This was to avoid «the chilling effect, which the prospect of the public
disclosure of the financial information of the claimant and / or his or her financial supporters» could have.
The Collaborative Process requires both parties to sign a Participation Agreement committing to: (i) forego litigation; (ii) make full and timely
disclosure of all financial information and any other relevant information without a formal discovery process: (iii) protect the privacy, respect and dignity of all participants, including the parties, attorneys and experts; and (iv) to prioritize their children's needs.
If there is a history of abuse or fraud, high levels of distrust, unwillingness or inability to take the «high road», or lack of full
disclosure of financial information, then the collaborative process may not be ideal.
Not exact matches
Further, PDC urges you to carefully review and consider the cautionary statements and
disclosures, specifically those under the heading «Risk Factors,» made in its Quarterly Report on Form 10 - Q, its Annual Report on Form 10 - K for the year ended December 31, 2016 (the «2016 Form 10 - K»), filed with the U.S. Securities and Exchange Commission («SEC») on February 28, 2017 and amended on May 1, 2018, and other filings with the SEC for further
information on risks and uncertainties that could affect the Company's business,
financial condition, results
of operations, and prospects, which are incorporated by this reference as though fully set forth herein.
Valeant accused Schiller
of «improper conduct» in providing incorrect
information to an audit and risk committee and the company's auditors, adding that it continues to assess its
financial reporting and
disclosure procedures.
CNN reporter Evan Pérez threw cold water on Scaramucci's claim that leaks
of his
disclosure information were a felony, saying «
financial disclosure forms are filed with the Office
of Government Ethics (OGE) and are not classified.»
The exemption requires
disclosure of material conflicts
of interest and basic
information relating to those conflicts and the advisory relationship (Sections II and III), contract
disclosures, contracts and written policies and procedures (Section II), pre-transaction (or point
of sale)
disclosures (Section III (a)-RRB-, web - based
disclosures (Section III (b)-RRB-, documentation regarding recommendations restricted to proprietary products or products that generate third party payments (Section (IV), notice to the Department
of a
Financial Institution's intent to rely on the PTE, and maintenance
of records necessary to prove that the conditions
of the PTE have been met (Section V).
As a condition
of relief during the Transition Period,
Financial Institutions were required to provide a
disclosure with a written statement
of fiduciary status and certain other
information to all retirement investors (in ERISA plans, IRAs, and non-ERISA plans) prior to or at the same time as the execution
of recommended transactions (the «Transition
Disclosure»).
Cousins found that Sulyma had actual knowledge
of the facts underlying his substantive claims because the
financial disclosures provided
information about plan asset allocation and an overview
of the logic behind investment strategy.
For more
information on any
of the Section 529 college savings plans we distribute («529 Plan (s)»), contact your registered representative (
financial advisor) or download a
disclosure document, which contains important
information about the plan's investment options, sales charges, expenses and risks.
Many factors could cause BlackBerry's actual results, performance or achievements to differ materially from those expressed or implied by the forward - looking statements, including, without limitation: BlackBerry's ability to enhance its current products and services, or develop new products and services in a timely manner or at competitive prices, including risks related to new product introductions; risks related to BlackBerry's ability to mitigate the impact
of the anticipated decline in BlackBerry's infrastructure access fees on its consolidated revenue by developing an integrated services and software offering; intense competition, rapid change and significant strategic alliances within BlackBerry's industry; BlackBerry's reliance on carrier partners and distributors; risks associated with BlackBerry's foreign operations, including risks related to recent political and economic developments in Venezuela and the impact
of foreign currency restrictions; risks relating to network disruptions and other business interruptions, including costs, potential liabilities, lost revenues and reputational damage associated with service interruptions; risks related to BlackBerry's ability to implement and to realize the anticipated benefits
of its CORE program; BlackBerry's ability to maintain or increase its cash balance; security risks; BlackBerry's ability to attract and retain key personnel; risks related to intellectual property rights; BlackBerry's ability to expand and manage BlackBerry ® World ™; risks related to the collection, storage, transmission, use and
disclosure of confidential and personal
information; BlackBerry's ability to manage inventory and asset risk; BlackBerry's reliance on suppliers
of functional components for its products and risks relating to its supply chain; BlackBerry's ability to obtain rights to use software or components supplied by third parties; BlackBerry's ability to successfully maintain and enhance its brand; risks related to government regulations, including regulations relating to encryption technology; BlackBerry's ability to continue to adapt to recent board and management changes and headcount reductions; reliance on strategic alliances with third - party network infrastructure developers, software platform vendors and service platform vendors; BlackBerry's reliance on third - party manufacturers; potential defects and vulnerabilities in BlackBerry's products; risks related to litigation, including litigation claims arising from BlackBerry's practice
of providing forward - looking guidance; potential charges relating to the impairment
of intangible assets recorded on BlackBerry's balance sheet; risks as a result
of actions
of activist shareholders; government regulation
of wireless spectrum and radio frequencies; risks related to economic and geopolitical conditions; risks associated with acquisitions; foreign exchange risks; and difficulties in forecasting BlackBerry's
financial results given the rapid technological changes, evolving industry standards, intense competition and short product life cycles that characterize the wireless communications industry.
