Sentences with phrase «compliance with the federal rules»

Bank of America, Citigroup and JPMorgan Chase said they are in compliance with the federal rules.

The state was forced to change the date from September to be in compliance with a federal rule that requires adequate time between primary day and election day to distribute election ballots to service men and women overseas.

They said new signs will be in compliance with the federal rules.

The banks have said they are in compliance with the federal rule because even though they control the PACs that made the contributions to Cuomo, their specific executives who oversee bond work did not make contributions to those PACs.

They say new signs will be in compliance with the federal rules.

Correction, 10:14 am, 2/18/2015: An earlier version of the story reported incorrectly that Lee Ellis was speaking about compliance with federal rules relating to the disclosure of potential conflicts of interest.

Mortgage lenders and regulators frequently rely on APRWIN to confirm that advertised APRs are accurate and in compliance with federal rules.

The US Securities and Exchange Commission was first on the list to post notice that issuers soliciting US investors would need to be in compliance with federal rules.

Not exact matches

In an age when the political pendulum can swing quickly from regulation to deregulation and when federal rules are frequently reinterpreted, automated help with compliance is more than a convenience — it's a business necessity.

Even so, much remains open to interpretation, but Sessions made it clear that he is not ruling out prosecuting people who violate federal law, even if they are in compliance with their state's laws in regard to medical marijuana.

Member Regulation examines all firms for compliance with FINRA, MSRB and SEC rules, and federal securities laws.

She is also experienced with U.S. federal and state renewable energy tax incentive programs (including the investment tax credit, production tax credit, and 1603 cash grant), post-TEFRA partnership audit rules, and compliance with the Foreign Account Tax Compliance Accompliance with the Foreign Account Tax Compliance AcCompliance Act (FATCA).

FINRA's Market Regulation department oversees and regulates over-the-counter (OTC) trading of exchange - listed and non-exchange-listed securities for compliance with FINRA rules and federal securities laws.

Blake assures WKS stays in compliance with all labor and employment laws — especially important for a company based in California, which has complex state and local employment regulations which are often more stringent than the federal rules.

SB 219 would serve to clarify employer requirements and keep New Hampshire in compliance with current Federal laws and court decisions, including the March 25 Supreme Court ruling on Young vs United Parcel Service (UPS), which ruled in favor of Peggy Young to reverse the lower court's decision and to have a trial, after she sued UPS under the federal Pregnancy Discrimination Act, for failure to provide pregnancy accommodFederal laws and court decisions, including the March 25 Supreme Court ruling on Young vs United Parcel Service (UPS), which ruled in favor of Peggy Young to reverse the lower court's decision and to have a trial, after she sued UPS under the federal Pregnancy Discrimination Act, for failure to provide pregnancy accommodfederal Pregnancy Discrimination Act, for failure to provide pregnancy accommodations.

They are considered out of compliance with federal signage rules.

In its report, the DOI said that despite its senior staff being made aware that NYCHA was out of compliance with city lead laws in 2015, and its Chair, Shola Olatoye, being told in 2016 of non-compliance with both city and federal rules, certifications were still submitted to the federal government.

The federal government has said the signs are out of compliance with nationwide highway sign rules.

Nigeria Police has relocated Senator Dino Melaye to National Hospital, Abuja in compliance with Federal High Court, Lokoja ruling.

The Office of Research Integrity provides oversight of research involving humans, animals and biohazards, to safeguard and ensure compliance with all federal, state and institutional rules and regulations.

However, demonstrating compliance with these federal fiscal requirements — for example, comparability, in which districts must show that they provide «comparable services» in high and low poverty schools through state and local dollars — as well as the specific rules that govern each federal program, can introduce unnecessary burdens that distract from the overall goal of providing additional support to low - income schools and disadvantaged students.

Historically, central offices have been designed mainly to ensure schools» compliance with state and federal rules and regulations — and while that may be an essential bureaucratic function, it doesn't do anything to promote the collaborative culture needed for local improvement.

To adopt the learning gains calculation model for the Florida Standards Alternate Assessments in English Language Arts and Mathematics, as well as to bring the rule into compliance with 2017 statutory changes and an update to the referenced federal regulation for the four - year adjusted cohort graduation rate.

WASHINGTON — The U.S. Department of Transportation's Federal Motor Carrier Safety Administration (FMCSA) today announced a proposal to require interstate commercial truck and bus companies to use Electronic Logging Devices (ELDs) in their vehicles to improve compliance with the safety rules that govern the number of hours a driver can work.

