Sentences with phrase «debt securities involve»

These lower - quality debt securities involve greater risk of default or price change due to potential changes in the credit quality of the issuer.

Lower - rated or high yield debt securities involve greater credit risk, including the possibility of default or bankruptcy.

These Lower - quality debt securities involve greater risk of default or price changes due to potential changes in the credit quality of the issuer.

Lower - quality debt securities involve greater risk of default or price changes due to potential changes in the credit quality of the issuer.

Investing in higher - yielding, lower - rated, floating - rate loans and debt securities involves greater risk of default, which could result in loss of principal — a risk that may be heightened in a slowing economy.

Not exact matches

Although the bond market is also volatile, lower - quality debt securities, including leveraged loans, generally offer higher yields compared with investment - grade securities, but also involve greater risk of default or price changes.

Prior to joining Cerberus, Mr. McLeod managed the leveraged finance origination and execution activities at CIBC World Markets from 1998 to 2006, where he originated, structured and executed transactions involving high yield debt securities, leveraged loans, privately placed mezzanine securities and merchant banking investments.

• Lower - quality debt securities generally offer higher yields but also involve greater risk of default or price changes due to potential changes in the credit quality of the issuer.

Such strategies involve investing predominantly in corporate credit, including senior secured and mezzanine loans and high yield, distressed and high grade debt securities, private equity controlled positions, real estate investment and investment in pools of non-performing loans in Europe and Asia.

The investor should note that vehicles that invest in lower - rated debt securities (commonly referred to as junk bonds) involve additional risks because of the lower credit quality of the securities in the portfolio.

HFRI Event Driven Index maintains positions in companies currently or prospectively involved in corporate transactions of a wide variety including, but not limited to, mergers, restructurings, financial distress, tender offers, shareholder buybacks, debt exchanges, security issuance, or other capital structure adjustments.

Investments in high - yield («junk») bonds involve greater risk of price volatility, illiquidity, and default than higher - rated debt securities.

In 2002 he co-founded STL Capital Partners, LLC, which, until 2015, advised middle market companies involved in various capital market transactions including private placements of debt and equity securities, mergers and acquisitions, leveraged buyouts and valuations of securities, and provided merchant capital in private transactions.

Still, we've observed diminishing returns from the Fed's interventions, there is no political tolerance for the Fed to intervene in securities involving any credit risk that would be borne by U.S. citizens (purchasing European sovereign debt, for example), and the yield on the 10 - year Treasury bond is already down to 1.7 %, which is far below where it stood when prior interventions were initiated.

