to May 2009 Central California Financial - New Cityland, CA • Developed and managed project budgets for services and promotional offerings • Provided client services department with goals and financial planning, analyzed and enhanced workflow • Managed and responded to high - level customer coServices Manager, August 2004 to May 2009 Central California Financial - New Cityland, CA • Developed and managed project budgets for services and promotional offerings • Provided client services department with goals and financial planning, analyzed and enhanced workflow • Managed and responded to high - level customer cFinancial - New Cityland, CA • Developed and managed project budgets for services and promotional offerings • Provided client services department with goals and financial planning, analyzed and enhanced workflow • Managed and responded to high - level customer coservices and promotional offerings • Provided client services department with goals and financial planning, analyzed and enhanced workflow • Managed and responded to high - level customer coservices department with goals and financial planning, analyzed and enhanced workflow • Managed and responded to high - level customer cfinancial planning, analyzed and enhanced workflow • Managed and responded to high - level customer complaints

Start your list with your most recent employment and go backwards from there.For further assistance, read these examples of bank teller work history sections.Bank Teller — NBAC Bank of New Jersey — Trenton, NJ — 4/2014 to Present • Exceed all sales goals, becoming top product and service seller for five consecutive quarters, and boosting monthly profits by 15 percent • Multi-task customer service interactions and processing and counting duties on a daily basis • Process deposits, withdrawals, and payments quickly and accurately • Assist customers with inquiries concerning financial specialists, specific services, and account informationBank Teller — Trenton First Bank — Trenton, NJ — 6/2010 to 4/2014 • Resolved account discrepancies and customer complaints in a professional and timely manner, resulting in a 15 percent increase in customer satisfaction ratings, the highest in branch history • Prepared daily branch reports concerning cash amounts and daily transaction for the branch manager • Tested and immediately reported counterfeit currency to the head manager in accordance with safety protocol and procedures • Helped customers open and close accounts, make payments, and deposit and withdraw money into their accounts on a daily basis

• Special talent for creating menus and correlating recipes in according to gross customer - base's specific tastes • Track record of effectively and efficiently handling staff scheduling duties to ensure appropriate shift coverage • Skilled in investigating and resolving complaints regarding food quality and service • Focused on ensuring exceptional food service delivery through dedicated training programs and conformance to quality control standards • Adept at overseeing food preparation methods, portion sizes and garnishing activities to ensure conformance to presentation standards • Particularly effective in monitoring budgets and payroll records and handling reviews of financial transactions, to ensure authorization of expenditures • Specialized courses in food aesthetics and preparation, aimed at providing customers with novel tastes and presentations • Hands - on experience in overseeing the day to day operations of the restaurant and handling supplies and equipment procurement activities • Proven record of ensuring that all food service programs follow appropriate sanitation procedures • Excellent skills in controlling food costs, ascertaining conformance to sanitation and quality and training food service workers to work optimally

Administrative Technician III for Texas Department of Transportation: - Implement improved and time saving procedures; consistently reduce overhead costs, improve workflow and increase office efficiency - Create and maintain a database of public assistance complaints; assign an internal investigator to each case and follow - up once closed - Developed and monitor a calendar system using PowerPoint where accurate records of vacation / sick leave / comp time used and accrued are tracked month - to - month for comparison with monthly time sheets - Answer inquiries from the general public, vehicle storage facility operators, motor carriers, the trucking industry and other state / federal agencies regarding rules, laws and regulations governing the issuance of motor carrier credentials - Prepare correspondence (email and written) and review for completeness and correctness - Field calls and manage administration, resolve a wide - range of staff dilemmas and challenging situations on a daily basisPrincipal Administrative Assistant for Solar Turbines, Inc.: - Provided support to Directors, Department Managers, Project Managers and Project Engineers as well as international personnel - Maintained detailed calendars of appointment schedules for business meetings, conferences, domestic / international travel arrangements and special events - Expertly ran this fast - paced, large office encompassing office and structure maintenance, scheduling of machine / equipment service and repairs, and ordering and stocking office supplies; updated and maintained department web pages - Compiled, created and distributed financial reports and PowerPoint presentations - Edited and formatted technical documentation and maintained filing systems - Coordinated extensive domestic and international travel arrangements, including air, hotel, car and meeting locations - Planned departmental meetings, special events and office movesSenior Administrative Assistant for Solar Turbines, Inc.: - Supported Department Manager and Supervisors, Manufacturing Engineers and shop personnel - Tracked and monitored pending and confidential correspondence and financial information - Prepared apprenticeship packets for distribution; received applications, recorded data, and set - up and coordinated Differential Aptitude Tests; notified applicants of test results and set - up initial interviews - Coordinated special events; managed information systems and maintained web pages; oversee special projects - Resolved office obstacles, communication barriers and complicationsSenior Program Assistant for Solar Turbines, Inc.: - Photographed, downloaded and printed digital pictures of parts, processes and people involved in Rotor CAM area - Created and produced departmental newsletter; initiated Receiving Inspection Records Retention process (scanned records onto CD for easy and accessible retrieval and storage)- Set - up and coordinated meetings and special events; created slide show presentations and maintained web pagesPage 2