WASHINGTON — The U.S. Department of Transportation's Federal Motor Carrier Safety Administration (FMCSA) today announced the adoption of a Final Rule that will improve roadway safety by employing technology to strengthen commercial truck and bus drivers» compliance with hours - of - service regulations that prevent fatigue.

-- To the extent that compliance with subsection (b)(2)(C) or (b)(7) would significantly alter the historic or antiquated character of a historical or antiquated rail passenger car, or a rail station served exclusively by such cars, or would result in violation of any rule, regulation, standard, or order issued by the Secretary of Transportation under the Federal Railroad Safety Act of 1970, such compliance shall not be required.

Where an employer is required by Executive Order 10925, issued March 6, 1961, or byany other Executive order prescribing fair employment practices for Government contractors and subcontractors, or by rules or regulations issuedthereunder, to file reports relating to his employment practices with any federal agency or committee, and he is substantially in compliance with such requirements, the Commission shall not require him to file additional reports pursuant to subsection (c) of this section.

Bus drivers are also inspected to ensure they are operating in full compliance with hours - of - service, medical fitness, commercial driver's license and other federal safety rules.

FMCSA is responsible for regulating both industries and — along with its state law enforcement partners — ensuring company and driver compliance with federal safety regulations, including driver on - duty and driving time limits to prevent fatigue, commercial driver's licenses rules, medical qualifications, drug and alcohol testing, hazardous materials safety standards and others.

Throughout the mayhem of each state introducing its own «Amazon Tax,» as some were calling it, the retailer has maintained that it is in compliance with a 1992 Supreme Court ruling, but that should any federal legislation be enacted nationwide it would comply.

Compliance Registered Options Principal: A registered options principal who has been designated by the broker / dealer to maintain compliance with industry rules and federal law, usually referred to Compliance Registered Options Principal: A registered options principal who has been designated by the broker / dealer to maintain compliance with industry rules and federal law, usually referred to compliance with industry rules and federal law, usually referred to as a CROP.

Notably, the White House administration has delayed implementation of the income verification rules, leaving income verification for now on the «honor system» (with random checks of a statistically significant sample to verify compliance), but raising concern from many that there may be a higher incidence of fraudulent income reporting to qualify for the subsidy in the coming year (though ultimately, inappropriately reported amounts could still be recaptured by the Federal government when the subsequent tax return is filed later, as discussed below, limiting the potential scope of any fraud).

NLCS's compliance services consist primarily of reviewing and assessing the policies and procedures of the Trust and its service providers pertaining to compliance with applicable federal securities laws, including Rule 38a - 1 under the 1940 Act.

According to government data, «The total annual cost to comply with federal regulations was $ 1.82 trillion in 2011,» while the number of new rules that impose billion - dollar compliance costs has been increasing.

Lack of compliance with the compounding requirements of the Federal Rules of Civil Procedure (FRCP) can put corporations and outside counsel at risk for sanctions and high cost exposure.

He also represents institutions and individuals in regulatory investigations regarding compliance with federal securities laws and the rules governing self - regulatory organizations.

Speak with your attorney about what you need to do to make sure you are in compliance with federal and state rules when it comes to electronic discovery.

Careful legal review of rules and guidelines for corporate decision - making and accountability ensures compliance with the Uniform Commercial Code and other state and federal laws regulating business.

Michael Koffler guides investment advisers, broker - dealers and investment funds in their compliance with federal and state securities laws and regulations, and SRO rules.

Compliance issues with U.S. federal and state statutes, including obtaining groundbreaking rulings from agencies such as FinCEN, the banking agencies, and state banking departments to address novel and important questions

He then ordered the authoring attorney to reread the local and federal rules of procedure, personally deliver to the client a copy of the redlined submission, and file a «Notice of Compliance» with the court (Nault v.

A native Miamian now in his 22nd year of practice, Brian's clients are either lawyers trying to remain lawyers, law students trying to become lawyers, law firms seeking ethics opinions and compliance with various rules, regulations and statutes, or individuals and corporations facing state or federal criminal charges.

Notwithstanding any other provisions of these rules, upon compliance with the requirements of this rule the supreme court may admit an individual to practice law in this state provided that such individual has furnished satisfactory evidence that he or she has graduated from a law school approved by the American Bar Association; has been admitted to practice law in another state, federal territory or commonwealth or the District of Columbia for at least 5 years; has taken and passed either the Multistate Professional Responsibility Examination with a scale score of at least 85 or an equivalent course in ethics taken during his or her law school attendance; and who is the president, dean or academic director of The National Judicial College in Reno, Nevada, including the director of The National Center for the Courts and Media.