Examples of these risks, uncertainties and other factors include, but are not limited to the impact of: adverse general economic and related factors, such as fluctuating or increasing levels of unemployment, underemployment and the volatility of fuel prices, declines in the securities and real estate markets, and perceptions of these conditions that decrease the level of disposable income of consumers or consumer confidence; adverse events impacting the security of travel, such as terrorist acts, armed conflict and threats thereof, acts of piracy, and other international events; the risks and increased costs associated with operating internationally; our expansion into and investments in new markets; breaches in data security or other disturbances to our information technology and other networks; the spread of epidemics and viral outbreaks; adverse incidents involving cruise ships; changes in fuel prices and / or other cruise operating costs; any impairment of our tradenames or goodwill; our hedging strategies; our inability to obtain adequate insurance coverage; our substantial indebtedness, including the ability to raise additional capital to fund our operations, and to generate the necessary amount of cash to service our existing debt; restrictions in the agreements governing our indebtedness that limit our flexibility in operating our business; the significant portion of our assets pledged as collateral under our existing debt agreements and the ability of our creditors to accelerate the repayment of our indebtedness; volatility and disruptions in the global credit and financial markets, which may adversely affect our ability to borrow and could increase our counterparty credit risks, including those under our credit facilities, derivatives, contingent obligations, insurance contracts and new ship progress payment guarantees; fluctuations in foreign currency exchange rates; overcapacity in key markets or globally; our inability to recruit or retain qualified personnel or the loss of key personnel; future changes relating to how external distribution channels sell and market our cruises; our reliance on third parties to provide hotel management services to certain ships and certain other services; delays in our shipbuilding program and ship repairs, maintenance and refurbishments; future increases in the price of, or major changes or reduction in, commercial airline services; seasonal variations in passenger fare rates and occupancy levels at different times of the year; our ability to keep pace with developments in technology; amendments to our collective bargaining agreements for crew members and other employee relation issues; the continued availability of attractive port destinations; pending or threatened litigation, investigations and enforcement actions; changes involving the tax and environmental regulatory regimes in which we operate; and other factors set forth under «Risk Factors» in our most recently filed Annual Report on Form 10 - K and subsequent filings by the Company with the Securities and Exchange Csecurities and real estate markets, and perceptions of these conditions that decrease the level of disposable income of consumers or consumer confidence; adverse events impacting the security of travel, such as terrorist acts, armed conflict and threats thereof, acts of piracy, and other international events; the risks and increased costs associated with operating internationally; our expansion into and investments in new markets; breaches in data security or other disturbances to our information technology and other networks; the spread of epidemics and viral outbreaks; adverse incidents involving cruise ships; changes in fuel prices and / or other cruise operating costs; any impairment of our tradenames or goodwill; our hedging strategies; our inability to obtain adequate insurance coverage; our substantial indebtedness, including the ability to raise additional capital to fund our operations, and to generate the necessary amount of cash to service our existing debt; restrictions in the agreements governing our indebtedness that limit our flexibility in operating our business; the significant portion of our assets pledged as collateral under our existing debt agreements and the ability of our creditors to accelerate the repayment of our indebtedness; volatility and disruptions in the global credit and financial markets, which may adversely affect our ability to borrow and could increase our counterparty credit risks, including those under our credit facilities, derivatives, contingent obligations, insurance contracts and new ship progress payment guarantees; fluctuations in foreign currency exchange rates; overcapacity in key markets or globally; our inability to recruit or retain qualified personnel or the loss of key personnel; future changes relating to how external distribution channels sell and market our cruises; our reliance on third parties to provide hotel management services to certain ships and certain other services; delays in our shipbuilding program and ship repairs, maintenance and refurbishments; future increases in the price of, or major changes or reduction in, commercial airline services; seasonal variations in passenger fare rates and occupancy levels at different times of the year; our ability to keep pace with developments in technology; amendments to our collective bargaining agreements for crew members and other employee relation issues; the continued availability of attractive port destinations; pending or threatened litigation, investigations and enforcement actions; changes involving the tax and environmental regulatory regimes in which we operate; and other factors set forth under «Risk Factors» in our most recently filed Annual Report on Form 10 - K and subsequent filings by the Company with the Securities and Exchange CSecurities and Exchange Commission.

One could easily suggest that his swamp to which he refers is cluttered with Bush's own crap: the security failure that allowed 9/11; two unnecessary ground wars in Muslim countries; wars that involved the silly nation - building rationale and which were not paid for; tax cuts that failed the trickle - down test and produced huge deficits / debts; a major attack on Social Security in promoting privatization; and the de-regulation and laissez - faire style that allowed the mortgage and bank msecurity failure that allowed 9/11; two unnecessary ground wars in Muslim countries; wars that involved the silly nation - building rationale and which were not paid for; tax cuts that failed the trickle - down test and produced huge deficits / debts; a major attack on Social Security in promoting privatization; and the de-regulation and laissez - faire style that allowed the mortgage and bank mSecurity in promoting privatization; and the de-regulation and laissez - faire style that allowed the mortgage and bank meltdown.

High - yield («junk») bonds involve greater risk of price volatility, illiquidity, and default than higher - rated debt securities.

Although the bond market is also volatile, lower - quality debt securities including leveraged loans generally offer higher yields compared to investment grade securities, but also involve greater risk of default or price changes.

Although the bond market is also volatile, lower - quality debt securities, including leveraged loans, generally offer higher yields compared with investment - grade securities, but also involve greater risk of default or price changes.

If you allocate money to a security (either equity or debt) you have the responsibility of becoming involved in the respective firm because, as Benjamin Graham noted, you invested in a business, not in a piece of paper or a financial device.

