If you have friends who are
concerned about their brokers, you might consider referring them to us.
If you're mainly
concerned about your broker's moral conduct in the office, your decision probably hinges on whether or not you want to continue your association with him.
Not exact matches
Schmitt produced a white paper that raised
concerns about high - frequency trading, the lack of competition in the market and the «disappearance» of market makers, the banks and
broker - dealers who traditionally stand by as passive buyers and sellers of stock to ensure other investors have a counterparty.
In the internal memorandum, sent to approximately 17,000
brokers at Merrill Lynch and Merrill Edge, a trading sub-unit where clients manage their own trades, the company purportedly justifies the ban due to
concerns about the «suitability and eligibility standards of this product.»
He seemed genuinely
concerned about how federal rules and regulations might affect the work of professional
brokers and traders.
Thomas Peterffy, chairman of the
broker - dealer Interactive
Brokers Group, expressed deep
concerns about the trading of bitcoin futures last month, saying «there is no fundamental basis for valuation of Bitcoin and other cryptocurrencies, and they may assume any price from one day to the next.»
In this regard, many traders find themselves
concerned about the fact that Ukoptions is not a regulated
broker.
But after an ethics panel ruled the Brooklyn power
broker sexually harassed several female staffers, many, including a group of men
concerned about violence against women, said it's time for Lopez to leave office, CBS 2's Tony Aiello reported Wednesday.
Though the Real Estate Board of New York, the industry's main lobbying group, has publicly established a working relationship with de Blasio, individual developers and
brokers regularly express
concerns about the mayor's policies.
Smith also expressed
concern about the involvement of Tom Golisano, the Rochester billionaire who was initially involved in
brokering a deal between Smith and the so - called «Gang of Four» dissident Democratic senators to appoint Smith majority leader.
That being the case, no reputable
broker / dealer is
concerned about individual success stories amongst their aggregate clientele.
It is not something you should be
concerned about with a large
broker.
There are a couple of
concerns about opening an account with this discount stock
broker, as listed below:
If nothing else should raise the flag of alarm, these two facts alone, no interest in research and no help after the sale, should warn the buyer
about their dedication to and their
concern for the dogs that they either breed or
broker.
Answering a review by Michael Tobis of his book «The Honest Broker» Pielke writes «My
concern about climate science is that too many science arbiters and honest
brokers have decided to engage in advocacy.
Notable examples include acting for accountants in long - running litigation arising out of a failed tax avoidance scheme; acting for the developer and manufacturer of an offshore drilling system following an accident in operation; representing one of the Defendants in Novoship v Mikhaylyuk & Others,
concerning allegations of bribery and secret profits; appearing in a substantial LCIA arbitration
about the theft of oil stocks in East Africa;, successfully representing a
broker in litigation against a former client under a futures brokerage contract in Sucden v Fluxo - Cane [2010] 2 CLC 216; and The «Ekha» [2011] 1 All ER Comm 1077, long - running litigation in the Commercial Court and Court of Appeal
about an offshore drilling contract.
If you're
concerned about an increase in your insurance premium, call your
broker and speak to someone who can recommend some options for you.
The first major
concern about life settlements is the size of the commission the
brokers take.
It's also important to ask a good
broker if you've missed asking
about something that might be an exposure you should be
concerned about.
Chairman of Interactive
Brokers, Thomas Peterffy, has voiced
concerns about the plan to launch a Bitcoin Futures contract.
«It is instructive to note that, for all the
concerns now suddenly expressed by TREB
about privacy laws and compliance with (the Real Estate Council of Ontario), TREB has made no attempt to enact or enforce rules to restrict traditional brokerages from providing, at their sole discretion, all information relating to historical solds, pending solds and other information that they would now propose to exclude from the data feed provided to member
brokers who want to operate VOWs,» says the Competition Bureau complaint.
The
broker might be known to decline to help, might be
concerned about corporate counsel fees, even if on retainer.
If
brokers / managers / corporations do their level best to promote their agents» education in respect to the act, they will have nothing to be
concerned about.
D'Ambrosia's experiences illustrate why
brokers throughout the country need to be
concerned about RESPA.
Real estate
brokers are
concerned about this issue, says Wendy English, a real estate sales manager in Medfield, Mass..
Tighter lending standards and heightened
concern about mortgage fraud also mean more time - consuming paperwork, says Tracey Rumsey, a mortgage loan
broker with Southwest Business Corp. in Bountiful, Utah, and author of Saving the Deal (AMACOM, 2008).
