Sentences with phrase «compliance risk to your business»

Not exact matches

Important factors that could cause actual results to differ materially from those reflected in such forward - looking statements and that should be considered in evaluating our outlook include, but are not limited to, the following: 1) our ability to continue to grow our business and execute our growth strategy, including the timing, execution, and profitability of new and maturing programs; 2) our ability to perform our obligations under our new and maturing commercial, business aircraft, and military development programs, and the related recurring production; 3) our ability to accurately estimate and manage performance, cost, and revenue under our contracts, including our ability to achieve certain cost reductions with respect to the B787 program; 4) margin pressures and the potential for additional forward losses on new and maturing programs; 5) our ability to accommodate, and the cost of accommodating, announced increases in the build rates of certain aircraft; 6) the effect on aircraft demand and build rates of changing customer preferences for business aircraft, including the effect of global economic conditions on the business aircraft market and expanding conflicts or political unrest in the Middle East or Asia; 7) customer cancellations or deferrals as a result of global economic uncertainty or otherwise; 8) the effect of economic conditions in the industries and markets in which we operate in the U.S. and globally and any changes therein, including fluctuations in foreign currency exchange rates; 9) the success and timely execution of key milestones such as the receipt of necessary regulatory approvals, including our ability to obtain in a timely fashion any required regulatory or other third party approvals for the consummation of our announced acquisition of Asco, and customer adherence to their announced schedules; 10) our ability to successfully negotiate, or re-negotiate, future pricing under our supply agreements with Boeing and our other customers; 11) our ability to enter into profitable supply arrangements with additional customers; 12) the ability of all parties to satisfy their performance requirements under existing supply contracts with our two major customers, Boeing and Airbus, and other customers, and the risk of nonpayment by such customers; 13) any adverse impact on Boeing's and Airbus» production of aircraft resulting from cancellations, deferrals, or reduced orders by their customers or from labor disputes, domestic or international hostilities, or acts of terrorism; 14) any adverse impact on the demand for air travel or our operations from the outbreak of diseases or epidemic or pandemic outbreaks; 15) our ability to avoid or recover from cyber-based or other security attacks, information technology failures, or other disruptions; 16) returns on pension plan assets and the impact of future discount rate changes on pension obligations; 17) our ability to borrow additional funds or refinance debt, including our ability to obtain the debt to finance the purchase price for our announced acquisition of Asco on favorable terms or at all; 18) competition from commercial aerospace original equipment manufacturers and other aerostructures suppliers; 19) the effect of governmental laws, such as U.S. export control laws and U.S. and foreign anti-bribery laws such as the Foreign Corrupt Practices Act and the United Kingdom Bribery Act, and environmental laws and agency regulations, both in the U.S. and abroad; 20) the effect of changes in tax law, such as the effect of The Tax Cuts and Jobs Act (the «TCJA») that was enacted on December 22, 2017, and changes to the interpretations of or guidance related thereto, and the Company's ability to accurately calculate and estimate the effect of such changes; 21) any reduction in our credit ratings; 22) our dependence on our suppliers, as well as the cost and availability of raw materials and purchased components; 23) our ability to recruit and retain a critical mass of highly - skilled employees and our relationships with the unions representing many of our employees; 24) spending by the U.S. and other governments on defense; 25) the possibility that our cash flows and our credit facility may not be adequate for our additional capital needs or for payment of interest on, and principal of, our indebtedness; 26) our exposure under our revolving credit facility to higher interest payments should interest rates increase substantially; 27) the effectiveness of any interest rate hedging programs; 28) the effectiveness of our internal control over financial reporting; 29) the outcome or impact of ongoing or future litigation, claims, and regulatory actions; 30) exposure to potential product liability and warranty claims; 31) our ability to effectively assess, manage and integrate acquisitions that we pursue, including our ability to successfully integrate the Asco business and generate synergies and other cost savings; 32) our ability to consummate our announced acquisition of Asco in a timely matter while avoiding any unexpected costs, charges, expenses, adverse changes to business relationships and other business disruptions for ourselves and Asco as a result of the acquisition; 33) our ability to continue selling certain receivables through our supplier financing program; 34) the risks of doing business internationally, including fluctuations in foreign current exchange rates, impositions of tariffs or embargoes, compliance with foreign laws, and domestic and foreign government policies; and 35) our ability to complete the proposed accelerated stock repurchase plan, among other things.

