Not exact matches
AvaTrade is licensed by several leading
financial regulators on the basis of
different countries:
While management believes that the difference resulting from any alternative accounting treatment would be immaterial to the Company's
financial position or results of operations,
regulators may reach a
different conclusion.
So far as guiding the conduct of
financial advisors were concerned, provided they complied with «the relevant law, regulations,
regulators» rules and guidance and standards, relevant codes of practice and, where appropriate,... good industry practice», they could be assured that they would not be liable to their client in the absence of some exceptional factor requiring a
different decision.
In the event that a front - line
regulator fails in any of its duties and obligations under the Act, the LSB is empowered to take a number of actions, including issuing directions to the front - line
regulator to correct the deficiency, publishing a public censure, imposing a
financial penalty, appointing a
different person to perform the regulatory function, and recommending that the Lord Chancellor cancel the
regulator's approval.
The range of federal
regulators with specific, and at times,
different voices on the role of Fintech include the Commodities Future Trading Commission, the Office of the Comptroller of the Currency, The US Securities and Exchange Commission, The
Financial Industry Regulatory Authority and The Federal Deposit Insurance Corporation.
Regulators are different per - country basis, but you can anticipate seeing national financial regulators increase their interest in bitcoin and other cryptocurrencies, po
Regulators are
different per - country basis, but you can anticipate seeing national
financial regulators increase their interest in bitcoin and other cryptocurrencies, po
regulators increase their interest in bitcoin and other cryptocurrencies, potentially.
The Luxembourg
regulator also made a point of saying that it was not concerned about Blockchain technology in use cases apart from cryptocurrencies, noting that Blockchain «could bring certain advantages in their use in the
financial sector and in
different innovative projects.»
What makes the Paycent ICO
different is the fact that the team is working closely with government
regulators and
financial institutions.
«It's important to acknowledge that we're in a very
different place than we were in September 2008, both in terms of the state of the housing market and in terms of the
financial condition of the GSEs themselves,» said BlackRock managing director Kevin Chavers, citing changes made to the companies by their
regulator in the past nine years.