Sentences with phrase «disclosure of all your financial information»

This was to avoid «the chilling effect, which the prospect of the public disclosure of the financial information of the claimant and / or his or her financial supporters» could have.

The Collaborative Process requires both parties to sign a Participation Agreement committing to: (i) forego litigation; (ii) make full and timely disclosure of all financial information and any other relevant information without a formal discovery process: (iii) protect the privacy, respect and dignity of all participants, including the parties, attorneys and experts; and (iv) to prioritize their children's needs.

If there is a history of abuse or fraud, high levels of distrust, unwillingness or inability to take the «high road», or lack of full disclosure of financial information, then the collaborative process may not be ideal.

Not exact matches

Further, PDC urges you to carefully review and consider the cautionary statements and disclosures, specifically those under the heading «Risk Factors,» made in its Quarterly Report on Form 10 - Q, its Annual Report on Form 10 - K for the year ended December 31, 2016 (the «2016 Form 10 - K»), filed with the U.S. Securities and Exchange Commission («SEC») on February 28, 2017 and amended on May 1, 2018, and other filings with the SEC for further information on risks and uncertainties that could affect the Company's business, financial condition, results of operations, and prospects, which are incorporated by this reference as though fully set forth herein.

Valeant accused Schiller of «improper conduct» in providing incorrect information to an audit and risk committee and the company's auditors, adding that it continues to assess its financial reporting and disclosure procedures.

CNN reporter Evan Pérez threw cold water on Scaramucci's claim that leaks of his disclosure information were a felony, saying «financial disclosure forms are filed with the Office of Government Ethics (OGE) and are not classified.»

The exemption requires disclosure of material conflicts of interest and basic information relating to those conflicts and the advisory relationship (Sections II and III), contract disclosures, contracts and written policies and procedures (Section II), pre-transaction (or point of sale) disclosures (Section III (a)-RRB-, web - based disclosures (Section III (b)-RRB-, documentation regarding recommendations restricted to proprietary products or products that generate third party payments (Section (IV), notice to the Department of a Financial Institution's intent to rely on the PTE, and maintenance of records necessary to prove that the conditions of the PTE have been met (Section V).

As a condition of relief during the Transition Period, Financial Institutions were required to provide a disclosure with a written statement of fiduciary status and certain other information to all retirement investors (in ERISA plans, IRAs, and non-ERISA plans) prior to or at the same time as the execution of recommended transactions (the «Transition Disclosure»).

Cousins found that Sulyma had actual knowledge of the facts underlying his substantive claims because the financial disclosures provided information about plan asset allocation and an overview of the logic behind investment strategy.

For more information on any of the Section 529 college savings plans we distribute («529 Plan (s)»), contact your registered representative (financial advisor) or download a disclosure document, which contains important information about the plan's investment options, sales charges, expenses and risks.

Many factors could cause BlackBerry's actual results, performance or achievements to differ materially from those expressed or implied by the forward - looking statements, including, without limitation: BlackBerry's ability to enhance its current products and services, or develop new products and services in a timely manner or at competitive prices, including risks related to new product introductions; risks related to BlackBerry's ability to mitigate the impact of the anticipated decline in BlackBerry's infrastructure access fees on its consolidated revenue by developing an integrated services and software offering; intense competition, rapid change and significant strategic alliances within BlackBerry's industry; BlackBerry's reliance on carrier partners and distributors; risks associated with BlackBerry's foreign operations, including risks related to recent political and economic developments in Venezuela and the impact of foreign currency restrictions; risks relating to network disruptions and other business interruptions, including costs, potential liabilities, lost revenues and reputational damage associated with service interruptions; risks related to BlackBerry's ability to implement and to realize the anticipated benefits of its CORE program; BlackBerry's ability to maintain or increase its cash balance; security risks; BlackBerry's ability to attract and retain key personnel; risks related to intellectual property rights; BlackBerry's ability to expand and manage BlackBerry ® World ™; risks related to the collection, storage, transmission, use and disclosure of confidential and personal information; BlackBerry's ability to manage inventory and asset risk; BlackBerry's reliance on suppliers of functional components for its products and risks relating to its supply chain; BlackBerry's ability to obtain rights to use software or components supplied by third parties; BlackBerry's ability to successfully maintain and enhance its brand; risks related to government regulations, including regulations relating to encryption technology; BlackBerry's ability to continue to adapt to recent board and management changes and headcount reductions; reliance on strategic alliances with third - party network infrastructure developers, software platform vendors and service platform vendors; BlackBerry's reliance on third - party manufacturers; potential defects and vulnerabilities in BlackBerry's products; risks related to litigation, including litigation claims arising from BlackBerry's practice of providing forward - looking guidance; potential charges relating to the impairment of intangible assets recorded on BlackBerry's balance sheet; risks as a result of actions of activist shareholders; government regulation of wireless spectrum and radio frequencies; risks related to economic and geopolitical conditions; risks associated with acquisitions; foreign exchange risks; and difficulties in forecasting BlackBerry's financial results given the rapid technological changes, evolving industry standards, intense competition and short product life cycles that characterize the wireless communications industry.