The decision, however, highlights the paradox of our federal government responding to an important issue of public policy by adopting legislation (the Personal Information Protection and Electronic Documents Act) that mandates compliance with rules governing the collection, use, and disclosure of personal information, but at the same time not equipping the privacy commissioner with powers to enforce compliance or punish violators.

We work with several trusted nonaffiliated third - party service, vendor, and partner providers (the «Third - Party Providers») in connection with our use of your Personal Information such as to; (i) provide you with a personalized and conveniently simple way to receive insurance quotes, (ii) assist you when you access Website content or inquire about, apply for, and / or purchase insurance coverage or other types of products, programs and services, (iii) contact you whenever you reach out to us, (iv) remain in touch with you using any contact information you provided to us to offer products, programs, or services we believe may be of interest to you, or for any other reason in compliance with all federal and state laws, rules and regulations.

A Vocational Training Director has to review and analyze the federal and the state vocational rules and regulations and to make sure the activities implemented are in compliance with the required legislation.

How do I handle requests for such references?Thank you so much for your help!CherylCHERYL M. EARLE3407 Old Dobbin Road, Montgomery, Alabama 36116 - 1903Home Phone: [phone] Cell Phone: [phone] Fax: [phone] E-mail: [email protected] position managing legal discovery and document review with opportunity to assist attorneys with civil litigationBAR ADMISSIONAlabama State Bar, 1999LAW - RELATED EXPERIENCELaw Firm, AlabamaResearch Attorney for Special Projects, Mass Torts Department, November 2001 — February 2008 • Managed Multi-District Litigation (MDL) Document Depository (September 2002 to February 2008) o Reviewed more than 1 million pages of evidentiary documents for litigation purposes and for inclusion in electronic databaseso Coordinated document review assignments with attorneys at local depository and at other sites across the USo Retrieved, reviewed and coded documents in Concordance and Summation legal databaseso Prepared memoranda and spreadsheets providing detailed analysis of discovery materials • Aided attorneys and support staff with processing and preparation of personal injury claims and litigationo Conducted legal research and drafted pleadingso Conducted supplementary online research for additional documents and information pertinent to litigationo Assisted with preparation of correspondence to clients and referring attorneyso Contacted clients for additional information needed in case preparation, litigation, and potential settlementso Prepared and input case intakes and referrals into databaseLaw School, AlabamaStudent Intern, Alabama Disabilities Advocacy Program (ADAP), August 1996 — June 1997 • Participated in law school clinical program under third - year law student practice rule (as authorized by Alabama Supreme Court) o Assisted attorneys and advocates in cases involving mentally ill patients confined to state mental health facilitieso Interviewed clients in person (at state facilities) and over the phoneo Worked with clients, attorneys, and social workers to investigate and resolve issues concerning involuntary confinement and treatmento Aided in legal research on an appellate brief submitted to the U. S. Court of Appeals for the Eleventh Circuit (ruling granted in favor of our client) Faculty Research Assistant for Library Services, Bounds Law Library, March 1996 — June 1997 • Prepared research and teaching materials for law school faculty; worked 20 hours per week while matriculating 10 - 15 hours per semester) o Investigated copyright issues related to procuring and reproducing texts for academic useo Conducted legal research using WESTLAW, LEXIS and the InternetADDITIONAL RELEVANT EXPERIENCEManufacturing Company (MC), Montgomery, AlabamaAdministrative Assistant and Cost Analyst, Materials Purchasing Department, April 1999 — September 2001 • Assisted materials buyers in negotiating and preparing commodities contracts between raw materials suppliers and MC for manufacturing plants in the US and Mexicoo Assisted Legal Department at MC's corporate headquarters with coordination and preparation of documents for litigationo Notified and educated suppliers about MC's freight - on - board policy and its corresponding Uniform Commercial Code (UCC) provisions; result was the reduction of freight claims for both the company and its supplierso Prepared contracts and purchase orders for raw materials and capital projects involving plant maintenanceo Solicited price quotations from current vendors and established Excel spreadsheet format which simplified quote submission process and allowed MC to track and compare usage