Sentences with phrase «debt and equity securities»

Investments included individual assets, large portfolios, buyouts, and public and private debt and equity securities.

The firm has substantial experience in London, other European and US capital markets, including representation of issuers, sponsors and underwriters in IPOs and secondary offerings, in both debt and equity securities markets.

Our global securities team helps banks and bank holding companies comply with all requirements as issuers of their own debt and equity securities, and as participants in the full range of corporate finance and public markets and trading activities.

Andrew's experience in corporate finance includes advising issuers and investment dealers on public and private offerings of debt and equity securities, both domestically and cross-border, with an emphasis on the mining and precious metals sector.

Our team includes veteran litigation, enforcement, and regulatory lawyers who help our clients comply with all requirements as issuers of their own debt and equity securities, and as participants in a full range of corporate finance and public markets and trading activities.

Brandon represents issuers and underwriters in debt and equity securities offerings, including Section 144A / Regulation S and registered transactions, shelf offerings, follow - on offerings and initial public offerings.

Financing, including seed and angel finance, crowdfunding, venture capital, public and private offerings of debt and equity securities, and other investment and fundraising transactions.

His practice involves a wide variety of corporate transactions, including the acquisition, financing and disposition of business entities through asset and stock purchase transactions; entity selection and formation; sales of debt and equity securities, negotiation and drafting purchase agreements; employment agreements, licensing agreements and other contracts; and general corporate matters.

Matt also has significant experience in the corporate finance area, advising issuers and underwriters on public and private offerings of debt and equity securities.

Representation of underwriters in connection with the placement of public and private debt and equity securities.

Attorneys in our corporate finance practice regularly advise on private placements of debt and equity securities.

To pursue its investment objectives, the Flexible Income Fund invests in both debt and equity securities.

It is a closed - end non-diversified management investment company which invests in debt and equity securities of small and medium - sized private United States businesses.

Financial markets where debt and equity securities trade.

RiceBran Technologies Enters Into Definitive Agreements for an $ 8 Million Private Placement Consisting of a Combination of Debt and Equity Securities

In 2002 he co-founded STL Capital Partners, LLC, which, until 2015, advised middle market companies involved in various capital market transactions including private placements of debt and equity securities, mergers and acquisitions, leveraged buyouts and valuations of securities, and provided merchant capital in private transactions.

TACP applies TSSP's deep fundamental research approach, developed across market cycles, to stressed, distressed, and special situation debt and equity securities with an acute focus on downside protection and favorably skewed risk - reward profiles.

NHF is invested primarily in below investment grade debt and equity securities and has the ability to hedge risk.

He began his investment career at Equitable Capital Management Corporation where he successfully invested across a broad range of private debt and equity securities, specializing in media.

Not exact matches

Among other things, the Global Portfolio invests in assets such as listed equities, debt securities, money market instruments, real estate, commodities, cash and financial derivative instruments.

This new clearing house, which requires approval from Canadian regulators, would allow companies to issue conventional equity and debt using a digital token representing a share in a business, also known as a tokenized security.

The electric carmaker plans to raise money through either an equity or debt offering, it said in a registration statement filed with the U.S. Securities and Exchange Commission.

But cross-country differences in equity returns declined to pre-crisis levels while the range of yields on debt securities issued by banks and by non-financial corporations also narrowed, suggesting that there is some integration at least in prices of financial instruments.

Given the relative position in the capital structure and security surrounding debt investments, the rate of return for creditors of a given company is typically lower than the company's equity holders.

In summary, debt investments can provide investors with current income and security not afforded to equity investors.

The Fund invests primarily in below investment grade debt, equity securities and real estate and has the ability to hedge risk.

The Reporting Persons may, from time to time and at any time: (i) acquire additional Shares and / or other equity, debt, notes, instruments or other securities (collectively, «Securities») of the Issuer (or its affiliates) in the open market or otherwise; (ii) dispose of any or all of their Securities in the open market or otherwise; or (iii) engage in any hedging or similar transactions with respect to the Ssecurities (collectively, «Securities») of the Issuer (or its affiliates) in the open market or otherwise; (ii) dispose of any or all of their Securities in the open market or otherwise; or (iii) engage in any hedging or similar transactions with respect to the SSecurities») of the Issuer (or its affiliates) in the open market or otherwise; (ii) dispose of any or all of their Securities in the open market or otherwise; or (iii) engage in any hedging or similar transactions with respect to the SSecurities in the open market or otherwise; or (iii) engage in any hedging or similar transactions with respect to the SecuritiesSecurities.

If we raise additional funds through further issuances of equity, convertible debt securities, or other securities convertible into equity, our existing stockholders could suffer significant dilution in their percentage ownership of our company, and any new equity securities we issue could have rights, preferences, and privileges senior to those of holders of our Class A common stock.

That's a year for equity securities and 40 days for debt securities (see discussion of «What kind of securities are ICOs?»

