Sentences with phrase «disclosure failures»

Self - regulator Finra has fined Fifth Third Securities, Inc. $ 4 million and ordered it to pay back customers $ 2 million in restitution for alleged disclosure failures related to variable annuity exchanges, the industry body says in a press release.

«While HP eventually learned that a portion of Autonomy's revenues were related to hardware sales, we knew nothing of the accounting improprieties, misrepresentations and disclosure failures related to such sales until after a senior Autonomy executive came forward and HP conducted an extensive investigation,» HP spokesperson Howard Clabo told the E-Commerce...

It is envisaged that the working group would identify the issues and extent of CPS disclosure failures, propose remedies to the disclosure regime, along with the implementation and effective management of the disclosure regime, with a training program for CPS lawyers and a timetable to implementation.

Well, it turns out privacy and secrecy were highly relevant to biotech this week, with the fairly stunning accumulation of disclosure failures in the pharma industry lately.

«Yet again customs» systematic disclosure failures have led to a stay of criminal proceedings as an abuse of process,» he adds.

Unlike a rescission claim, a section 7 claim does not necessarily involve a fundamental disclosure failure.

The delay effectively preempted Citigroup (C) from making disclosures regarding an SEC complaint against the bank — interestingly enough, for alleged disclosure failures.

Such independence is crucial to ensure that the extent of the CPS disclosure failures are fully identified, with remedies proposed as to the implementation of the already well established disclosure regime, a training program and effective management.

According to an SEC release in May, an Andersen partner authorized unqualified audit opinions even though «he was aware of many of the company's accounting improprieties and disclosure failures.»

The CPS admission to disclosure failures are taken to be across the board and so a review should be properly taken of all the live prosecution cases.

com The CPS admission to disclosure failures are taken to be across the board and so a review should be properly taken of all the live prosecution cases.

Similarly, there is no requirement to link between the amount of damages and the disclosure failure — the amount of damages is framed in section 6 of the Act, and is designed to bring the franchisee back to the position in which he or she was before the franchise purchase.