volumes and costs over timeo Prepared and analyzed cost reports used by materials buyers and production planners in purchasing decisions, including cost reductions, materials consolidation, and selection of vendorso Acted as liaison between vendors and the Purchasing, Transportation and Accounting Departments on issues concerning inbound freight, commercial carriers, and payment terms for commodities, resulting in reductions in freight costs and greater payment discounts for raw materialso Established online databases and printed directories for the Purchasing Department, allowing buyers to have easier and faster access to current vendor informationo Completed Year 2000 (Y2K) compliance project, which involved data collection and communication with MC's past, present, and potential materials suppliers and service providersNot - For - Profit Organization, AlabamaAdministrative Assistant, Combined Federal Campaign, September 1998 — January 1999 • Aided Campaign Director with 1998 Federal Campaigns (CFCs) in City 1 and City 2, which together generated nearly $ 700,000 for more than 1,000 local, national and international charitieso Prepared weekly reports on donations using WordPerfect, Microsoft Word, Excel and dBase IVo Wrote script for Talent Showcase at City 1's 1998 CFC Kickoffo Assisted Director with merger of the City 1 and City 2 CFCs in 1999Regional Bank, AlabamaAdministrative Assistant, Year 2000 (Y2K) Department, March — June 1998 • Worked with Vice President of Corporate Projects on short - term project for the bank's Y2K Departmento Analyzed and processed data on Y2K readiness for all branches of Bank throughout the southeastern USo Organized meetings for personnel of Banko Communicated with vendors of computer hardware, software, and office equipment to request information on Y2K complianceo Prepared compliance files for Federal Reserve auditso Prepared in - house memoranda and reports using Microsoft Word and ExcelRecord / Music Promotion Company, AlabamaRecord Pool Co-Founder; Office Manager, September 1990 — December 1991 • Co-founded record pool to enhance promotion of music in Alabama and the southeastern USo Procured and distributed records from major and independent labels for club, radio and mobile disc jockeyso Coordinated jointly sponsored promotional events with record companies, radio stations and clubso Designed, wrote, and published bi-weekly reports and brochures to inform the music industry of the progress and popularity of music and performers in the region, with specific focus on the Alabama music sceneMajor University, AlabamaGraduate Research Assistant, AUM Department of Marketing, June 1989 — August 1990 • Worked 13 - 20 hours per week as a research assistant to Marketing faculty while carrying a full course load in the MBA programo Analyzed consumer surveys used in academic researcho Assisted Conference Chairperson with coordination for Atlantic Marketing Association (AMA) annual meeting (October 1989) o Co-authored five - year index and classification of AMA Proceedings (published Fall 1991) EDUCATIONLaw School, AlabamaJuris Doctor (JD), 1997 • Scholarshipso Seybourn H. Lynne Scholarship, 1996 - 97o Dexter C. Hobbs Memorial Scholarship, 1995 - 96o E. W. Godbey Memorial Scholarship, 1994 - 95 • Honorso Who's Who Among American Law School Students, 1996 - 94o Arthur Davis Shores Award, 1997 • Activitieso Frederick Douglass Moot Court Team Manager, 1996 - 97 Southern Regional Competition, Second Place National Competition, Eighth Placeo John A. Campbell Moot Court Competition, Spring 1996o Black Law Students Association Delegate, BLSA National Convention, 1997 Co-Chairperson, Public Relations Committee, 1996 - 97 Chairperson, Public Relations Committee, 1995 - 96 BLSA President's Award, 1996 and 1997o American Bar Association, 1996 - 97 Entertainment and Sports Industries Forum Intellectual Property Section Law Student Divisiono LAWS Student Group Leader, 1995 - 96Major University, AlabamaMaster of Business Administration (MBA), 1990Bachelor of Science in Business Administration (B.S.B.A.), 1988 (Major: Marketing — Advertising and Promotion Track) • Honorso Dean's List • Activitieso National Student Advertising Competition Team, 1988 - 90 Seventh District Competition: Third Place, 1990o Marketing Club, 1987 - 90 Vice President — Career Development, 1988 - 89o Public Relations / Advertising (PR / AD) Club, 1988 - 90 Charter Member, 1988 Active in fund - raising and membership driveso Theater Guild, 1988 - 90 Screening Committee, 1989REFERENCESAvailable upon request

Ensure compliance with federal and state law, State Board of Education rules, and the local board policy in the area of special education.

• Coordinated enforcement action and information exchanges with federal, state and county agencies, and ensured full compliance of NJ ABC laws, rules, regulations and City Ordinances.

Maintain compliance with fire codes, building regulations and federal rules and EPA guidelines.