Sentences with phrase «complying with the due diligence»

If properly reviewing privacy policies is untenable for the average Internet user, how can an already too - busy lawyer possibly comply with the due diligence guidelines that are being promulgated?

It found that the Appellant had failed to comply with the due diligence requirements of Excise Notice 196 and refused to contemplate that its goods might have been caught up in excise fraud.

Rosen — author of «The Safe Hiring Manual» — will present a session entitled «A Strategic Approach to a Legally Compliant and Effective Background Screening Program» on Monday, June 19, 2017, from 4:00 PM to 5:15 PM that will provide SHRM professionals a strategy to comply with their due diligence background check obligations.

Not exact matches

By May 11, banks and others in the financial services industry will need to comply with new customer due diligence rules.

A wide variety of stakeholders, including buyers, sellers, shippers, banks and governments, will need to comply with burdensome regulatory requirements for know your customer (KYC), anti-money laundering (AML) and customer due diligence (CDD).

«We contacted the state multiple times to provide us guidance and to ensure we were doing due diligence to comply with policies and procedures.

IMO climate scientists would present their case far more effectively if they complied with the standards of transparency and due diligence that I've consistently advocated.

Firms will increasingly need to employ enhanced due diligence measures to comply with new rules targeting money...

Firms will increasingly need to employ enhanced due diligence measures to comply with new rules targeting money laundering and terrorist financing, says LexisNexis ® Risk Solutions LexisNexis Risk Solutions, the global information solution provider, has reminded UK firms that a fifth revision of...

Firms will increasingly need to employ enhanced due diligence measures to comply with new rules targeting money laundering and terrorist financing, says LexisNexis ® Risk Solutions

If a company or individual misrepresents the facts, fails to use due diligence, acts in bad faith, or does not comply with federal or state law, our Georgia business law attorneys file and litigate the appropriate legal claims.

Firms will increasingly need to employ enhanced due diligence measures to comply with new rules tar - geting money laundering and terrorist financing, says LexisNexis ® Risk Solutions.

It also imposes a general duty on lawyers and law firms to exercise due diligence in the supervision of non-lawyer staff to ensure that they comply with the rule and with the duty not to disclose confidences of clients of the lawyer's firm and confidences of clients of other law firms in which the person has worked.

Risk - based compliance and due diligence procedures are key to spotting the signs of criminal activity, and submitting SARs (Suspicious Activity Reports) will not only ensure you comply with the law, but also play a part in tackling money laundering before unlawful funds enter the economic system.

The underlying facts of this case (alleged negligence by the defendant in conducting due diligence of a transaction code - named «Project Pigeon») are less significant than the potentially wide - ranging consequences of the decision for the time within which documents must be served in order to comply with the Civil Procedure Rules (CPR).

For example, breach of an obligation to notify, or of an obligation to comply with an order of the privacy commissioner or review officer respecting breach notification, could be expressly made a strict liability offence, so that the non-compliant person would have to demonstrate due diligence in order to avoid conviction.

Banks, Broker - Dealers and Other Financial Institutions Face May 11 Deadline To Comply with FinCEN's Customer Due Diligence Rule

Proposals would increase the reporting, record - keeping and client due diligence obligations of Realtors and increase the costs to comply with these changes

Since any claims in advertising must comply with all applicable laws, including the Competition Act, here in Canada, one must assume that Re / Max has been thorough in performing their due diligence.