Securities broadly categorized into debt securities, such as bonds and debentures, and equity securities, such as commSecurities broadly categorized into debt securities, such as bonds and debentures, and equity securities, such as commsecurities, such as bonds and debentures, and equity securities, such as commsecurities, such as common stocks.

NexPoint Strategic Opportunities Fund (NHF) is a closed end fund that seeks current income with capital appreciation through investment in floating and fixed rate loans, bonds, debt obligations, mortgage backed and asset backed securities, collateralized debt obligations and equities.

At the same time, what is counted as cash on the sidelines, whether in money market funds, or as tiny balances in equity funds, is nothing but a mountain of short - term debt securities, mostly Treasury bills, that have been issued and must be held by somebody until they are retired.

NexPoint Strategic Opportunity Fund (NHF) is a closed end fund that seeks current income with capital appreciation through investment in floating and fixed rate loans, bonds, debt obligations, mortgage backed and asset backed securities, collateralized debt obligations and equities.

Such strategies involve investing predominantly in corporate credit, including senior secured and mezzanine loans and high yield, distressed and high grade debt securities, private equity controlled positions, real estate investment and investment in pools of non-performing loans in Europe and Asia.

Moody's Investors Service, which downgraded Tesla's credit rating further into junk in March, still expects Tesla will need to raise about $ 2 billion selling equity, convertible bonds or debt, to offset the cash it burns this year and securities maturing through early 2019.

Delaware Investments Dividend and Income Fund, Inc. (DDF) is a closed end fund that seeks current income and capital appreciation through investment in equity and non convertible debt securities.

a reduction in the rating awarded a debt or equity security; a credit agency downgrades the debt of a company, municipality, or governmental entity indicating a potential deterioration in the financial situation of the issuer and its ability to meet its obligations in full and / or on time.; a downgrade suggests investors are less certain to receive interest payments and return of capital

He represents issuers and underwriters in public and private initial and follow - on offerings of equity and debt securities, banks and hedge funds in secondary market par and distressed debt trading, and sponsors of and liquidity providers to securitization vehicles in connection with transactions and regulation applicable to their activities.

Crowdfunding (alternately investment crowdfunding, securities crowdfunding, crowdinvesting, crowd financing, debt crowdfunding, crowdlending or equity crowdfunding) describes the collective effort of individuals who network and pool their resources, usually via the Internet, to support efforts initiated by other people or organizations.

To help fund its ballooning installations, the company turned to an array of instruments, such as tax - equity financing, bonds, and debt securities.

They bought enormous amounts of mortgages and other debt instruments, and they drove down interest rates to virtually zero to ensure that the large investment banks and financial institutions survived — forcing retail investors to participate in high - risk securities such as equities and corporate debt instead of stashing their money in banks.

For non-financial corporates, total net non-intermediated capital raisings (that is, issuance of short and long - term debt securities, hybrids and equities, all net of maturities / buybacks) reached record levels in the December quarter.

In turn, the buyer receives a share of ownership, and the company gets cash to grow his business or to pay off debt, Equity securities generally pay off steady dividends, to the buyer, but do fluctuate in their market value depending on the ups and downs of the market and the economic situation.

Potential risks and uncertainties include the availability of acceptable bank debt financing; the availability of acceptable additional equity investors; delays or interruptions in construction of power plants; the timely availability of required permits and authorizations for projects from governmental entities and third parties; changes in applicable regulatory requirements and incentives for production of solar power; and other risks described in the company's filings with the Securities and Exchange Commission.

This collateral (i.e., permissible vehicles investments) may include: (i) match - funded assets, and, (ii) debt securities, equity securities and other financial instruments issued or guaranteed by the US government or its agencies, sovereign governments, supra - national entities, corporations, financial institutions and asset - backed or mortgage - backed issuers that are the subject of credit support agreements.

Alternative investments, such as hedge funds, private equity, private debt and private real estate funds are not suitable for all investors and are only open to «accredited» or «qualified» investors within the meaning of U.S. securities laws.

Debt & Equity Financing: Berkery Noyes Securities LLC assists middle market companies with raising growth capital in the debt and equity markDebt & Equity Financing: Berkery Noyes Securities LLC assists middle market companies with raising growth capital in the debt and equity maEquity Financing: Berkery Noyes Securities LLC assists middle market companies with raising growth capital in the debt and equity markdebt and equity maequity markets.

The real estate segment invests in real estate equity for the acquisition and recapitalization of real estate assets, portfolios, platforms and operating companies, and real estate debt, including first mortgage and mezzanine loans, preferred equity and commercial mortgage backed securities.»

The Oakmark Equity and Income Fund invests in medium - and lower - quality debt securities that have higher yield potential but present greater investment and credit risk than higher - quality securities, which may result in greater share price volatility.

The Fund seeks to maximize total return by investing in a diversified, risk - balanced global market portfolio with exposure to global equities, sovereign debt, inflation - protected securities and commodities.