In April, as Trump's attorneys gathered information for a financial disclosure report covering 2016 and early 2017, those attorneys met with officials from the Office of Government Ethics.

This research, which was honoured with the William F. Sharpe Award for Scholarship in Financial Research, was completed during a particularly relevant time when the Securities and Exchange Commission and the Committee of European Securities Regulators were evaluating their market information disclosure policies.

The latest round of financial disclosure forms from members of the New York State Legislature will be the last, before a new law begins that aims to open up even further the information the public and the press can view about the outside business dealings of state lawmakers.

Donald Rodgers, the Bellone administration's information technology commissioner, resigned three months after he was arrested on charges of official misconduct and failing to disclose a company he owned on his county financial disclosure form.

But Gov. Andrew Cuomo's surrogates aren't done knocking Astorino for only releasing a single year of tax information (Astorino's campaign has pointed out the candidate has released the required financial disclosure information as county executive).

The fine was imposed after Morton was accused of filing false information on his 2013 financial disclosure form.

Among Citizens Union's proposals are: independent budgeting for JCOPE; investing in database resources and information technology; an open process of personnel selection; making internal workings public and transparent; improving the process of financial disclosure reporting by coordinating with different agencies; reducing response time to complaints; and improved guidance of grassroots lobbying to ensure ethics compliance.

Russ Haven, general counsel for the New York Public Interest Research Group, an Albany - based government watchdog group, said in an email Saturday that such financial disclosure gives the public useful information about candidates» work, assets and potential conflicts of interest.

City officials have rejected a Kingston Times Freedom of Information Act request seeking financial disclosure forms which, under the terms

Ripp's Friday email said he would «hold my financial disclosure hostage» because of what he said were «double standards» and the town's failure to provide him with «certified» copies of financial disclosure forms of Republican candidates and a town employee requested under the state Freedom of Information Law.

Richard Azzopardi, the governor's spokesman, said the executive branch seeks information from JCOPE routinely about matters such as completing financial disclosure filings, conflicts of interest, pre-government employment, ethics training and how to comply with JCOPE's opinions.

The bill would require financial disclosure statements to «include information on any person they reside with, rather than just their spouse and unemancipated children; requires timely compliance with requirements of this act by members of advisory entities prior to such entities being authorized to provide advice.»

The Erie County Board of Ethics has fined Legislator Ted Morton $ 500 for filing false information on his 2013 financial disclosure form and understating his personal debts by tens of thousands of dollars, but he does not want to pay up.

And he wants more financial disclosure requirements for local elected officials, a campaign public financing program, and legislation to subject the Legislature to the state's freedom of information laws.

In 2014, Suffolk Information Technologies Commissioner Donald Rogers pleaded guilty to misdemeanor charges for failing to reveal on his county financial disclosure form his ownership of a computing consultant company.

In the wake of the scandal, JCOPE staffers will be paying «closer attention» to financial disclosures, though officials for the watchdog agency declined to say how it missed crucial information in Bharara's case against Percoco.

These statements will then be considered part of a lawmaker's financial disclosure form, and carry the same penalties for knowingly submitting incomplete or bogus information.

It also would require Cuomo's Regional Economic Development Councils to be subject to freedom of information laws and mandate that council members file an annual financial disclosure statement with the state.

As a public company, we are required to file periodic financial and other disclosure reports with the SEC... The disclosure of this information by a for - profit education company, regardless of parent satisfaction and student performance, may nonetheless be used by opponents of virtual and blended public schools to propose funding reductions or restrictions.

The routine uses of this information include, but are not limited to, its disclosure to federal, state, or local agencies, to private parties such as relatives, present and former employers, business and personal associates, to consumer reporting agencies, to financial and educational institutions, and to guaranty agencies in order to verify your identity, to determine your eligibility to receive a loan or a benefit on a loan, to permit the servicing or collection of your loan (s), to enforce the terms of the loan (s), to investigate possible fraud and to verify compliance with federal student financial aid program regulations, or to locate you if you become delinquent in your loan payments or if you default.

The Mutual Fund Centre and online investment marketplace needs a communication tools that is made for news and information and meant for important financial disclosure in the hands of trusted advisors and loyal investors.

