Sentences with phrase «compliance due diligence reviews»

Not exact matches

Mr. Marino joined the Firm in 2003 and is responsible for the day - to - day operations, compliance and financial reporting of the private equity funds as well as participating in the review, operational due diligence and closing of portfolio investments.

America's Top Women Wealth Advisors ranking was developed by SHOOK Research and is based on in - person and telephone due diligence meetings and a ranking algorithm that includes: client retention, industry experience, review of compliance records, firm nominations; and quantitative criteria, including: assets under management and revenue generated for their firms.

Led investigations, due diligence and other FCPA compliance reviews in countries including Argentina, Brazil, Colombia, Costa Rica, the Dominican Republic, Ecuador, Germany, Guatemala, Mexico, South Africa, Switzerland and Ukraine

These technology tools are used to facilitate large scale document / data production and review for commercial litigation, regulatory compliance (ATO, ASIC, ACCC) and due diligence for merger and acquisition transactions.

As part of our legal and regulatory risk review process, our Regulatory Risk and Compliance Practice Group can provide Regulatory Due Diligence to support:

Jan has experience designing and auditing compliance programs, performing internal investigations and due diligence reviews on third - party agents and joint - venture partners around the world, including in connection with the U.S. Department of Justice (DoJ), the U.S. Securities & Exchange Commission (SEC), the U.K. Serious Fraud Office (SFO), and multilateral development bank inquiries.

This includes governance reviews and due diligence; promoting high standards of probity and ethics; organisational or functional «health checks»; understanding and ensuring processes and systems are in place to ensure regulatory compliance and minimise fraud; keeping pace with data protection and cyber risk and advising on your duties to be a fair and responsible employer.

He supervised several mergers and acquisitions, due diligence, tax reviews and compliance works for a number of multinational companies.

Mr. Wendler also advises domestic and multinational companies with regard to general compliance matters including assisting clients with business partner reviews and business partner compliance due diligences.

Tens of thousands of users at top global professional service firms and companies use Kira to conduct due diligence, review documents for real estate and finance transactions, conduct regulatory compliance reviews, streamline the project management process, and analyze market information.

CAS was first established for its legal aid expertise and now provides a range of services to Carillion and other clients, including a document and contract review process (for contracts worth up to # 50m), which uses a traffic light system to flag up potential risks; and a due diligence and compliance service to minimise Carillion's exposure to fraud, bribery and corruption.

COBINHOOD will underwrite high - quality, ICOs that have passed stringent due diligence, smart contract code review and legal compliance.

Tags for this Online Resume: Compliance, Documentation, Fraud, Reviews, Audit, Due Diligence, Insurance, Internal audit, Management, Securitization

SUMMARY: I am a multifaceted highly skilled and well versed Juris Doctor with experience in petroleum land management, upstream oil & gas transactions, due diligence, regulatory compliance, negotiating, drafting, negotiating and reviewing complex contracts and agreements such as farmouts, Joint Operating Agreements, leases, commercial contracts et al..

Responsibilities: • Negotiating, writing and executing real estate investment agreements as well as contracts on behalf of the company • Offering counsel on a variety of legal issues • Advising executives within the company • Working alongside other departments within the company • Advising on contract status, business risks and risk mitigation strategies, and the legal liabilities associated with different real estate related deals including but not limited to: the evaluation of existing property special assessments, restrictions, zoning issues, building codes, lien releases, ADA, etc.) • Conduct title and survey review and perform due diligence on prospective loan deals; prepare and review contracts, and coordinate closings • Researching and anticipating unique legal issues that could impact the company • Reviewing advertising and marketing materials to ensure that they are in compliance with legal requirements • Manage real estate disputes including litigation • Providing training to the company on legal topics • Performing other duties as required or assigned