Sentences with phrase «direct client assets»

Advisors direct client assets to funds that pay better trailers.

Not exact matches

When certified financial planner Sean Burgess began offering investment management services to his clients six months ago, he turned to an asset manager that some of his peers consider direct competition: a robo - advisor.

Signal provider companies will send materials to their clients after they carefully and thoroughly analyze the fundamental and technical data, marketing and trading trends and statistical analysis that might have a direct impact on various currency pairs and assets.

A spokeswoman declined to answer a series of direct questions from CNBC about his case, instead providing a statement from Acting Assistant Attorney General Caroline D. Ciraolo of the Justice Department's Tax Division: «Bradley Birkenfeld was afforded due process of law and sentenced by a federal district court after full consideration of all relevant facts and circumstances, including his admission that he advised wealthy UBS clients on how to conceal their assets from the U.S. government,» she said.

In addition to using Kraken for leveraged margin trading and exchange between 11 digital assets and 5 national currencies worldwide, the acquisition means that clients will soon be able to experience direct one - click buying and selling of bitcoin and other digital assets via convenient payments like ACH transfers.

Giverny Capital has discretion to trade on client's accounts through our custodian (NBIN) but does not have direct access to clients» assets.

The client maintains direct control of borrower relationships and asset management responsibilities, while outsourcing the processing and administrative functions to Midland.

You are not lending: BondMason enables each client (buyer) to purchase specific Receivables based on cash actually received by the seller relating to direct lending loans, asset - backed loans and receivables purchase agreements made by the seller on other finance platforms.

Sol Systems is a solar financing firm that provides investor clients direct access to investment opportunities in the solar asset class.

This means the underlying properties are securitised, so clients have a partial stake in the underlying assets rather than having to own direct.

Likewise, when a client's diversified portfolio «underperforms» in a direct comparison against the S&P 500 — it is not evidence of our «lack of skill», but is instead a result of us spreading out risk into multiple asset classes.

With more than 1.9 million Clients and close to $ 38 billion in total assets, we are Canada's leading direct bank.

While clients can still include traditional investments such as stocks and mutual funds within their self - directed IRA, they also have the freedom to diversify their portfolio by adding a nontraditional asset.

Alternative assets provide self - directed IRA clients greater diversification that could include industries or areas of investment in which they have knowledge and expertise.

ING DIRECT is Canada's leading direct bank with over 1.6 million Clients and more than $ 29 billion in total aDIRECT is Canada's leading direct bank with over 1.6 million Clients and more than $ 29 billion in total adirect bank with over 1.6 million Clients and more than $ 29 billion in total assets.

Sol Systems is a solar financing firm that provides investor clients direct access to investment opportunities in the solar asset class.

• Asset managers (and their clients) that understand the benefits of ESG investing often engage directly with companies through various forms of shareholder advocacy, providing direct pressure to improve sustainability performance.

To the extent a client takes an asset of the firm away from other paying clients, why shouldn't the firm be compensated for that asset, regardless of whether there are direct benefits to the client?

Laura Hoyland has a wide range of transactional and advisory experience advising corporate and individual clients on direct and indirect tax aspects of corporate and financing transactions, including asset and share transfers and corporate restructuring including cross border mergers, accessing the capital markets, securitizations and bank finance.

The investment options are limited to the available funds provided by the contract, but there are usually a large number of offerings from across a wide range of asset classes, meaning clients can direct their investment according to their desired strategy.

Intermediaries and their clients can easily get to know a new, exciting universe with these direct purchases, diversifying them and investing them without correlation to other asset classes.

Direct Client interface for retitling assets of various entities and follow - up with client on all process proceClient interface for retitling assets of various entities and follow - up with client on all process proceclient on all process procedures.

Sol Systems is a solar financing firm that provides investor clients direct access to investment opportunities in the solar asset class.

As an expert in assessing clients» medical, psychological and economic situations to determine viability of and probability of success of vocational rehabilitation programs, I believe that I will be a direct and immediate asset at Safe Horizon in the role of Vocational Rehabilitation Specialist.