These disclosures typically include information to process transactions on your behalf, conduct the operations of our credit union, and follow your instructions as you authorize or protect the security of our financial records.

the disclosure of certain enumerated events affecting a municipal security; these events include the following, if material: (1) principal and interest payment delinquencies; (2) non-payment related defaults; (3) unscheduled draws on debt service reserves; (4) unscheduled draws on credit enhancements; (5) substitution of credit or liquidity providers; (6) adverse tax events affecting the tax - exempt status of the security; (7) modifications to rights of securities holders; (8) bond calls; (9) defeasances; (10) release, substitution, or sale of property securing repayment; (11) rating changes; (12) failure to provide annual financial information as required; the MSRB, Electronic Municipal Market Access (a.k.a. EMMA) provides free access to municipal disclosures, market data and education

A fee disclosure is a document issued yearly by the financial institution which uncovers information regarding all of the fees that are related to a specific defined contribution plan.

As of July 12, 2014, the Commodity Futures Trading Commission requires each futures commission merchant to make publicly available on its Web site firm specific disclosures and financial information to assist you with your assessment and selection of a futures commission merchant.

The [Consumer Financial Protection Bureau] should also set national standards for loan servicers to require clear disclosure of conditions... and prompt resolution of customer requests for information.

Filing bankruptcy will require the disclosure of a great deal of financial information and intentionally hiding assets or debts or giving away certain property can be considered fraud.

NFA Compliance Rule 2 - 30 (j)(1) requires these Members and Associates to make a record of when the disclosure statement was provided, and Compliance Rule 2 - 29 (j)(12) prohibits them from including anything other than basic information in promotional material unless the promotional material is preceded or accompanied by the disclosure statement.2 The disclosure statement for security futures products referred to in these Rules is a uniform statement that has been jointly developed by NFA, the Financial Industry Regulatory Authority, and a number of securities and futures exchanges.

The application requires disclosure of all relevant financial information on the issuing bank.

Trump's attorneys originally wanted him to submit an updated financial disclosure without certifying the information as true, according to correspondence with the Office of Government Ethics.

On the research side, he is involved in financial accounting and reporting, value relevance of accounting information, forecasts, regulation impact, companies» valuation, and voluntary disclosures.

For North Dakota Residents NDCC 26.1 -02-27 permits HEALTHY PAWS PET INSURANCE, LLC to disclose personal information pursuant to NDCC 45-14-01-11, which sets forth North Dakota's rules promulgated in accordance with NAIC's Privacy of Consumer Financial and Health Information and allows for disclosure where appropriate opt - out notice and opportunity has information pursuant to NDCC 45-14-01-11, which sets forth North Dakota's rules promulgated in accordance with NAIC's Privacy of Consumer Financial and Health Information and allows for disclosure where appropriate opt - out notice and opportunity has Information and allows for disclosure where appropriate opt - out notice and opportunity has been given.

C - FACT uses only publicly available financial and GHG disclosure information, enabling 100 % verifiability and transparency of measurements, metrics, and performance.

In April 2016, the Financial Stability Board's Task Force on Climate - Related Financial Disclosures published a report on Phase I of their year - long process to «develop voluntary, consistent climate - related financial risk disclosures for use by companies in providing information to investors, lenders, insurers, and other stakFinancial Stability Board's Task Force on Climate - Related Financial Disclosures published a report on Phase I of their year - long process to «develop voluntary, consistent climate - related financial risk disclosures for use by companies in providing information to investors, lenders, insurers, and other stakFinancial Disclosures published a report on Phase I of their year - long process to «develop voluntary, consistent climate - related financial risk disclosures for use by companies in providing information to investors, lenders, insurers, and other stDisclosures published a report on Phase I of their year - long process to «develop voluntary, consistent climate - related financial risk disclosures for use by companies in providing information to investors, lenders, insurers, and other stakfinancial risk disclosures for use by companies in providing information to investors, lenders, insurers, and other stdisclosures for use by companies in providing information to investors, lenders, insurers, and other stakeholders.

The letters also seek information on the universities» policies on financial disclosure and copies of the financial - disclosure forms that the professors have filed.

«Mandatory disclosure for public companies — through financial regulators, exchanges or intermediaries, and covering a range of asset classes — would afford investors more comprehensive information and greater comparability across industries,» stated the report.

The action followed NASA's denial of ATI's federal Freedom of Information Act request with NASA, seeking records detailing whether and how «global warming» activist Dr. James Hansen of NASA's Goddard Institute for Space Studies (GISS) has complied with applicable federal ethics and financial disclosure laws and regulations, and NASA Rules of Behavior.

Operating as the American Tradition Institute (ATI), The Energy and Environment Legal Institute filed a federal FOIA request with NASA seeking information on how climate scientist James Hansen, director of NASA's Goddard Institute for Space Studies «has complied with applicable federal ethics and financial disclosure laws and regulations, and NASA Rules of Behaviour.»

«Carbon Tracker lauds the FSB Task Force's efforts to harmonize disclosure of the material risks of climate change in order to provide decision - useful information to the users of corporate reports.f Addressing current disclosure gaps will allow users of financial disclosures to better assess how companies consider and manage climate - related risks,» said Mark Campanale, founder of the Carbon Tracker Initiative.