«Agents should be more
concerned about how much money their
broker has invested in Zillow, that should have been invested in them.»
«If TREB is genuinely contesting the commissioner's position on privacy grounds, then TREB's traditional member
brokers must already be in widespread violation of the very privacy rules TREB claims to be
concerned about.
• Enforcing the standards required to obtain and maintain registration as a brokerage,
broker or salesperson and delivering the duties of the Registrar • Establishing minimum requirements for pre-registration and continuing education • Conducting routine inspections of brokerage offices to ensure compliance with REBBA 2002 and educate
brokers • Addressing inquiries,
concerns and complaints
about the conduct of registrants received from all sources and taking appropriate action to protect the public interest • Establishing and administering insurance requirements, which include consumer deposit protection • Promoting ongoing education and competent, knowledgeable and professional service.
I'd make sure I clearly understood the
broker's referral policies and communicate to the
broker any
concerns I had
about how the policies were implemented.
The best practice is to do what
brokers constantly tell their agents: Write up a disclosure
about your
concern and get the buyers to sign it.
«I'd be
concerned about interference with the salesperson's contract with the current
broker,» says Bruce H. Aydt, ABR, CRB, senior vice president and general counsel for Prudential Alliance, REALTORS ®, in St. Louis.
I also believe that for more and more agents, although they are
concerned about their costs, there's less of a rush to go to the lowest possible split, because they see the differences in the services that a great
broker can provide and the benefits that make it much easier for them to do business.
As other
brokers pull or threaten to pull their listings from national portals over
concerns about ads and lead forms that appear next to their listings, Howard Hanna has entered into separate agreements with Realtor.com and Zillow that will keep the listings flowing — but on the brokerage's terms.
The HomeServices of America Inc. subsidiary cited
concerns about the accuracy of listing data published on the sites, and advertisements and lead forms for other
brokers» agents that sometimes appear next to listings.
Other major listing portals, including Trulia and Zillow, have made moves in recent months intended to address
brokers»
concerns about accuracy and ads from competitors alongside of listings.
«Very extensive landscaping, while loved and valued by fellow gardeners, can be seen as a negative by buyers who are
concerned about the extra maintenance cost and extra work involved,» said Cindy Moses, associate
broker of Keller Williams Flagship of Maryland.
The biggest
concern about teams is that customers may get the impression that they are their own brokerage firm or the customers may be misled as to the true
broker responsible for the team.
Highly competitive marketplace conditions coupled with
concerns about inflation are encouraging a number of sellers and
brokers to look for alternative ways to market homes without paying a full brokerage fee.
I'm guessing as a licensed
broker, you've been exempt on most deals so never really had to be too
concerned about usury rates.
But if a
broker is
concerned about the impact of an agent's pot use, it should be tied directly to performance on the job and nothing else, she said.
The best part was applying my perspective as an active
broker, owner, and REALTOR ®
about real - world
concerns that might arise from the topics under discussion, including the handling of fair housing complaints, appropriate spending for listing photos, and even the powerfully enduring REALTOR ® brand itself, which celebrates its centennial this year.
Concerning the letter from Dale Sander,
broker / owner of Fife and Sander Real Estate (REM, March) expressing his
concern and outrage
about the recent court decision on the drunk driver's case.
Others were
concerned about the idea of NAR reaching out to members» clients, saying that
brokers could perceive that as NAR encroaching on their territory.
The board is also
concerned about recent changes to the national code of ethics, and it is opposed to Realtor.ca showing for - sale - by - owner properties through
brokers who do not hold a licence in Quebec.
The new initiatives were generally positively received by the Russian real estate community, but some agents have expressed
concerns that excessive co-operation with the government may force real estate companies and
brokers to send information
about their clients and deals to the tax office and the police.
Blog responders commented that BPOs are rarely reviewed by
brokers prior to submission, and they expressed
concern about the potential liability of agents who perform BPO work without their
brokers» awareness.
When you have
concerns about the conduct of another licensee or an unlicensed brokerage employee, always discuss the matter with your managing
broker, who should ensure it is brought to the Council's attention.
If you have questions
about why certain conditions have been placed on a licence, we recommend that you ask the licensee or the managing
broker about those issues and any
concerns you may have.
That is why it is important to bring any
concerns about potential misconduct to the attention of your managing
broker and the Council.