Built and maintained relationships with key agencies and direct clients, and represent influences and digital assets to agencies and brands.

Areas of Expertise & Technical Skills * Reginal / Multi Site Management * Wireless Cell Site Design / Development * SAQ & Construction Manager * Direct Client Interaction * Asset Management * Windows 10 Operating System * MS Office Suite * AutoCAD 2010 * 4 Years Carpentry Experience Site development planning Designs communication and software services for companies, government agencies and cable operators.

Financial Manager — Duties & Responsibilities Manage daily operations, sales, and customer service activities for multiple financial institutions Oversee company expansion and branch openings in new markets and territories Manage client assets in excess of $ 285 million across a wide range of investment vehicles Design and implement professional development and employee recognition programs Consistently meet or exceed sales goals through networking, cold calling, and other tactics Represent company brand with poise, integrity, and positivity Develop a rapport with customers and orient them to various products and services Encourage high customer retention by maintaining friendly, supportive contact with existing clients Study internal literature to become an expert on products and services Conduct research on prospective leads and existing clients to assist in developing sales strategies Craft effective sales presentations and proposals, tailoring them to clients based on their specific needs and styles Negotiate and execute contracts with C - Level decision makers Maintain records of site visits to potential and existing clients to assist in assessing their future needs Collaborate with junior level sales people to develop action plans to govern their performance Make cold calls in a courteous, yet assertive manner that translates to sales results Recruit, train, and direct staff ensuring they understand the brand and adhere to company policies and procedures Maintain comprehensive records detailing pricings, sales, activities reports, and other pertinent data Strictly adhere to budgets and project timelines

Sales Manager — Duties & Responsibilities Provide customer service and administrative support across a variety of industries Represent company brand with poise, integrity, and positivity Resolve customer service inquiries in a timely and professional manner Deliver exceptional service resulting in client satisfaction and repeat business Generate significant product sales through networking, referrals, and other tactics Study internal literature to become an expert on company products and services Responsible for official correspondence including letters, emails, telephones, and reception Coordinate meetings, travel arrangement, and special events for senior leadership Assist accounting department with purchasing, billing, and payment collection Direct mailroom operations ensuring accurate and timely shipping and receiving Build and strengthen relationships with key clients, partners, vendors, and coworkers Manage security surveillance ensuring safety of personnel and company assets Oversee office and salon inventory ordering supplies as needed Create a welcoming, clean, and uplifting environment for clients and peers Provide additional support such as data entry and recordkeeping

Account Executive 2008 — 2009 Accountable for mitigating financial risk through direct interaction with clients with assets valued at $ 60M to $ 120M to secure and arrange loan repayment plans.

Fox Asset Management (Red Bank, NJ) 6/2005 — 6/2006 Client Records • Classify, store, retrieve and update client information for 1,200 accounts • Examine and code incoming transactions of deposits and withdrawals on a daily basis • Direct proper disposal of all files annually in accordance with legal requirements • Manage all contact and legal document shipping / tracking via FedEx, UPS, and DHL • Set and strictly adhere to project budgets and timelines • Promoted for excellence in team leadership and project management abiClient Records • Classify, store, retrieve and update client information for 1,200 accounts • Examine and code incoming transactions of deposits and withdrawals on a daily basis • Direct proper disposal of all files annually in accordance with legal requirements • Manage all contact and legal document shipping / tracking via FedEx, UPS, and DHL • Set and strictly adhere to project budgets and timelines • Promoted for excellence in team leadership and project management abiclient information for 1,200 accounts • Examine and code incoming transactions of deposits and withdrawals on a daily basis • Direct proper disposal of all files annually in accordance with legal requirements • Manage all contact and legal document shipping / tracking via FedEx, UPS, and DHL • Set and strictly adhere to project budgets and timelines • Promoted for excellence in team leadership and project management abilities