Actual results and the timing of events could differ materially from those anticipated in the forward - looking statements due to these risks and uncertainties as well as other factors, which include, without limitation: the uncertain timing of, and risks relating to, the executive search process; risks related to the potential failure of eptinezumab to demonstrate safety and efficacy in clinical testing; Alder's ability to conduct clinical trials and studies of eptinezumab sufficient to achieve a positive completion; the availability of data at the expected times; the clinical, therapeutic and commercial value of eptinezumab; risks and uncertainties related to regulatory application, review and approval processes and Alder's compliance with applicable legal and regulatory requirements; risks and uncertainties relating to the manufacture of eptinezumab; Alder's ability to obtain and protect intellectual property rights, and operate without infringing on the intellectual property rights of others; the uncertain timing and level of expenses associated with Alder's development and commercialization activities; the sufficiency of Alder's capital and other resources; market competition; changes in economic and business conditions; and other factors discussed under the caption «Risk Factors» in Alder's Annual Report on Form 10 - K for the fiscal year ended December 31, 2017, which was filed with the Securities and Exchange Commission (SEC) on February 26, 2018, and is available on the SEC's website at www.sec.gov.

The alert noted that in a recent SEC Office of Compliance Inspections and Examinations study of 75 financial firms, 5 percent of broker - dealers and 26 percent of advisors and investment funds did not conduct periodic risk assessments of critical systems to uncover vulnerabilities, potential business consequences and other cybersecurity threats.

What are the requirements to be a director of a major public corporation, where you are required to oversee and approve complex financial statements, compensation packages, business risk appetite, internal controls and regulatory compliance?

based in part on their business line performance, and thus presented the potential for excessive risk taking, the HRC concluded that the emphasis on overall Company performance in compensation decisions, the existence of robust compliance, internal control, disclosure review and reporting programs and clawback policies, the Code of Ethics prohibition on, and right to discipline employees for manipulating business goals for compensation purposes and its prohibitions on derivative and hedging transactions in Company common stock, and the Company's stock ownership guidelines provided adequate safeguards that would either prevent or discourage excessive risk taking.

In particular, they can implement key compliance measures to ensure the firm and its business model are ready for the rule to take effect with minimal disruption and risks.

Under this initiative, senior Company human resources, compliance, credit, and legal personnel compiled and analyzed extensive information about the Company's incentive plans, including plan documents, eligibility criteria, payout formulas and payment history, and held extensive interviews with business line managers to understand how evaluation of business risk affects incentive plan performance measures and compensation decisions.

From market risk to credit risk to fraud, our risk and compliance solutions provide comprehensive business risk management and regulatory compliance.

It is extremely important to fully integrate PBM - generated and plan sponsor - generated data to understand and influence standard and specialty drug spend, medical spend, compliance, business needs, and financial forecasting, and to effectively manage administrative and medical risk.

TSSP's Core Platform is comprised of our «Pentagon» (our sourcing - as - a-business), fundraising, portfolio operations, business development, legal, compliance, accounting, and financial planning operations, as well as our strategy, tax, IT and other «non-investment» functions that work across disciplines to ensure robust risk management and investment support.

This study provides insights for policymakers and financial industry leaders who want to better understand illicit finance risks arising from bitcoin and formulate ways to enhance Anti-Money Laundering and Combating the Financing of Terrorism (AML / CFT) compliance among cryptocurrency businesses.

Here we breakdown how businesses can avoid ICO risk and address AML compliance as they looked to raise funds.

If you're running a fintech business, subject to anti-money laundering (AML) laws, appointing an AML and / or compliance officer isn't enough — board / senior management need to take responsibility to manage AML risk by carrying out a risk assessment;

But Wells Fargo's aggressive business strategy prioritized growth over effective risk management, leading to serious compliance breakdowns, the central bank said.