Still, we've observed diminishing returns from the Fed's interventions, there is no political tolerance for the Fed to intervene in securities involving any credit risk that would be borne by U.S. citizens (purchasing European sovereign debt, for example), and the yield on the 10 - year Treasury bond is already down to 1.7 %, which is far below where it stood when prior interventions were initiated.

Secured debt involves placing an underlying asset (like property) as security for the loan where, through legal process, the lender can take possession of the underlying asset if the borrower stops making payments.

The Fund may invest in securities of issuers that are, or will be, involved in reorganizations, financial restructurings, or bankruptcy (also known as «distressed debt»).

Investments in high - yield («junk») bonds involve greater risk of price volatility, illiquidity, and default than higher - rated debt securities.

Lower - rated or high yield debt securities («junk bonds») involve greater credit risk, including the possibility of default or bankruptcy.

Certain fixed income ETFs may invest in lower quality debt securities that involve greater risk of default or price changes due to potential changes in the credit quality of the issuer.

The first party involved is the financial institution that issued the debt security in the first place.

The third party, the CDS seller, is most often an institutional investing organization involved in credit speculation and will guarantee the underlying debt between the issuer of the security and the buyer.

Investing in certain funds involves special risks, such as those related to investments in small - and mid-capitalization stocks, foreign, debt and high - yield securities, and funds that focus their investments in a particular industry.

Lower rated bonds, convertible securities and other types of debt obligations involve greater risks than higher rated bonds.

In the ordinary course of its trading, brokerage, investment and asset management and financial activities, RBC and its affiliates may hold long or short positions, and may trade or otherwise effect or recommend transactions, for its own account or the accounts of its customers, in debt or equity securities or loans of the Company or any other company that may be involved in a transaction with the Company.

Mr Costeja Gonzalez was involved in insolvency proceedings relating to social security debts in the late 1990's.

Peter's private placement practice involves the representation of both issuers and institutional investors in connection with a wide variety of structures and securities, including secured and unsecured senior debt securities, subordinated debt, convertible debt, preferred stock, warrants, trust - preferred securities, merger and acquisition financing, ESOP financings, credit tenant loans, leveraged leases and other structured financings, together with related workout and other restructuring transactions.

Advising an insolvency practitioner in respect of a pre-packaged administration sale involving a number of companies and complex issues relating to security over book debts.

We regularly draft and negotiate documentation for the financial transactions in which businesses are involved, such as public and private debt and equity arrangements, initial and follow - on public offerings, bank financing, and the issuance of convertible debt or hybrid securities.

This work regularly involves preparing statements of debt, advising on the enforcement of security, managing claims processes and coordinating with creditors» committees.

Representation spans matters involving registration of corporate securities, corporate organization, public and private equity and debt financing, regulatory compliance, SEC matters, NYSE and all other national securities exchanges, mergers, acquisitions and other business combinations, broker - dealer and investment advisor registration and regulation as well as SEC enforcement and litigation procedures.

His practice involves a wide variety of corporate transactions, including the acquisition, financing and disposition of business entities through asset and stock purchase transactions; entity selection and formation; sales of debt and equity securities, negotiation and drafting purchase agreements; employment agreements, licensing agreements and other contracts; and general corporate matters.

In addition, Demont represents U.S. and non-U.S. issuers and underwriters in a wide range of primary and secondary capital markets transactions involving equity, debt, convertible and hybrid securities.

According to the Commission, the EU's new common international investment policy should address both direct investment — i.e. investment made «with a view to establishing or maintaining lasting economic links» — and indirect investment, namely all those transactions involving debt or equity securities that do not establish a lasting economic link.

He has been involved in a full spectrum of capital markets and M&A transactions, such as equity and debt securities (including high yield), and complex hedge fund and private equity instruments and structures.

In addition, Steve has a broad range of experience in corporate transactions, including mergers and acquisitions involving privately held entities, securities offerings, private debt financings, and information technology consulting services.

The only type of lender that made fewer loans involved securitized lenders that raise capital by issuing commercial mortgage - backed securities, collateralized debt obligations and other asset - backed securities.

Ray Miklulich, for the most part, handles «traditional» investment banking functions, client relationships and product origination; Michael Mazzei takes care of commercial mortgage - backed securities; and Walsh heads up the Principal Transaction Group, which involves high - leverage debt deals and some equity investments.