Sentences with phrase «disclosure under section»

Licensees must ensure that their sellers are advised and fully understand that licensees can not contract out of their obligations of disclosure under section 5 - 13 of the Rules, and if they are instructed by a seller not to disclose, they must withdraw and cease acting for that seller.

The Council does not consider internal remuneration sharing arrangements to be matters which require disclosure under section 3 - 3 (1)(f) of the Rules.

Section 5 - 8 (1)(a) is amended by striking out «except for disclosure under section 5 - 10 (b)[disclosure of representation and relationship in trading services] of these rules,».

(a) be in writing, except for disclosure under section 5 - 10 (b)[disclosure of representation and relationship in trading services] of these rules, and

I made the required disclosure under section 5 - 10.

If you are moving to an agency relationship after treating a consumer as an unrepresented party, you must make a further disclosure under section 5 - 10 confirming that, going forward, you will be acting as their agent.

As with any request for disclosure under this section, the covered entity will need to verify the authority under which the request is being made, and we expect that public agencies will identify their authority when making such requests.

In § 164.510 (a) of the NPRM, we proposed that covered entities verify the identity and authority of persons to whom they made disclosure under the section.

However ATB's position was that the bargaining unit information requested by AUPE is in the custody or control of a treasury branch, and thus exempt from disclosure under section 4 (1)(r) of the Act.

ATB refused to disclose the information on the view that such records were exempt from disclosure under section 4 of the FOIP Act.

one of the reasons our Surrey separation agreement lawyers start a court proceeding is because then the the court has the power to order disclosure under sections 212 and section 213 and remedies for incomplete or misleading disclosure.

(2) Other uses and disclosures under this section.

In addition, the brokerage must retain all written disclosures under sections 9 - 1, 9 - 2 and 9 - 3 of the Rules that a licensee must make.

In general, the Bureau believes final § 1026.19 (f)(1)(v) sets forth a clear standard for settlement agents to comply with § 1026.19 (f) to the extent they provide disclosures under that section.

Not exact matches

Effective on June 16, 2015, the Corporate Governance Committee and the Board of Directors of the Company amended and restated the Code to, among other things, reflect the following amendments: (1) added a new Whistleblower Exception provision under the Confidentiality section; (2) modified the provision regarding Protection of Covered Persons to clarify that such protections apply to any Covered Person who provides information or makes other disclosures that are protected under whistleblower provisions; and (3) updated the policy reference to the Franklin Templeton Investments Social Media Guidelines Policy.

in the case of our directors, officers, and security holders, (i) the receipt by the locked - up party from us of shares of Class A common stock or Class B common stock upon (A) the exercise or settlement of stock options or RSUs granted under a stock incentive plan or other equity award plan described in this prospectus or (B) the exercise of warrants outstanding and which are described in this prospectus, or (ii) the transfer of shares of Class A common stock, Class B common stock, or any securities convertible into Class A common stock or Class B common stock upon a vesting or settlement event of our securities or upon the exercise of options or warrants to purchase our securities on a «cashless» or «net exercise» basis to the extent permitted by the instruments representing such options or warrants (and any transfer to us necessary to generate such amount of cash needed for the payment of taxes, including estimated taxes, due as a result of such vesting or exercise whether by means of a «net settlement» or otherwise) so long as such «cashless exercise» or «net exercise» is effected solely by the surrender of outstanding stock options or warrants (or the Class A common stock or Class B common stock issuable upon the exercise thereof) to us and our cancellation of all or a portion thereof to pay the exercise price or withholding tax and remittance obligations, provided that in the case of (i), the shares received upon such exercise or settlement are subject to the restrictions set forth above, and provided further that in the case of (ii), any filings under Section 16 (a) of the Exchange Act, or any other public filing or disclosure of such transfer by or on behalf of the locked - up party, shall clearly indicate in the footnotes thereto that such transfer of shares or securities was solely to us pursuant to the circumstances described in this bullet point;

There is a link to her contact information in the disclosure section under the giveaway form.