These factors — many of which are beyond our control and the effects of which can be difficult to predict — include: credit, market, liquidity and funding, insurance, operational, regulatory compliance, strategic, reputation, legal and regulatory environment, competitive and systemic risks and other risks discussed in the risk sections of our 2017 Annual Report; including global uncertainty and volatility, elevated Canadian housing prices and household indebtedness, information technology and cyber risk, regulatory change, technological innovation and new entrants, global environmental policy and climate change, changes in consumer behavior, the end of quantitative easing, the business and economic conditions in the geographic regions in which we operate, the effects of changes in government fiscal, monetary and other policies, tax risk and transparency and environmental and social risk.

SAP and Novell Expand Global Partnership to Help Customers Deliver Confident Business and IT Governance, Risk and Compliance Programs

Rabobank, a major Dutch bank which last week refused to service Bitcoin businesses due to «compliance risks,» has been fined $ 369 million for money laundering.

A risky business: food and beverage manufacturers are risking massive fines and reputational damage by failing to comply with European packaging waste compliance legislation.

A business risk and compliance committee identified in late 2013 that ANZ's financial planners were failing to provide advice that was in the best interests of clients.

Wolters Kluwer's Governance, Risk & Compliance (GRC) division provides legal, finance, risk and compliance professionals and small business owners with a broad spectrum of solutions, services and expertise needed to help manage myriad governance, risk and compliance needs in dynamic markets and regulatory environmeRisk & Compliance (GRC) division provides legal, finance, risk and compliance professionals and small business owners with a broad spectrum of solutions, services and expertise needed to help manage myriad governance, risk and compliance needs in dynamic markets and regulatory envCompliance (GRC) division provides legal, finance, risk and compliance professionals and small business owners with a broad spectrum of solutions, services and expertise needed to help manage myriad governance, risk and compliance needs in dynamic markets and regulatory environmerisk and compliance professionals and small business owners with a broad spectrum of solutions, services and expertise needed to help manage myriad governance, risk and compliance needs in dynamic markets and regulatory envcompliance professionals and small business owners with a broad spectrum of solutions, services and expertise needed to help manage myriad governance, risk and compliance needs in dynamic markets and regulatory environmerisk and compliance needs in dynamic markets and regulatory envcompliance needs in dynamic markets and regulatory environments.

Prior to joining the FAA, he served as Managing Associate General Counsel of Freddie Mac, where he managed the employment law function and provided advice and counsel in support of a broad range of strategic business initiatives pertaining to regulatory compliance, systemic risk mitigation, workforce restructuring, compensation, diversity, succession planning and employee retention.

The Company provides consulting and business initiative support services to its global client base in the areas of accounting; finance; corporate governance, risk and compliance management; corporate advisory, strategic communications and restructuring; information management; human capital; supply chain management; healthcare solutions; and legal and regulatory services.

Under the category «Regulatory and litigation risks» the 10 - K says specifically that «changes in environmental regulations or other laws that increase our cost of compliance or reduce or delay available business opportunities (including changes in laws related to offshore drilling operations, water use, or hydraulic fracturing)» are a risk to the company's health and wellbeing.

Carlsbad, Calif., and Lexington, Mass., February 21, 2013 — 3E Company, a leading provider of environmental health and safety (EH&S) compliance and information management services, and Atmospheric and Environmental Research (AER), a leading provider of weather risk management solutions, today announced they have both won Business Achievement Awards from Environmental Business Information publications for their ongoing commitment to developing innovative data services aimed at reducing risk for their customers.

Within these broad practice areas, their lawyers have deep knowledge and experience in a variety of legal matters, including the development and review of contracts, regulatory compliance issues, risk management, collective bargaining, civil rights matters, personal injury, property and business transactions, and legislative concerns — to name just a few.

When attorneys fail to maintain a strong understanding of how these different areas of a practice work together, their business is at risk of losing decisions in the courtroom, losing revenue, and even falling out of compliance with regulations.

Within these broad practice areas, our lawyers have deep knowledge and experience in a variety of legal matters, including the development and review of contracts, regulatory compliance issues, risk management, collective bargaining, civil rights matters, personal injury, property and business transactions, and legislative concerns — to name just a few.

The team's hands - on business experience in managing information technology risk allows them to provide practical, business - focused counsel on all aspects of information policy, security, data storage and management, regulatory compliance and other cybersecurity matters.

