Sentences with phrase «customer as an accredited investor»
The SEC review may raise the threshold for defining a customer as an accredited investor, forcing companies that sell securities to them to register the products with the SEC.
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To credit bureaus and other third parties who provide Know Your Customer and Anti-Money Laundering services, including verifying users as accredited investors.
These rules impose additional sales practice requirements on broker - dealers that recommend the purchase or sale of penny stocks to persons other than those who qualify as «established customers» or «accredited investors.»
As a result, this year, the company intends to launch a secondary securities token market for customers, not just accredited investors - one that will allow them trade coins purchased during other ICOs.