Sentences with phrase «designated brokers»

While we anticipate further definition of prominence through Commission interpretation or regulation in the near future, a review of all current and proposed advertising by designated brokers would be prudent to determine if the brokerage name is readily apparent from a quick review of the advertisement.

November 17, 2016 - Proposed Rule AmendmentsÑTitle 299, Chapter 3 On November 17, 2016, the Commission will be holding public hearing on changes to Nebraska Administrative Code, Title 299, Chapter 3, relating to records retention requirements for designated brokers.

There are a number of things that designated brokers specifically and licensees and real estate team members in general, should be aware of relating to compliance with the new act.

All designated brokers should have their list including team name, team members and team leaders on an internal file on or before October 1, 2016.

Effective October 1, 2016, team leaders must provide, and designated brokers must maintain, a current list of all team members and the name of the team leader.

License Manual Update - A paper copy has been sent to all designated brokers and branch managers.

The Designated Brokers are required to keep track of their inventory and report to the Association when asked.

The Nebraska Real Estate Commission amended its regulations to require designated brokers to maintain the following records for five years: (1) records relating to all consummated real estate transactions; (2) all listing agreements (if the transaction was not consummated); (3) all agreements entered, but not consummated; (4) all broker's price opinions and market value analyses; and (5) records of all team members and team leaders.

When the Designated Brokers want units of the iShares CDN LargeCap 60 Index Fund (XIU), for example, they assemble (either buying from the market or gathering from their inventory) each security within the S&P / TSX 60 Index in its precise weight and delivers them to the Fund.

ETFs can offer the benefits of both index funds and conventional equities because of the process by which they are created and redeemed in the marketplace — through an «in - kind» transaction made by Designated Brokers, or market makers and the Underwriters, not the fund's individual unitholders.

Then, in exchange for the securities, the Fund gives the Designated Brokers units of the Fund.

«Similar to other ETFs, there are designated brokers ensuring the ETF price remains close to its net asset value, minus a small spread,» says Noble.

Plus, the money to be made from securities lending, the money made from keeping the price tight to the NAV (using their own designated brokers) can all be handled in house, no?

The providers then work in partnership with third - party «designated brokers,» or DBs, who distribute these units to the public.

Prior to trading in the secondary market, units of the ETF are «created» at NAV by designated brokers, large investors and institutions only in block - size Creation Units of typically, 25,000 to 200,000 units or multiples thereof.

Once you have made your first deposit to your designated broker, the Option Robot is immediately activated and you are able to begin trading using the robot to execute your trades.

ETFs never have to do this: if investors flee, the designated broker can just return blocks of shares to the ETF provider and receive the underlying securities in exchange.

First, if the ETF is selling at a premium, a designated broker can buy the fund's underlying securities and simultaneously sell shares of the ETF, thus making a risk - free profit.

Once you have made your first deposit to your designated broker, the Option Robot is immediately activated and you are able to begin trading using the robot to execute your trades.

But Claymore employs a market maker, or designated broker, to make sure the bid and ask spreads don't get too wide and still reflect the underlying value of the fund.

In order to ensure that the units trade at or very near their current NAV throughout the day, an institutional capital markets trader, known as the designated broker, creates and redeems units of the ETF with both the ETF provider and the secondary market.

In order to ensure that the units trade at or very near their current net asset value («NAV») throughout the day, an institutional capital markets trader, known as the designated broker, creates and redeems units of the ETF with both the ETF provider and the secondary market.

Begin Trading You must then register with a designated broker in order to start trading.

The plan can also be designed to execute trades when the stock hits a certain price at a certain time, or allow the owners to designate a broker to buy or sell as they see fit, provided they don't possess any inside information.

Managed client employers with 500 lives and under along with their designated broker (including BB&T, Senn Dunn, Higginbotham, Brinson) or benefit provider in membership eligibility and billing as well as promoting member engagement and communication.

One interesting note — if you are the sole managing broker in your Nova Scotia office, you can not absent yourself, for a vacation for example, without designating another broker, often a competitor, to stand in for you.

«I just don't know what in the world sales associates who bad - mouth others are thinking,» says Sue Cartun, CRS, GRI, designated broker, operations manager, and partner at the six - office Keller Williams Southern Arizona based in Tucson.

«It's more typical to charge one month's rent,» acknowledges Scott Mallard, designated broker, «but that's a lot of money on a $ 3,500 - per - month rental.

She and her husband Mike, who works as the designated broker, started the company six years ago.

The Arizona Revised Statutes says that a designated broker must supervise salespeople and exercise reasonable control over their activities.

Doubek continues to serve as designated broker at Vicki L. Cox & Associates, a business arrangement that has worked seamlessly.

Individual adoption for many will likely parallel the experience of Greg Swann, CRS ®, GRI, designated broker of BloodhoundRealty.com in Phoenix, Ariz. «I was aware of and watching the development of electronic signatures for some time, but I am not an early adopter of new technology,» he notes.

A California appellate court has considered whether a corporation's designated broker could be personally liable for the actions taken by one of the corporation's salespeople, absent a showing of special circumstances.

«The real question is whether there will be relief in the near future, and the unfortunate answer is no,» said Moorhead, the designated broker at Bentley Properties, citing the combination of new jobs, a shortage of new homes, and a reluctance of sellers to list their home for fear of not being able to find their next one.

Please Note: If you are an active status designated broker (including self - employed broker with no employees), you must take the 9 hour Brokers Management Clinic.

The Texas Real Estate Commission requires that brokers take the 6 hour Broker Responsibility course if they are a sponsoring broker, designated broker of a business entity or a delegated supervisor (for 6 months or more) supervising at least one salesperson.

This should be signed by the designated broker and the FTP script from the Firm's Planet Realtor account should be included.

Randy Cooney will be stepping in as the new designated broker at Realty Executives Phoenix.

Charlie Allred is a Phoenix - based designated broker for Secure Real Estate and author of the book «Pinnable Real Estate: Pinterest for Real Estate Agents.»

«Without a doubt this is the most frustrating market for both buyers and sellers that we've experienced in 24 years of business,» stated George Moorhead, designated broker at Bentley Properties.

Moorhead, the designated broker and owner at Bentley Properties, said some renters who have been holding off are now becoming more active in hopes of taking advantage of longer market times and homes new to the market not receiving expected offers within the offer review date.

As an agent, the licensee may enter into a listing agreement on behalf of the designated broker.

In order to join SCBR, your designated broker must also be a member of SCBR.

The designated broker does not need to sign the listing agreement in most states.

Moorhead, the designated broker at Bentley Properties, calculates buyers have lost $ 37,000 in buying power due to interest rate increases.

In these many years I have been a listing / selling associate, a branch manager, a trainer, and a designated broker.

Duplication of Broker - approved Training activities is not prohibited but is subject to designated broker approval.

In order to avoid potential confusion or violation of the new team advertising laws just remember the «Two Ps»: the name the designated broker does business under should be both «prominent» (plainly visible) and in «proximity to» (near) the team name.

Ms. Bourne is the designated broker for Gateway Realty of North Platte, Inc., and has been licensed as a broker since 1978.

We offer full time management in each our branch offices, which means no taking a number and waiting in line for the designated broker to be available!