(3) A brokerage that is a partnership or corporation may be found to have committed professional misconduct or conduct unbecoming a licensee if a partner, officer, director or
controlling shareholder of the brokerage does one or more of the things referred to in subsection (1) or (2).
Christo Wiese is the non-executive chairman of Invicta Holdings Limited, the chairman of Pepkor and is currently
the controlling shareholder of Shoprite Holdings Limited, Africa's largest retailer.
But the deep - pocketed firm already has a big stake in the industry as
controlling shareholder of publicly held Brookdale Senior Living Inc. (NYSE: BKD), which has been on a buying binge.
https://www.youtube.com/watch?v=3ivdqsCEXuE Christo Wiese is the non-executive chairman of Invicta Holdings Limited, the chairman of Pepkor and is currently
the controlling shareholder of Shoprite Holdings Limited,...
In naming Mr. Klieger to its Top 100 list, The Hollywood Reporter cited his work in 2016 on behalf of Sumner M. Redstone,
the controlling shareholder of Viacom Inc. and CBS Corporation.
Davis Polk advised Notre Dame Intermédica Participações S.A. in connection with the initial public offering by Notre Dame Intermédica and by Bain Capital,
the controlling shareholder of Notre Dame Intermédica, of 146,484,361 common shares of Notre Dame Intermédica for an aggregate amount of R$ 2.4 billion (approximately $ 691 million).
You might remember Russian oil tycoon Mikhail Khodorkovsky, who was president and
controlling shareholder of oil company Yukos and the wealthiest man in Russia until his arrest in 2003 and subsequent conviction and imprisonment for fraud and tax evasion.
This angered Bates, who only yesterday became
the controlling shareholder of the club, was angered by the comments especially as he has not been impressed with McCartney's attitude since arriving from Wearside.
FSF Limited is now owned by Outro Limited which is wholly owned by Ken Bates, who is now
the controlling shareholder of Leeds United and delivers the transparency required.
Imagine, for a moment, that you are the CEO and
controlling shareholder of a fictional community bank called Phantom Financial Group (PFG).
National Amusements is
the controlling shareholder of both media companies, which separated from each other 10 years ago.
Redstone,
the controlling shareholder of Viacom Inc., may be laying the groundwork to replace the company's board and Dauman.
Mr. Redstone, 92 years old, is
the controlling shareholder of Viacom and CBS Corp. with nearly 80 % voting stakes in each company.
The company's letter said long - term, patient investing has been its approach, citing its decade - plus of investment in Chrysler, its eight years as
controlling shareholder of Metro - Goldwyn - Mayer and 20 years as controlling shareholder in MGM Mirage.
Yet he remains
the controlling shareholder of his two public companies, and in May, began taking the unexpected steps toward unseating Dauman that are now the subject of a raging court battle over his mental capacity.
Yang,
controlling shareholder of Country Garden, saw her fortune soar to $ 25.6 billion as of Jan. 5 to rank as the fifth - richest person in the nation, according to the Bloomberg Billionaires Index.
Beijing - based China Oceanwide — described by Genworth President & Chief Executive Officer Tom McInerney as «an ideal owner» going forward — is also
the controlling shareholder of Hong Kong - listed China Oceanwide Holdings, worth about $ 1.6 billion by market value.
The F.C.C. chairman has sounded warm about consolidation, and
controlling shareholders of both companies have passed Cfius reviews before.
It has abandoned its commitment to the Washington Consensus but
the controlling shareholders of the Bretton Woods institutions — the US, the UK, France, and Germany among them — are unwilling to relinquish their voting control by increasing the representation of the developing world.
The corporate star has been a partner at the magic circle firm since 2001, and recently co-led CC's team that advised
the controlling shareholders of AB InBev on its $ 275bn (# 177bn) merger with rival SABMiller.
International arbitration is a Shearman trademark, and during the time of our research it was fighting for the largest potential award in arbitral tribunal history, a whopping $ 50 billion from Russia on behalf of former
controlling shareholders of bankrupt oil giant Yukos.
Clifford Chance is advising
the controlling shareholders of AB InBev with a team led by global head of corporate Guy Norman and London corporate partner Patrick Sarch.
The District Court of the Hague overturned a record $ 50 billion in damages awards issued by the Permanent Court of Arbitration («PCA»), to the former
controlling shareholders of the Yukos Oil Company on the grounds that Russia had not submitted itself to the PCA's jurisdiction.
We also advise non-resident Indians and high net worth Indian individuals who are the promoters and
controlling shareholders of companies on their personal wealth management matters, as well as advising on their corporate, financial, UK immigration and other legal needs.
He was president and one of
the controlling shareholders of Frain, Camins & Swartchild Inc. in 1997 when the Chicago - based, full - service firm was sold to New York - based Insignia for $ 9.9 million.
