Sentences with phrase «disclosure rule for»

Whether a new disclosure rule for third - party litigation funding should be parallel to the existing requirement for disclosure of a defendant's insurance policies.

Earlier this month Denham told MPs on the DCMS committee that's investigating fake news that her office would be pushing for increased transparency around data flows and disclosure rules for digital political advertising — suggesting a code of conduct is needed to regulate the use of social media in political campaigns, referendums and elections.

March 14: The Federal Election Commission said it would start writing new disclosure rules for online ads in response to revelations Russian interests bought content on Facebook and other platforms in an attempt to meddle with the 2016 election.

Bebchuk has argued that the disclosure rules for large stockholders don't need to be changed.

The dramatic reduction in donors coincided with the development of disclosure rules for lobbyists from the Joint Commission on Public Ethics, which ultimately backed a relatively narrow look - back period.

They include a pilot public financing program for the state comptroller's race, new disclosure rules for independent expenditure groups, and the creation of an independent office at the State Board of Elections charged with enforcing the state's oft - flouted election laws.

Cuomo argues that the legislature already approved stricter disclosure rules for outside income, and he'd like to wait and see how they work first.

New York lawmakers have passed a $ 142 billion state spending plan that includes new spending on schools, changes in teacher evaluations and new ethics disclosure rules for lawmakers.

Social media giant Facebook will institute new disclosure rules for political and issue - based advertising, a move that comes a week after New York's $ 168 billion budget agreement create new transparency requirements for online advertising.

At the same time, new disclosure rules for lobbying Albany are taking effect, which would require more expansive disclosure of how the committee is funded.

The disclosure rules for Facebook come as the company is under increasing pressure to change its policies after it was revealed data firm Cambridge Analytica received access to user information, which in turn aided Donald Trump's presidential campaign in targeting its core supporters.

In 2012 the state's Joint Commission on Public Ethics (JCOPE), which had been created by the governor and the Legislature in 2011, adopted new disclosure rules for 501 (c)(4)'s like the Committee to Save New York, but the look - back period was very limited.

The Senate backs a plan that would require transparency in procurement procedures along with new disclosure rules for advisory boards and those that advise state agencies on the spending of both federal and state money.

Cuomo is also calling for new disclosure rules for online political ads and investments in water quality and renewable energy.

While final details are still being hammered out, the extension now appears to come with a litany of new funding disclosure rules for individual school budgets, provisions that will essentially impose a new school budget process on top of existing protocols.

Perry of NYCLU and a host of good government groups including Citizens Union, the New York Public Interest Research Group, and Common Cause New York say that the governor has given no evidence that these new disclosure rules for nonprofits will do anything to impact corruption.

In addition to the marijuana bill, Mr. Cuomo and lawmakers had not been able to reach agreements on disclosure rules for teacher evaluations and on a requirement that college and high school coaches report possible acts of sexual abuse to law enforcement.

First we'll endure the debate over new disclosure rules for lawyer legislators, complete with loopholes.

But in the face of widespread concern about water contamination, 21 US states have adopted mandatory disclosure rules for the mixtures, making it easier for scientists such as Ellis, of the University of Michigan at Ann Arbor, to assess their impacts.

In accordance with the current FTC disclosure rules for bloggers and reviewers, the books you see reviewed on the site are either purchased by us or are obtained through NetGalley, Edelweiss, or directly from the author or publisher in an exchange for an honest review.

American firms have had to obey similar disclosure rules for a decade now.

The issue of interest was the SEC's sweeping new disclosure rules for executive and director compensation.

Earlier this month Denham told MPs on the DCMS committee that's investigating fake news that her office would be pushing for increased transparency around data flows and disclosure rules for digital political advertising — suggesting a code of conduct is needed to regulate the use of social media in political campaigns, referendums and elections.

New REBBA provisions include: a Code of Ethics; stronger sanctions for false or misleading advertising; updated brokerage ownership requirements; clearer disclosure rules for trust fund deposits; and increased penalties and fines for any violation of the act.

Not exact matches

There's growing pressure for the U.S. Securities Exchange Commission to enact rules requiring disclosure of political spending by publicly - traded corporations, although it has yet to move on the issue.

That figure includes 487 individual cases of alleged insider trading, 365 for stock manipulation, 343 for violations of laws and rules related to financial disclosure, 196 for contempt of the regulatory agency, and another 94 for fraud against customers.

In her letter, Warren pressed her call for the SEC to develop a political spending disclosure rule, something she said White has refused to do.

