Sentences with phrase «do financial services regulation»

Not exact matches

The NYFDS promulgates and enforces regulations governing banks, insurance companies, and other financial services institutions that do business in the state.

These risks and uncertainties include food safety and food - borne illness concerns; litigation; unfavorable publicity; federal, state and local regulation of our business including health care reform, labor and insurance costs; technology failures; failure to execute a business continuity plan following a disaster; health concerns including virus outbreaks; the intensely competitive nature of the restaurant industry; factors impacting our ability to drive sales growth; the impact of indebtedness we incurred in the RARE acquisition; our plans to expand our newer brands like Bahama Breeze and Seasons 52; our ability to successfully integrate Eddie V's restaurant operations; a lack of suitable new restaurant locations; higher - than - anticipated costs to open, close or remodel restaurants; increased advertising and marketing costs; a failure to develop and recruit effective leaders; the price and availability of key food products and utilities; shortages or interruptions in the delivery of food and other products; volatility in the market value of derivatives; general macroeconomic factors, including unemployment and interest rates; disruptions in the financial markets; risk of doing business with franchisees and vendors in foreign markets; failure to protect our service marks or other intellectual property; a possible impairment in the carrying value of our goodwill or other intangible assets; a failure of our internal controls over financial reporting or changes in accounting standards; and other factors and uncertainties discussed from time to time in reports filed by Darden with the Securities and Exchange Commission.

For example, if Bitcoin is not a currency, then Bitcoin forwards and Bitcoin swaps that involve the exchange of Bitcoin for another currency will not fall under the statutory definitions of the more lightly regulated foreign exchange forwards or foreign exchange swaps.10 Likewise, retail trading of Bitcoin derivatives will be limited to designated contract markets, rather than subject to the retail foreign exchange dealer regulations.11 Treating Bitcoin as a commodity that is not a currency dovetails with the stances taken by other U.S. regulators such as the Financial Crimes Enforcement Network (FinCEN)(virtual currency does not have all of the attributes of real currency) 12, the Securities and Exchange Commission (Bitcoin investments are investment contracts because Bitcoin is a form of money) 13 and the Internal Revenue Service (treating Bitcoin as property for tax purposes).14

More specifically, he voiced his belief that regulation in the US will not adversely affect BitFury as it does not perform the functions of a traditional financial services provider, instead only mining bitcoin and selling computer hardware for such operations.

During the Q&A portion of the press conference (which begins at about 4:00) I asked Astorino questions about other Sandy - related topics, including his view of the overall response to Sandy by New York State government and whether he would do anything differently concerning the NYS Department of Financial Services and it's regulation of insurance companies, which he would control as governor.

The Department of Financial Services has the power, under the proposed new rules, to deny and potentially revoke a consumer credit reporting agency's authorization to do business with banks and insurance companies in New York if a credit agency doesn't obey the new regulations.

Responding to today's announcement by the FCA and HM Treasury on a consultation exploring what can be done to improve customers» access to financial advice, Hugh Savill, Director of Regulation at the ABI, said: «The new pension freedoms, which are designed to give people more options at retirement, have highlighted how important it is that financial services firms are able to offer consumers the support they need, in a way that suits their individual circumstances.

«It is understandable that the Department of Financial Services and the comptroller both issued their own complementary (regulations)... but you don't also want to use the regulatory process when the legislative process has had enough time to address the issue and failed to address the issue.»

FINRA The Financial Industry Regulatory Authority (FINRA), is the largest non-governmental regulator for securities firms doing business in the United States and is dedicated to investor protection through regulation and complementary compliance and technology - based services.

In his ruling, Judge Mariani explained that while Navient may have complied with the Higher Education Act, Department of Education regulations, and its own loan servicing contract with the Department of Education, that did not mean the private student loan company could go back on its obligation to not commit unfair, deceptive, or abusive acts in violation of the Consumer Financial Protection Act.

«The earnings are more predictable, there isn't the same type of federal regulation financial service companies face and it doesn't eat up as much capital, so the market awards it a higher multiple,» he said.

But in other industries in the UK it was felt that, whilst providers could represent themselves, they were not good at regulating themselves: that banks couldn't regulate banks, that brokers couldn't represent brokers — that self - regulation, in financial services as well as other services, did not work well and that the days of self - regulation were over.

(iii) Moreover, «privileged communication» is defined in the set of regulations of the Dubai Financial Supervisory Authority (DFSA), the regulator of financial services in DIFC, as «a privilege arising from the provision of professional legal advice and any other like privilege properly applicable at law to the communication in question, but does not include a general duty of confidentialitFinancial Supervisory Authority (DFSA), the regulator of financial services in DIFC, as «a privilege arising from the provision of professional legal advice and any other like privilege properly applicable at law to the communication in question, but does not include a general duty of confidentialitfinancial services in DIFC, as «a privilege arising from the provision of professional legal advice and any other like privilege properly applicable at law to the communication in question, but does not include a general duty of confidentiality».

The words «or such part of it as is reasonable in the circumstances» in reg 24 (3) of the Community Legal Service (Financial) Regulations 2000, SI 2000/516 (CLS 2000), do not enable the Legal Services Commission (LSC) to take only rent paid into account when calculating disposable income.

It also didn't help that thanks to the biggest ever crypto heist in Japan has led the country's Financial Services Agency (FSA) to tighten regulations on cryptocurrency exchanges.

Due to badly implemented regulations and fraudulent charge - back issue used by traditional financial services most exchange does not support PayPal, Credit Card and Debit Card transactions.

Member units should fulfill their commitment to industry self - regulatory conventions, strictly abide by national laws and regulations, do not participate in any of the so - called «virtual currency» related to the concentration of transactions or services for such transactions, take the initiative to resist any illegal Illegal financial activities.»

Introduced by a bipartisan group of members who serve on the House Financial Services Committee, the Preserving Access to Manufactured Housing Act addresses recent federal regulations implementing the Dodd - Frank Act that do not reflect the unique nature of the manufactured home financing and sales process.