Sentences with phrase «document exchange under»

Not exact matches

In addition to factors previously disclosed in Tesla's and SolarCity's reports filed with the U.S. Securities and Exchange Commission (the «SEC») and those identified elsewhere in this document, the following factors, among others, could cause actual results to differ materially from forward - looking statements and historical performance: the ability to obtain regulatory approvals and meet other closing conditions to the transaction, including requisite approval by Tesla and SolarCity stockholders, on a timely basis or at all; delay in closing the transaction; the ultimate outcome and results of integrating the operations of Tesla and SolarCity and the ultimate ability to realize synergies and other benefits; business disruption following the transaction; the availability and access, in general, of funds to meet debt obligations and to fund ongoing operations and necessary capital expenditures; and the ability to comply with all covenants in the indentures and credit facilities of Tesla and SolarCity, any violation of which, if not cured in a timely manner, could trigger a default of other obligations under cross-default provisions.

Important factors that could cause actual results to differ from OnDeck's forward - looking statements are the risks that OnDeck may not be able to manage its anticipated or actual growth effectively, that its credit models do not adequately identify potential risks, and other risks, including those under the heading «Risk Factors» in OnDeck's Annual Report on Form 10 - K for the year ended December 31, 2016, its Quarterly Reports for the quarters ended June 30 and September 30, 2017 and in other documents that OnDeck files with the Securities and Exchange Commission, or SEC, from time to time which are available on the SEC website at www.sec.gov.

Practically every company that goes public these days first files to do so under the JOBS Act, a federal law which gives companies that meet certain criteria the ability to file confidentially while regulators at the U.S. Securities and Exchange Commission review its documents without subjecting them to public scrutiny.

What I wrote then is far more relevant now with the saga of Peter Gleick, the water and climate analyst and writer who has admitted to obtaining climate and financial documents from the anti-regulatory Heartland Institute under false pretenses (Heartland has posted what it says are the e-mail exchanges).

An internal tracking document — obtained from the American Legislative Exchange Council (ALEC) by the Center for Media and Democracy under Texas public records law — reveals the scope of ALEC's anti-environmental efforts in 2014.

Tom, a securities professional, illegally made almost $ 800,000 in insider trading profits and then obstructed justice by lying under oath to the Securities and Exchange Commission, encouraging another witness to lie, and creating a false document.

In our multi-disciplinary teams, we spent the fourth day brainstorming and designing prototypes of legal innovations, including an online dispute resolution platform to resolve claims under $ 2000 outside of the formal justice system, a document exchange and file management system, and a Pokemon GO inspired smartphone app to disguise learning about the legal system in a fun and interactive way.

In this regard, AUSTRAC has issued a document that features the primary obligations of digital currency exchanges under these new guidelines.

In the document, the government also reiterated its support for Australia's digital currency space, declaring that its plans to regulate exchanges under existing AML / KYC statues would help foster development in the sector.

Even though the document does place Bitcoin exchanges under a very significant burden of regulation, what it also means is that nothing worse is going to come.

Divorce attorneys exchange information through complex discovery procedures such as lengthy net worth statements, interrogatories (dozens of written questions answered by the opposing party under oath) and by assembling documents such as three to five year's worth of credit card statements, tax returns, and bank statements, to name a few.

The 1031 Exchange Qualified Intermediary is authorized under Section 1.1031 of the Department of the Treasury Regulations and is essentially responsible for: (1) preparing the 1031 Exchange legal agreements and related transaction documents in order to properly structure your 1031 Exchange transaction; (2) receiving, holding and safeguarding your 1031 Exchange funds throughout your 1031 Exchange transaction; and (3) advising or consulting with you regarding the implementation of your 1031 Exchange transaction to ensure compliance with applicable Internal Revenue Codes, Treasury Regulations and related Revenue Rulings and Procedures.