Members of boards of trustees of charter schools operating under the this section shall file a disclosure annually with the state ethics commission, the department and the city or town clerk wherein such charter school is located.

«(d) CONFIDENTIALITY PROVISIONS - Until such time as rules are adopted under chapter 131 of this title providing for the confidentiality of alternative dispute resolution processes under this chapter, each district court shall, by local rule adopted under section 2071 (a), provide for the confidentiality of the alternative dispute resolution processes and to prohibit disclosure of confidential dispute resolution communications.».

The provisions of section 9 and chapter 7 of title 13, United States Code, shall apply to any survey, collection, or compilation of registration and voting statistics carried out under this title: Provided, however, That no person shall be compelled to disclose his race, color, national origin, or questioned about his political party affiliation, how he voted, or the reasons therefore, nor shall any penalty be imposed for his failure or refusal to make such disclosure.

(a) a request for information has been made to a public authority, and (b) under section 1 of this Act or section 7 of the Data Protection Act 1998, the applicant would have been entitled (subject to payment of any fee) to communication of any information in accordance with that section, any person to whom this subsection applies is guilty of an offence if he alters, defaces, blocks, erases, destroys or conceals any record held by the public authority, with the intention of preventing the disclosure by that authority of all, or any part, of the information to the communication of which the applicant would have been entitled.

Agreements made without appropriate disclosure may be set aside if they are challenged in property division and spousal support cases under the following sections:

The Court of Appeal assessed whether the High Court had jurisdiction to order disclosure and examination under section 266 of the Companies Act 1993.

For instance, disclosure of privileged documents under Section 31 of the CDSA is not required.

Where currencies are continuously mined, for example, as with Bitcoin, it is yet unclear whether miners will be regarded as «issuers» or as acting as agents of the issuer under Section 3 (a)(8) of the Exchange Act and, therefore, subject to strict registration, disclosure, and reporting requirements.

For example, section 53 of BC's Health Professions Act not only imposes a duty on persons to «preserve confidentiality», but also provides that records are «not compellable in an court or in proceedings of a judicial nature» except for proceedings under the Act, or where disclosure is authorized by a college board as «being in the public interest» (s. 53 (1) and (3)-RRB-.

It also covers The Criminal Procedure and Investigations Act 1996 (as amended by the Criminal Justice Act 2003), The Code of Practice issued under section 23 of the Criminal Procedure and Investigations Act 1996, and The Attorney General's Guidelines on the disclosure issued in April 2005 and much more.

Section 73 (a) prohibits proceedings against a public body for damages resulting from good faith disclosure or non-disclosure of all or part of a record under the Act.

Re «Sharjah Pride» and «Sea Lion» [2012] EWHC 3628 (Comm): worldwide freezing and disclosure orders obtained on behalf of RBS under section 25 Civil Jurisdiction and Judgments Act 1982 in support of proceedings in Sharjah in a case that will become the leading decision on the links to the jurisdiction which must be shown to justify section 25 relief.

Rix LJ (with whom Etherton and Jackson LJJ agreed on this point) indicated that the seemingly unfettered right to access accounts and certain categories of related documents of a local authority that is available to «persons interested» under section 15 must be «read down» — in accordance with Article 1, Protocol 1 of the ECHR (protection of peaceful enjoyment of possessions)-- so as to protect the commercial confidentiality of those documents or parts of those documents, unless disclosure is objectively justified.

If the disclosure deficiencies are technical and non-material, only the first option, under section 6 (1), would apply, giving the franchisee sixty days to rescind the purchase from the date of receiving the Disclosure Document.

They held that the presiding judge had made an order that contemplated disclosure of an informant's identity to defence counsel but that the order was made in a proper exercise of discretion under section 37 (5) of the Canada Evidence Act, which permits disclosure of information that is subject of a section 37 (1) certification where the public interest in disclosure outweighs the public interest specified by the Crown.

