Not exact matches
Since 2010, he has been responsible for developing and executing global legal strategies in governance, litigation and regulation for all aspects of the bank's
businesses, including asset management and
brokerage services, and
corporate and investment banking.
It is in the
business of retail and commercial banking, comprehensive financial planning, full - service
brokerage and trust administration and a full range of personal and
corporate insurance products.
Apparently, the Schwab One
Brokerage Account (for Organizations) is registered to your EIN (Tax ID) and
business name (DBA, LLC,
Corporate), and has checking features, all for no fee.
«Review of the «Assurance of Discontinuance» provides rich, indeed stunning, detail into how
business was done at the expense of
corporate policyholders in particular whose premiums were sufficiently large as to make bid - rigging, kickbacks, lying, and cheating lucrative for the participants — both the individuals whose bonuses and power reflected their success in
business and the companies that employed them that generated large premiums from the widespread conspiracy and corruption endemic to the top - tier of the insurance
brokerage industry and the insurers that paid them.»
Our clients have included bank presidents,
corporate officers, attorneys, physicians and
brokerage houses, as well as small -
business owners, college students and entrepreneurs.
CAPGEMINI (Chicago, IL) 1999 — 2004 Manager • Manage projects related to customer application development, maintenance,
business analysis and testing / quality assurance • Led the corporate Project Management Certification Group • Responsible for project management networking and training of potential PMP candidates • Provide quality assurance coaching and mentoring and prepared and rolled out training plans • Assist in the organizational initiative of attaining CMMI Level 3, conducting internal audits and appraisals, and training on the CMMI and SCAMPI methodologies • Serve as a consultant for the AON Corporation — Insurance Brokerage System Assessment (Chicago, IL) • Act as the Functional Manager conducting a high - level competitive analysis of insurance brokerage solutions, commercial vendor packages, and AON internal systems • Offer consulting services to Sprint (Overland Park, KS) • Serve as Project Manager, Project Leader, and Business Analyst • Lead Trouble Reporting System (TRS), Facilities Management System (FMS), and Integrated On - demand Network (ION) ini
business analysis and testing / quality assurance • Led the
corporate Project Management Certification Group • Responsible for project management networking and training of potential PMP candidates • Provide quality assurance coaching and mentoring and prepared and rolled out training plans • Assist in the organizational initiative of attaining CMMI Level 3, conducting internal audits and appraisals, and training on the CMMI and SCAMPI methodologies • Serve as a consultant for the AON Corporation — Insurance
Brokerage System Assessment (Chicago, IL) • Act as the Functional Manager conducting a high - level competitive analysis of insurance brokerage solutions, commercial vendor packages, and AON internal systems • Offer consulting services to Sprint (Overland Park, KS) • Serve as Project Manager, Project Leader, and Business Analyst • Lead Trouble Reporting System (TRS), Facilities Management System (FMS), and Integrated On - demand Network (ION) in
Brokerage System Assessment (Chicago, IL) • Act as the Functional Manager conducting a high - level competitive analysis of insurance
brokerage solutions, commercial vendor packages, and AON internal systems • Offer consulting services to Sprint (Overland Park, KS) • Serve as Project Manager, Project Leader, and Business Analyst • Lead Trouble Reporting System (TRS), Facilities Management System (FMS), and Integrated On - demand Network (ION) in
brokerage solutions, commercial vendor packages, and AON internal systems • Offer consulting services to Sprint (Overland Park, KS) • Serve as Project Manager, Project Leader, and
Business Analyst • Lead Trouble Reporting System (TRS), Facilities Management System (FMS), and Integrated On - demand Network (ION) ini
Business Analyst • Lead Trouble Reporting System (TRS), Facilities Management System (FMS), and Integrated On - demand Network (ION) initiatives
Additionally, more than half of its
brokerage business is derived from office and industrial tenant representation and
corporate services activity outside of Florida.
Not only are the big companies, which account for much of the
corporate relocation market, scaling back their transfers and thus decreasing
business, but they're also expecting
brokerages to provide a wider mix of service options — rentals, guaranteed buyouts, lease - to - own — rather than just straight property sales.
Mr. Riguardi developed and implemented a program to expand the New York leasing and
brokerage business, retail
brokerage business, investment sales teams and
corporate solutions, which included attracting top talent from the industry and combining it with the company's strong base to form a market leadership team.
As evidence of affiliation, the Council requires a letter from the
brokerage's
corporate lawyer confirming that the
brokerages are affiliated within the meaning of the
Business Corporations Act.
Cutler v. Tommy Hilfiger U.S.A. (237 A.D. 2d 193)- non-jury trial awarding
brokerage commission unanimously affirmed; broker established that she had shown apartment to defendant, he agreed to pay her a
brokerage fee, shortly thereafter the broker indicated to him through his
business agent that the apartment was available at his price and he subsequently purchased the apartment through the
corporate defendant; joint and several liability was proper of the individual and
corporate defendant.
CRC # 99 - 1209 Matter of DOS v. Santos, Consent Order - salesperson improperly owned and operated
brokerage business and served as a
corporate officer in violation of RPL § 441 - b (2) and improperly owned voting shares of stock in violation of 19 NYCRR 175.22; $ 2,000.00 fine, broker's license to be issued upon payment of fine and satisfaction of all other license requirements
7 DOS 00 DOS v. Flagship Marketing Group - availing of license; failure to cooperate with DOS investigation; jurisdiction; proper
business practices; ex parte hearing may proceed upon proof of proper service; DOS retains jurisdiction over party not licensed at the time of the hearing where, at that time the complaint was served, the party was (i) licensed, (ii) an applicant for a license or renewal, or (iii) was eligible to automatically renew; salesperson is prohibited both from owning, directly or indirectly, singly or jointly, any shares of voting stock in and from being an officer of any licensed real estate
brokerage corporation with which the salesperson is associated; representative real estate broker availed the
corporate broker license to an associated salesperson where the office was operated by the salesperson without the direct supervision of the representative broker and the salesperson conducted
business as a broker for his own benefit; representative real estate broker engaged in fraud by availing the
corporate real estate broker license to a salesperson; representative broker's availing of
corporate broker's license for which the
corporate broker is vicariously liable; failure to provide
business records constitutes failure to cooperate with DOS investigation; DOS fails to establish fraud, ignorance or negligence is not sufficient to prove mistake; pressure, regardless of how severe, is not undue influence; restitution denied where funds sought were received by an entity not named or charged in the complaint;
corporate broker fined $ 3,000.00, representative broker's license revoked and fined $ 3,000.00 and salesperson fined $ 5,000.00