When last December's government funding bill prevented the SEC from «finalizing» a rule regarding the disclosure of political contributions, Warren joined dozens of other Democratic lawmakers to remind White that the bill did not prevent the SEC from at least discussing or developing a rule for political spending disclosure to be finalized at a future time.

These breach disclosures affirm the wisdom of New York state implementing its trailblazing cybersecurity rules for financial services firms that took effect last March, and which were amended with the SHIELD act in November.

For one thing, the rule has a «Best Interest Contract Exemption» that allows financial advisers to continue many of their current practices if they give investors the right disclosures and enforceable protections.

FORTUNE — Isn't it ironic that the government agency responsible for enforcing a whole host of disclosure rules seems hell - bent on hiding the details of its own actions from public view?

As amended, Section III of the PTE requires Financial Institutions to make certain disclosures to plan fiduciaries and owners of managed IRAs in order to receive relief from ERISA's and the Code's prohibited transaction rules for the receipt of commissions and to engage in transactions involving mutual fund shares.

rules of the SEC, including the Compensation Discussion and Analysis, the Summary Compensation Table for Fiscal 2018 and the other compensation tables and narrative disclosure within such Proxy Statement.»

The contract must clearly disclose any conflicts of interest that do exist, and must give the client instructions as to how he or she can obtain online access to compensation arrangements entered into by the insurance carrier (the final rule, however, provides for a streamlined disclosure pursuant to which individualized information about specific advisors need not be listed).

Most of the coverage of the SEC's recent proposal to replace the Department of Labor's Fiduciary Rule has focused on the different standards for brokers vs. advisors and the shortcomings of a disclosure - based approach to regulation.

The Rule, as written, adds dozens of pages of disclaimers and disclosures for consumers.

Even if disclosure were required to the plaintiff as a continuing plan beneficiary, it would only be for periods after the effective date of the new rule.

For example, the Department of Labor delayed the full implementation of the fiduciary rule, which would have required anyone who handles retirement assets or gives financial advice to retirement savers to work in their clients» best interest and to provide disclosure of conflicts, when they exist.

As such, most 506 (b) offerings are only sold to accredited investors (even though the Rule allows for the sale of up to 35 non-accredited investors), as the sale to any unaccredited investors requires significantly heightened disclosure to such investors, which can be costly and burdensome to provide, and may increase the exposure of an issuer to liability under federal and state securities acts.

Benjamin Lawsky, superintendent of New York's Department of Financial Services, expects to adopt consumer disclosure rules, capital requirements and a framework for permissible investments with consumer money.

Read the MSRB's new and updated guidance for rules on confirmation disclosure and prevailing market price.

David R. Kotok, Chairman & Chief Investment Officer for Cumberland Advisors, sits down with Asset TV to discuss the Department of Labor's potential rules change to fiduciary responsibilities and how it would affect the disclosure of «pay to play» fees.

In a show of support for investor protection, the SEC unanimously adopted rules that block felons from pitching specific types of private investment deals and in a 3 - 2 vote adopted a rule that requires firms offering private placements to make additional disclosures to regulators prior to being able to advertise it.

Another group, Citizens for Responsibility and Ethics in Washington (CREW), argues that Trump may have run afoul of rules requiring him to list his personal debts on a financial disclosure form.

New reporting rules for buyers will also be set in place, whereby foreign buyers are required to offer more comprehensive disclosure of information — household information, worldwide income, and social insurance numbers, to name some — which will then be placed into a public beneficial ownership registry to provide more transparency on true owners of property within the province.2, 5

The last thing insurance companies want is for agents selling variable annuities to be hobbled by cost disclosure and the rule that they have to think of the client first.

For broader market analysis on accounting rule manipulations, see my exhaustive reports on corporate disclosure transgressions, off balance - sheet debt, assets write - offs and hidden income and expenses.

Notwithstanding desiring the autonomy for municipalities to set the other campaign finance and disclosure rules, Edmonton calls for amendments to the Local Authorities Elections Act to eliminate corporate and union donations for all local election candidates.

The private members» bill would amend the Election Finances and Contributions Disclosure Act to create a legal definition for PACs, require PACs to be registered with Elections Alberta and subject them to the same financial disclosure and contribution rules as other political entities.

It seems like an invitation for US companies to be sued by the US Securities & Exchange Commission for violating Regulation FD,» says Jonathan Macey, a professor of corporate law at Yale University, referring to an SEC rule that requires public corporations to inform the market of material statements — and forbids selective disclosure.