• Introduced the concept of «model apartments», thereby increasing interest of prospective individuals in renting apartments in the building • Trained and inducted the entire staff for a residential building just in time for its opening • Inspected property to ensure its safety and report any untoward incidents such as signs of forced entry or vandalism • Maintained building systems by hiring and / or contracting services of maintenance and repair staff • Handled client complaints by ensuring that they are properly investigated and addressed on time • Maintained budgets by ensuring that all operational work is performed within the set financial allowance

Tags for this Online Resume: Complaints, Customer Service, Financial, Financial Services, Services, Call Center, Audit, Billing

Tags for this Online Resume: Management, Problem Solving, Services, Training, Complaints, Customer Service, Financial, Financial Statements, Reconciliations, Teller, Problem solving

Tags for this Online Resume: Audit, Call Center, Complaints, Financial, Financial Statements, Operating Room, Policies and Procedures, Professional Services, Referrals, Administrator, material manager, quality management, human resources, Benefits Administrator, Regulatory & Compliance, Legal Issues, Operations & Logistics, Ambulatory Sugical Center Administrator

Tags for this Online Resume: Financial, Accounting, Billing, Complaints, e-Commerce, Buying, High Net Worth, Insurance, Life Insurance, Management, sales, call center, customer service, sales associate, event specialist, customer service representative, educator, Workshop leader, financial coach, Event CoFinancial, Accounting, Billing, Complaints, e-Commerce, Buying, High Net Worth, Insurance, Life Insurance, Management, sales, call center, customer service, sales associate, event specialist, customer service representative, educator, Workshop leader, financial coach, Event Cofinancial coach, Event Coordinator

Tags for this Online Resume: Typing, Dictaphone, Call Center, Child Care, Complaints, Customer Service, Services, Financial, Financial Services, Custody, Legal Services

Tags for this Online Resume: Accounting, Complaints, Email, Property Accounting, Budget Preparation, Budgeting, Customer Service, Financial, Financial Reporting, Management

Tags for this Online Resume: AT&T, Scheduling, Call Center, Corrective Actions, Forecasting, Management, Planning, Complaints, Financial, Financial Services

Tags for this Online Resume: Billing, Call Center, Complaints, Credit Card, Customer Service, Financial, Financial Services, Insurance, Mortgage Loans, Purchasing

Tags for this Online Resume: Recruiting Manager, Employee Relations Manager, HR Generalist, Compensation, EEO - 1, Vets 100, Affirmative Action Plan, Federal Contracting Experience, Healthcare experience, Software Company Experience, Financial Services Industry experience, Arizona, Investigations, Staffing, Talent Management, Change Management, Department of Defense Contractor, FMLA, Training and Development, EEOC Complaint resolution

Tags for this Online Resume: Audit, Documentation, High Net Worth, Scheduling, Banking Industry, Complaints, Customer Service, Data Entry, Financial, Health Care Industry

Tags for this Online Resume: Strategy & Planning Executive, P&L Owner, Restructuring and Sales Management, Accelerate sales growth, Customer Focused, New product development management, Broad Functional Experience (Sales, Product, Marketing, Business Development, Operations, Finance), Banking and Financial Services, Complaints, Product Management, Marketing, Business Development, Fraud and loss management, Metric Driven, Business Integration and Process Improvement

Processed customer's requests for check copies, statements, and subpoenas Direct calls and mail to appropriate people Assist supervisor on special projects and provided support throughout department Member Services Successfully resolved daily customer complaints as well as developed and implemented solutions for those complaints through active assessment of clients problems Performed financial transactions Balanced and compared totaled amounts with computer data Explained, promoted, and sold products to accomplish a rank in first place in sales.

Capias Capias Mittimus CAPTA (Child Abuse Prevention and Treatment Act) Caption Case Management Cause of Action CEJ (Continuing Exclusive Jurisdiction) Central Authority Certification Certified Divorce Financial Analyst Cestui Que Trust Charge to Jury Child Abduction Child Abuse and Neglect Child Representative Child Support Enforcement Child Support Guidelines Child Support Payment Children's Rights Circuit Court Citation Civil Code Civil Contempt Civil Law Civil Liberties Civil Rights Civil Union Clear and Convincing Evidence Classifications of Law Clerk of the Court COBRA (Consolidated Omnibus Budget Reconciliation Act) Codicil Cohabitation COLA (Cost of Living Adjustment) Collaborative Divorce Collaborative Law Commencement of Action Common Law Common Law Marriage Community Property Competency Complainant Complaint for Divorce Concurring Opinion Condonation Confidential Privilege Conflict of Interest Conjugal Rights Consanguinity Consent Order Conservator Consolidation Constitution Contemnor Contempt of Court Contested Divorce Contingency Fee Continuance Contract Co-Respondent Corroborative Witness Cost Analysis Counsel Counseling Count Counterclaim Court Court Costs Court of Equity Court Order Court Reporter Court Services Officer Covenant Marriage Coverture CRC (Children's Rights Council) Criminal Contempt Cross-Examination Cruel and Abusive Treatment CSRA (Child Support Recovery Act) Custodial Parent Custody Custody Affidavit Custody Evaluation Custody Preference

6 DOS 94 Matter of DOS v. Eagle Financial Services - motion to amend complaint; procedural due process; motion for severance; motion for stay of proceedings; adjournment; once issued, license is valid even if procured by fraud and voidable only in quasi-judicial proceeding; negotiating of mortgage loan requires real estate license; corporate licensee vicariously liable for conduct of unlicensed salesperson; failure to return and conversion of deposits