Not exact matches
Baosteel and Aurizon look set to gain
control of Aquila Resources after the iron ore hopeful rejected a takeover proposal from Mineral Resources, and instead recommended its
shareholders accept the current $ 3.40 per share offer.
And in this case, the eye doing most
of the blinking belongs to Viacom's
controlling shareholder, 93 - year - old billionaire Sumner Redstone.
On Thursday, Viacom CEO Philippe Dauman was named chairman — despite the public opposition
of Shari Redstone, who happens to be Viacom's vice-chairman and daughter
of ailing billionaire and
controlling shareholder Sumner Redstone.
In a statement, Viacom lead director Salerno, among the directors targeted for removal, called Thursday's action a «brazen and demonstrably invalid attempt» by Shari Redstone «to gain
control of Viacom and its management in disregard
of Sumner Redstone's wishes,» at odds with the board's efforts «to represent the best interests
of all
of the
shareholders of Viacom.»
Of course, the social network is a corporation controlled by its shareholders (primarily Mark Zuckerberg), and therefore it isn't required to adhere to the free - speech dictates of the First Amendmen
Of course, the social network is a corporation
controlled by its
shareholders (primarily Mark Zuckerberg), and therefore it isn't required to adhere to the free - speech dictates
of the First Amendmen
of the First Amendment.
So Viacom's new chairman is not only unloved by some large
shareholders, but also unloved by his own vice-chairman, the daughter
of the company's
controlling shareholder and one
of the people who will direct Redstone's assets after his death.
That plan was later scrapped by the board amid
shareholder pressure, though he still has effective
control of the company.
Furthermore,
shareholders are starting to observe the power
of a positive image, while seeing a large amount
of spending going to damage
control.
The pair's solutions to the alleged problems
of CEO - speak are greater government
control of markets, more bureaucracy in the private and public sectors, an end to CEOs» duty
of care to
shareholders and — get this — more snore - inducing courses on critical textual analysis in business schools so students can know exactly how many times a CEO says «our company» versus «the company.»
At the time
of the events in 2010, Bollore was Havas's
controlling shareholder.
The comment is oddly elliptical and passive given that Pessina is a
shareholder controlling 13 %
of the company's stock, with allies KKR and activist fund JANA Partners holding sway over another 4.7 % and 1.1 %, respectively.
The board
of iron ore miner Pluton Resources has regained
control of the company after its major
shareholder, General Nice Resources, retired KordaMentha as receivers yesterday.
Even Viacom (VIAB) has seen better than expected results, despite being embroiled in a power struggle between CEO Philippe Dauman and
controlling shareholder Sumner Redstone — and despite criticism for its lackluster stable
of fading brands like Nickelodeon and Comedy Central.
From 1992 to 1996, Ferro gained extensive experience in Planning and
Control, Corporate Finance and M&A at Finmeccanica, the leading Italian high - tech engineering and manufacturing group and a former
shareholder of STMicroelectronics.
Tightly
controlled companies are the unloved children
of the public markets, because they concentrate decision - making in the hands
of the few to the exclusion
of a firm's wider
shareholder base.
The tussle for
control of Phoenix Gold intensified today after Zijin Mining Group struck a pre-sales agreement with one
of the miner's largest
shareholders, boosting its interest to 17.9 per cent ahead
of announcing a cash takeover bid that values the business at $ 47 million.
Metals X looks set to succeed in its long - running battle for
control of Aditya Birla Minerals, with the takeover target recommending
shareholders accept an increased offer that values the company at about $ 103 million.
Although Desmarais transferred executive
control to sons Paul Desmarais Jr. and André Desmarais in 1996, he remained
controlling shareholder and head
of the executive committee.
P.J.'s shares were put under
control of trustees who along with the four children drafted a
shareholders agreement.
Shareholder returns at family -
controlled corporations significantly outperform those
of widely held public companies, even though family -
controlled boards tend to break governance rules, such as having a certain number
of independent directors.
BERLIN, May 2 - Volkswagen's labour leaders should focus on staff - related matters and not get involved in other aspects
of management, the head
of the carmaker's
controlling shareholder group was quoted as saying on Wednesday.
In remarks last week,
controlling shareholder Shari Redstone alluded to the importance
of scale when asked about merging CBS and Viacom.
In his 2005 decision in the Disney
shareholder case, Chancellor Chandler served up a stern warning to boards
of directors according to a report by Reuters: «If neither the courts nor the markets are able to restrain executive compensation... the result will be imposition
of regulatory
controls.
Kalanick had good reason to think he could count on the support
of Uber's
shareholders: He owns the biggest individual stake and
controls a majority
of the super-voting shares, making his grip on the board
of directors difficult to loosen.
South Korean family - run business empires like Samsung Group have a reputation for low dividend payouts and other governance practices that favour
controlling shareholders at the expense
of ordinary investors.