The comments to the Proposed Rules note it was assumed that business associates in compliance with their contracts would have already designated personnel to be responsible for formulating the organization's privacy and security policies, performed a risk analysis, and invested in hardware and software to prevent and monitor for internal and external breaches of protected health information.8 To emphasize the requirement, the risk of criminal and / or civil monetary penalties was referenced as an incentive for organizations to bolster their security and privacy policieto the Proposed Rules note it was assumed that business associates in compliance with their contracts would have already designated personnel to be responsible for formulating the organization's privacy and security policies, performed a risk analysis, and invested in hardware and software to prevent and monitor for internal and external breaches of protected health information.8 To emphasize the requirement, the risk of criminal and / or civil monetary penalties was referenced as an incentive for organizations to bolster their security and privacy policieto be responsible for formulating the organization's privacy and security policies, performed a risk analysis, and invested in hardware and software to prevent and monitor for internal and external breaches of protected health information.8 To emphasize the requirement, the risk of criminal and / or civil monetary penalties was referenced as an incentive for organizations to bolster their security and privacy policieto prevent and monitor for internal and external breaches of protected health information.8 To emphasize the requirement, the risk of criminal and / or civil monetary penalties was referenced as an incentive for organizations to bolster their security and privacy policieTo emphasize the requirement, the risk of criminal and / or civil monetary penalties was referenced as an incentive for organizations to bolster their security and privacy policieto bolster their security and privacy policies.

Pulling from our deep understanding of and commitment to the industries we serve, our attorneys work with clients on everything from regulatory strategy and risk management, business process issues, negotiations and stakeholder processes, corporate compliance, legislative advisement, and litigation before federal, state, and local courts and agencies.

Practicing competition law, Ms. Liu Dongping provides specialized services in investigation cases, merger control filing, compliance programs, evaluation of risks arising from business strategy, contract arrangement, JV arrangements, other horizontal and vertical issues, IP and anti-monopoly related issues, civil litigation related issues, remedies as well as solutions to avoid or mitigate such risks, etc. for international and domestic clients.

Using advanced platform technology, ELM Solutions helps clients consolidate all essential legal, risk, compliance, and business processes into a single, extensible software system that enables data analytics to extract a more holistic view of their legal operation and risk exposure, providing insights that enable better legal decisions and enterprise - wide risk mitigation.

An effective compliance team not only protects the bank from risks (financial, regulatory, reputational), but also serves as a showcase of the institution's commitment to responsible business and its ability to protect the interests of customers.»

He evaluates the business models, operations and compliance systems and policies and procedures of clients to identify and recommend modifications to reduce or eliminate future litigation and / or regulatory risk.

To impose the additional obligations of [the third and fourth proposals] upon the many thousands of non incorporated law practices whose participants are required to observe their professional and other conduct obligations anyway is clearly unwarranted... [A regulator's audit] has the potential to interfere at a micro level in the running of a business, and is fraught with difficulty... This proposal is also seriously at odds with the expressed desire to reduce compliance costs... We recognize that risk management, improved practice management and a sound understanding of applied ethics will support improved practicTo impose the additional obligations of [the third and fourth proposals] upon the many thousands of non incorporated law practices whose participants are required to observe their professional and other conduct obligations anyway is clearly unwarranted... [A regulator's audit] has the potential to interfere at a micro level in the running of a business, and is fraught with difficulty... This proposal is also seriously at odds with the expressed desire to reduce compliance costs... We recognize that risk management, improved practice management and a sound understanding of applied ethics will support improved practicto observe their professional and other conduct obligations anyway is clearly unwarranted... [A regulator's audit] has the potential to interfere at a micro level in the running of a business, and is fraught with difficulty... This proposal is also seriously at odds with the expressed desire to reduce compliance costs... We recognize that risk management, improved practice management and a sound understanding of applied ethics will support improved practicto interfere at a micro level in the running of a business, and is fraught with difficulty... This proposal is also seriously at odds with the expressed desire to reduce compliance costs... We recognize that risk management, improved practice management and a sound understanding of applied ethics will support improved practicto reduce compliance costs... We recognize that risk management, improved practice management and a sound understanding of applied ethics will support improved practice.