Geographic Information System Analyst — Duties & Responsibilities Serve as geographic system analyst responsible for major nationwide mapping and assessment projects Recruit, train, and direct junior team members ensuring they understand the brand and corporate protocols Set and strictly adhere to departmental and project budgets and schedules Maintain comprehensive records detailing project schedules, geographic information, and other pertinent data Consistently meet and exceed company goals through strong managerial skills Complete all phases of cartographic mapping and database management on 25 Digital Flood Oversee Insurance Rate Map countywide studies in association with FEMA's map modernization process Enhance PBS&J's Floodmap Desktop version 9.3 with an automated cross-section annotation process Create FMD tools and a nationwide automated public land survey system attribution tool Assist in 2006 Post-Hurricane Katrina flood assessment with the Army Corps of Engineers in New Orleans Create final project maps portraying environmental impact assessment calculations associated with the Saratoga, Wyoming well field and transmission line environmental assessment Design final project maps for a hydrologic assessment of County Road 204 in Garfield County, Colorado Provide GIS / data analysis services on a sign asset management project for the Colorado Department of Transportation Build and strengthen relationships with key clients, partner agencies, and community leaders Represent company brand with poise, integrity, and positivity

Professional Experience Fox Asset Management (Red Bank, NJ) 6/2006 — Present Client Records / New Accounts Associate • Direct customer account records, new account generation, and customer service initiatives • Train and direct junior account associates ensuring compliance with company protocols • Craft detailed reports for senior leadership regarding client trends, revenue, and other data • Verify and prepare all documentation for monthly openings of 150 - 200 new accounts • Establish accurate hard copy files for 520 individual and 480 Institutional accounts • Verify new account inception values for 520 individual accounts by generating daily APL reports • Add 40 - 50 new individual accounts monthly to security database software system • Ensure timely and accurate updates of 1,200 institutional and 520 individual accounts • Implement new technologies, products, and procedures to improve company operClient Records / New Accounts Associate • Direct customer account records, new account generation, and customer service initiatives • Train and direct junior account associates ensuring compliance with company protocols • Craft detailed reports for senior leadership regarding client trends, revenue, and other data • Verify and prepare all documentation for monthly openings of 150 - 200 new accounts • Establish accurate hard copy files for 520 individual and 480 Institutional accounts • Verify new account inception values for 520 individual accounts by generating daily APL reports • Add 40 - 50 new individual accounts monthly to security database software system • Ensure timely and accurate updates of 1,200 institutional and 520 individual accounts • Implement new technologies, products, and procedures to improve company operDirect customer account records, new account generation, and customer service initiatives • Train and direct junior account associates ensuring compliance with company protocols • Craft detailed reports for senior leadership regarding client trends, revenue, and other data • Verify and prepare all documentation for monthly openings of 150 - 200 new accounts • Establish accurate hard copy files for 520 individual and 480 Institutional accounts • Verify new account inception values for 520 individual accounts by generating daily APL reports • Add 40 - 50 new individual accounts monthly to security database software system • Ensure timely and accurate updates of 1,200 institutional and 520 individual accounts • Implement new technologies, products, and procedures to improve company operdirect junior account associates ensuring compliance with company protocols • Craft detailed reports for senior leadership regarding client trends, revenue, and other data • Verify and prepare all documentation for monthly openings of 150 - 200 new accounts • Establish accurate hard copy files for 520 individual and 480 Institutional accounts • Verify new account inception values for 520 individual accounts by generating daily APL reports • Add 40 - 50 new individual accounts monthly to security database software system • Ensure timely and accurate updates of 1,200 institutional and 520 individual accounts • Implement new technologies, products, and procedures to improve company operclient trends, revenue, and other data • Verify and prepare all documentation for monthly openings of 150 - 200 new accounts • Establish accurate hard copy files for 520 individual and 480 Institutional accounts • Verify new account inception values for 520 individual accounts by generating daily APL reports • Add 40 - 50 new individual accounts monthly to security database software system • Ensure timely and accurate updates of 1,200 institutional and 520 individual accounts • Implement new technologies, products, and procedures to improve company operations

Sol Systems is a solar financing firm that provides investor clients direct access to investment opportunities in the solar asset class.

Financial advisors regularly hear these words from self - directed IRA clients who want to build wealth through the acquisition of tangible assets.

Which is why I direct all my clients to an attorney that specializes in asset protection.