In April, as Trump's attorneys gathered
information for a
financial disclosure report covering 2016 and early 2017, those attorneys met with officials from the Office
of Government Ethics.
This research, which was honoured with the William F. Sharpe Award for Scholarship in
Financial Research, was completed during a particularly relevant time when the Securities and Exchange Commission and the Committee
of European Securities Regulators were evaluating their market
information disclosure policies.
The latest round
of financial disclosure forms from members
of the New York State Legislature will be the last, before a new law begins that aims to open up even further the
information the public and the press can view about the outside business dealings
of state lawmakers.
Donald Rodgers, the Bellone administration's
information technology commissioner, resigned three months after he was arrested on charges
of official misconduct and failing to disclose a company he owned on his county
financial disclosure form.
But Gov. Andrew Cuomo's surrogates aren't done knocking Astorino for only releasing a single year
of tax
information (Astorino's campaign has pointed out the candidate has released the required
financial disclosure information as county executive).
The fine was imposed after Morton was accused
of filing false
information on his 2013
financial disclosure form.
Among Citizens Union's proposals are: independent budgeting for JCOPE; investing in database resources and
information technology; an open process
of personnel selection; making internal workings public and transparent; improving the process
of financial disclosure reporting by coordinating with different agencies; reducing response time to complaints; and improved guidance
of grassroots lobbying to ensure ethics compliance.
Russ Haven, general counsel for the New York Public Interest Research Group, an Albany - based government watchdog group, said in an email Saturday that such
financial disclosure gives the public useful
information about candidates» work, assets and potential conflicts
of interest.
City officials have rejected a Kingston Times Freedom
of Information Act request seeking
financial disclosure forms which, under the terms
Ripp's Friday email said he would «hold my
financial disclosure hostage» because
of what he said were «double standards» and the town's failure to provide him with «certified» copies
of financial disclosure forms
of Republican candidates and a town employee requested under the state Freedom
of Information Law.
Richard Azzopardi, the governor's spokesman, said the executive branch seeks
information from JCOPE routinely about matters such as completing
financial disclosure filings, conflicts
of interest, pre-government employment, ethics training and how to comply with JCOPE's opinions.
The bill would require
financial disclosure statements to «include
information on any person they reside with, rather than just their spouse and unemancipated children; requires timely compliance with requirements
of this act by members
of advisory entities prior to such entities being authorized to provide advice.»
The Erie County Board
of Ethics has fined Legislator Ted Morton $ 500 for filing false
information on his 2013
financial disclosure form and understating his personal debts by tens
of thousands
of dollars, but he does not want to pay up.
And he wants more
financial disclosure requirements for local elected officials, a campaign public financing program, and legislation to subject the Legislature to the state's freedom
of information laws.
In 2014, Suffolk
Information Technologies Commissioner Donald Rogers pleaded guilty to misdemeanor charges for failing to reveal on his county
financial disclosure form his ownership
of a computing consultant company.
In the wake
of the scandal, JCOPE staffers will be paying «closer attention» to
financial disclosures, though officials for the watchdog agency declined to say how it missed crucial
information in Bharara's case against Percoco.
These statements will then be considered part
of a lawmaker's
financial disclosure form, and carry the same penalties for knowingly submitting incomplete or bogus
information.
It also would require Cuomo's Regional Economic Development Councils to be subject to freedom
of information laws and mandate that council members file an annual
financial disclosure statement with the state.
As a public company, we are required to file periodic
financial and other
disclosure reports with the SEC... The
disclosure of this
information by a for - profit education company, regardless
of parent satisfaction and student performance, may nonetheless be used by opponents
of virtual and blended public schools to propose funding reductions or restrictions.
The routine uses
of this
information include, but are not limited to, its
disclosure to federal, state, or local agencies, to private parties such as relatives, present and former employers, business and personal associates, to consumer reporting agencies, to
financial and educational institutions, and to guaranty agencies in order to verify your identity, to determine your eligibility to receive a loan or a benefit on a loan, to permit the servicing or collection
of your loan (s), to enforce the terms
of the loan (s), to investigate possible fraud and to verify compliance with federal student
financial aid program regulations, or to locate you if you become delinquent in your loan payments or if you default.
The Mutual Fund Centre and online investment marketplace needs a communication tools that is made for news and
information and meant for important
financial disclosure in the hands
of trusted advisors and loyal investors.