Bringing together compliance professionals, criminal defence lawyers, former prosecutors, forensic accountants and business investigations professionals, we discuss the latest trends in enforcement and investigations practice, relevant recent case law and penalties, how to manage the risks of corruption, and offer advice on best practice in responding effectively when problems are identified, as well as promoting client compliance programmes.

These solutions will span areas such as Risk & Compliance, Human Resources, Legal and Finance, and will enable legal professionals to serve more business units with less staffing requirements, by digitally scaling expertise.

Our expert advice applications allow business users and compliance officers to automate repetitive legal advice, compliance and risk review tasks through the cloud.

About Wolters Kluwer Governance, Risk & Compliance ELM Solutions is part of Wolters Kluwer's Governance, Risk & Compliance (GRC) division, which provides legal, finance, risk and compliance professionals and small business owners with a broad spectrum of solutions, services and expertise needed to help manage myriad governance, risk and compliance needs in dynamic markets and regulatory environmeRisk & Compliance ELM Solutions is part of Wolters Kluwer's Governance, Risk & Compliance (GRC) division, which provides legal, finance, risk and compliance professionals and small business owners with a broad spectrum of solutions, services and expertise needed to help manage myriad governance, risk and compliance needs in dynamic markets and regulatory envCompliance ELM Solutions is part of Wolters Kluwer's Governance, Risk & Compliance (GRC) division, which provides legal, finance, risk and compliance professionals and small business owners with a broad spectrum of solutions, services and expertise needed to help manage myriad governance, risk and compliance needs in dynamic markets and regulatory environmeRisk & Compliance (GRC) division, which provides legal, finance, risk and compliance professionals and small business owners with a broad spectrum of solutions, services and expertise needed to help manage myriad governance, risk and compliance needs in dynamic markets and regulatory envCompliance (GRC) division, which provides legal, finance, risk and compliance professionals and small business owners with a broad spectrum of solutions, services and expertise needed to help manage myriad governance, risk and compliance needs in dynamic markets and regulatory environmerisk and compliance professionals and small business owners with a broad spectrum of solutions, services and expertise needed to help manage myriad governance, risk and compliance needs in dynamic markets and regulatory envcompliance professionals and small business owners with a broad spectrum of solutions, services and expertise needed to help manage myriad governance, risk and compliance needs in dynamic markets and regulatory environmerisk and compliance needs in dynamic markets and regulatory envcompliance needs in dynamic markets and regulatory environments.

As a global company that built its business on providing information to professionals working in law, tax, finance, risk and compliance, and healthcare, Wolters Kluwer is adept at incorporating digital technology into its operating model.

Learn how these tools offer real estate business people and lawyers ways to improve risk management, compliance, documentation and due diligence in real estate transactions.

facilitating collaboration between teams from across the business, and with external partners, to support legal, risk and compliance activities

It established a new common framework for risk and compliance, using risk reporting to look at how the business can improve its planning.

Following a breach report, covered entities and business associates should take the opportunity to reexamine its HIPAA compliance — including conducting a security risk assessment; reviewing and updating policies and procedures; and re-training workforce members.

We have dedicated teams working to make the right recruitment matches across finance, HR, IT, knowledge management, marketing & business development, project and process management, risk and compliance, plus general and bespoke management roles.

Environment, health, and safety: We have class - leading capability in supporting industrial and commercial businesses in relation to the full spectrum of environmental and workplace health and safety law, including providing strategic and operational compliance advice; representation in regulator enforcement action and civil proceedings (including mass torts); and risk management advice in transactions.

And, they tend to think that governance centres on addressing privacy and broader legal compliance requirements and, perhaps, consider information from a business risk perspective.

Speaker, «Global Compliance Forum: Minimizing Risk to Protect Your Business Interests,» Squire Patton Boggs, November 1, 2017

coordinate internal information reviews to identify information assets and their value, manage risk and compliance, and improve business processes

Norton Rose Fulbright also counsels clients on legal compliance and business strategy relating to data privacy and security risk management and provides a global 24/7 incident response service in the case of a data breach.