It filed a certificate under section 37 (1) of the Canada Evidence Act, which establishes a procedure for objecting to the disclosure of evidence based on a «specified public interest» and which starts with a «first stage» hearing to determine whether the privilege has been validly claimed.

In the OPC's view, an investigative body and the organization being approached to disclose information can not simply invoke the exemption found under section 7 (3)(h. 2) of PIPEDA without exercising the proper due diligence to ensure that the disclosure request is reasonable and justifiable by proper documentation.

That the BCPIO review its procedures to clarify disclosure requests and the use of the exemption found under section 7 (3)(h. 2) of PIPEDA

Insofar as section 15 (2) of the policy permits disclosures that might be permitted under American ethics rules but are not permitted under Canadian ethics rules, the proposed policy risks conflict with the existing law governing lawyers in our country and could create a messy situation for lawyers trying to determine how to conduct themselves in accordance with the law.

17.14 (1) A rental disclosure statement delivered to the superintendent by an owner developer under section 31 of the Condominium Act before the coming into force of this section is deemed to be a Rental Disclosure Statement under section 139 of the Act.

(ii) a developer, as defined in the Real Estate Act, is exempt under that Act, other than as referred to in paragraph (c) of this section, from the requirement to submit for filing a prospectus and the requirement to submit for filing a disclosure statement with respect to the strata plan establishing that strata corporation,

For example, where a public agency commences a disciplinary action against a health professional, and requests protected health information as part of its investigation, the disclosure made be made to the agency under paragraph (d) of this section (relating to health oversight) even if the method of making the request is through the proceeding.

(i) Obtaining a new consent from the individual under this section for the disclosure to carry out treatment, payment, or health care operations; or

However, as explained above, we have designed the types of activities that are permissive disclosures for public health under § 164.512 (b) below in part to come within the carve - out effected by section 1178 (b); while the state regulatory activities covered by section 1178 (c) will generally come within § 164.512 (d) below.

Under this section, a covered entity will need to obtain a written authorization from an individual, before it uses or discloses protected health information of the individual if the use or disclosure is not otherwise permitted or required under the rule without authorizaUnder this section, a covered entity will need to obtain a written authorization from an individual, before it uses or discloses protected health information of the individual if the use or disclosure is not otherwise permitted or required under the rule without authorizaunder the rule without authorization.

(B) The authorization is not for a use or disclosure of psychotherapy notes under paragraph (a)(2) of this section;

(ii) Except for an authorization on which payment may be conditioned under paragraph (b)(4)(iii) of this section, a statement that the covered entity will not condition treatment, payment, enrollment in the health plan, or eligibility for benefits on the individual's providing authorization for the requested use or disclosure; and

(v) A restriction agreed to by a covered entity under paragraph (a) of this section, is not effective under this subpart to prevent uses or disclosures permitted or required under § § 164.502 (a)(2)(i), 164.510 (a) or 164.512.

(1) The information required to be included in an accounting under paragraph (b) of this section for disclosures of protected health information that are subject to an accounting under paragraph (a) of this section;

Second, and similarly, the final rule establishes a similar system for disclosures of protected health information necessary to determine worldwide availability or availability for mandatory service abroad under sections 101 (a)(4) and 504 of the Foreign Service Act.

A disclosure is not permitted under this section if health care provider believes that the medical emergency is the result of abuse, neglect, or domestic violence of the individual in need of emergency health care.

The disclosures permitted under § 164.512 are for national priority purposes, and determining whether a disclosure fits within the section is necessary before the disclosure can be Start Printed Page 82742made.

(4) If, after the applicable compliance date of this subpart, a covered entity agrees to a restriction requested by an individual under § 164.522 (a), a subsequent use or disclosure of Start Printed Page 82829protected health information that is subject to the restriction based on a consent, authorization, or other express legal permission obtained from an individual as given effect by paragraph (b) of this section, must comply with such restriction.