These
disclosures typically include
information to process transactions on your behalf, conduct the operations
of our credit union, and follow your instructions as you authorize or protect the security
of our
financial records.
the
disclosure of certain enumerated events affecting a municipal security; these events include the following, if material: (1) principal and interest payment delinquencies; (2) non-payment related defaults; (3) unscheduled draws on debt service reserves; (4) unscheduled draws on credit enhancements; (5) substitution
of credit or liquidity providers; (6) adverse tax events affecting the tax - exempt status
of the security; (7) modifications to rights
of securities holders; (8) bond calls; (9) defeasances; (10) release, substitution, or sale
of property securing repayment; (11) rating changes; (12) failure to provide annual
financial information as required; the MSRB, Electronic Municipal Market Access (a.k.a. EMMA) provides free access to municipal
disclosures, market data and education
A fee
disclosure is a document issued yearly by the
financial institution which uncovers
information regarding all
of the fees that are related to a specific defined contribution plan.
As
of July 12, 2014, the Commodity Futures Trading Commission requires each futures commission merchant to make publicly available on its Web site firm specific
disclosures and
financial information to assist you with your assessment and selection
of a futures commission merchant.
The [Consumer
Financial Protection Bureau] should also set national standards for loan servicers to require clear
disclosure of conditions... and prompt resolution
of customer requests for
information.
Filing bankruptcy will require the
disclosure of a great deal
of financial information and intentionally hiding assets or debts or giving away certain property can be considered fraud.
NFA Compliance Rule 2 - 30 (j)(1) requires these Members and Associates to make a record
of when the
disclosure statement was provided, and Compliance Rule 2 - 29 (j)(12) prohibits them from including anything other than basic
information in promotional material unless the promotional material is preceded or accompanied by the
disclosure statement.2 The
disclosure statement for security futures products referred to in these Rules is a uniform statement that has been jointly developed by NFA, the
Financial Industry Regulatory Authority, and a number
of securities and futures exchanges.
The application requires
disclosure of all relevant
financial information on the issuing bank.
Trump's attorneys originally wanted him to submit an updated
financial disclosure without certifying the
information as true, according to correspondence with the Office
of Government Ethics.
On the research side, he is involved in
financial accounting and reporting, value relevance
of accounting
information, forecasts, regulation impact, companies» valuation, and voluntary
disclosures.
For North Dakota Residents NDCC 26.1 -02-27 permits HEALTHY PAWS PET INSURANCE, LLC to disclose personal
information pursuant to NDCC 45-14-01-11, which sets forth North Dakota's rules promulgated in accordance with NAIC's Privacy of Consumer Financial and Health Information and allows for disclosure where appropriate opt - out notice and opportunity has
information pursuant to NDCC 45-14-01-11, which sets forth North Dakota's rules promulgated in accordance with NAIC's Privacy
of Consumer
Financial and Health
Information and allows for disclosure where appropriate opt - out notice and opportunity has
Information and allows for
disclosure where appropriate opt - out notice and opportunity has been given.
C - FACT uses only publicly available
financial and GHG
disclosure information, enabling 100 % verifiability and transparency
of measurements, metrics, and performance.
In April 2016, the
Financial Stability Board's Task Force on Climate - Related Financial Disclosures published a report on Phase I of their year - long process to «develop voluntary, consistent climate - related financial risk disclosures for use by companies in providing information to investors, lenders, insurers, and other stak
Financial Stability Board's Task Force on Climate - Related
Financial Disclosures published a report on Phase I of their year - long process to «develop voluntary, consistent climate - related financial risk disclosures for use by companies in providing information to investors, lenders, insurers, and other stak
Financial Disclosures published a report on Phase I of their year - long process to «develop voluntary, consistent climate - related financial risk disclosures for use by companies in providing information to investors, lenders, insurers, and other st
Disclosures published a report on Phase I
of their year - long process to «develop voluntary, consistent climate - related
financial risk disclosures for use by companies in providing information to investors, lenders, insurers, and other stak
financial risk
disclosures for use by companies in providing information to investors, lenders, insurers, and other st
disclosures for use by companies in providing
information to investors, lenders, insurers, and other stakeholders.
The letters also seek
information on the universities» policies on
financial disclosure and copies
of the
financial -
disclosure forms that the professors have filed.
«Mandatory
disclosure for public companies — through
financial regulators, exchanges or intermediaries, and covering a range
of asset classes — would afford investors more comprehensive
information and greater comparability across industries,» stated the report.
The action followed NASA's denial
of ATI's federal Freedom
of Information Act request with NASA, seeking records detailing whether and how «global warming» activist Dr. James Hansen
of NASA's Goddard Institute for Space Studies (GISS) has complied with applicable federal ethics and
financial disclosure laws and regulations, and NASA Rules
of Behavior.
Operating as the American Tradition Institute (ATI), The Energy and Environment Legal Institute filed a federal FOIA request with NASA seeking
information on how climate scientist James Hansen, director
of NASA's Goddard Institute for Space Studies «has complied with applicable federal ethics and
financial disclosure laws and regulations, and NASA Rules
of Behaviour.»
«Carbon Tracker lauds the FSB Task Force's efforts to harmonize
disclosure of the material risks
of climate change in order to provide decision - useful
information to the users
of corporate reports.f Addressing current
disclosure gaps will allow users
of financial disclosures to better assess how companies consider and manage climate - related risks,» said Mark Campanale, founder
of the Carbon Tracker Initiative.