Sentences with phrase «due diligence a requirement in»

Without enhanced due diligence requirements in place Canadian companies face a high risk of causing or contributing to human rights abuses.

Instead, I would like to suggest that the Ethics Committee in the opinion make due diligence a requirement in choosing a technology.

Not exact matches

The EU has invested five million euros to set up a centre that provides knowledge (in - depth sector market reports, guidelines, and case studies); tailored export advice extending to legal and regulatory requirements; rules on market access and competitor and market analysis; assistance with due diligence; training programs adapted for the needs of individual companies; and hot - desks and work spaces in China.

The exemption should be open to all qualifying participants that meet the due diligence and compliance requirements as outlined in the proposed crowdfunding exemption.

Nothing in football is a given but if you do your due diligence, profile the players correctly and identify ones who meet your requirements it's a safe bet...

Also, reaching this threshold is one of the ways to attain «accredited investor» status in some provinces (such as Ontario), which gives you access to specialized investments like hedge funds that bypass some of the regulatory requirements and protections of mainstream investments (which means you need to do more of your own due diligence in assessing risk).

In addition, there may be requirements in order to qualify for free trades with each broker, so please make sure to do your own research and due diligence before trading with any of the brokerIn addition, there may be requirements in order to qualify for free trades with each broker, so please make sure to do your own research and due diligence before trading with any of the brokerin order to qualify for free trades with each broker, so please make sure to do your own research and due diligence before trading with any of the brokers.

If you are an independent rescuer or a good Samaritan who has taken in a stray dog, you must have completed your county's due diligence requirements to become the legal owner before we can help.

In April 2014, the US Court of Appeals for the District of Columbia Circuit found the regulation's requirement that issuers describe their products as «not been found to be DRC conflict - free», to be a violation of the First Amendment's right to free speech, but the court left the bulk of the conflict minerals Rule intact, including the requirement to report on supply chain due diligence measures.

The only reason that climate science is being pressurized is that society is trying to go very rapidly from an article in a journal to policy decisions — thus there is a requirement for improved efficiency of the process and improved disclosure and due diligence.

Aziz Rahman comments: «On a large scale, the measures implicit in the 4MLD will have greater influence if businesses are compliant with its requirements and carry out customer due diligence.

«The main requirements are for due diligence (and enhanced due diligence in higher - risk matters) before acting in the transaction and to report suspicious activity, via a money - laundering reporting officer, to the U.K. Financial Intelligence Unit before proceeding with the transaction.

Although much of the aim of the Directive is focussed on preventing terrorism financing, the financial sector will take some collateral damage in the form of increased sanctions and due diligence requirements.

Customer Due Diligence (CDD) reports — The result of thorough interrogations performed against a comprehensive range of public domain information sources (recognising that a single source isn't sufficient), employing human investigatory abilities to deliver a written CDD report on a target subject in any language.Enhanced Due Diligence (EDD) reports — Specialist investigation delivers a highly detailed and customised Enhanced Due Diligence (EDD) report with reference to clients» requirements and direction, and specific focus on red flags identified at the CDD level.

This requires attorneys to employ reasonable safeguards, like due diligence, contractual requirements, supervision, and monitoring, to insure that nonlawyers, both inside and outside a law firm, provide services in compliance with an attorney's duty of confidentiality.

Customer due diligence requirements for banks, mutual funds brokers, or dealers in securities, futures commission merchants, and introducing brokers i

It found that the Appellant had failed to comply with the due diligence requirements of Excise Notice 196 and refused to contemplate that its goods might have been caught up in excise fraud.

Yesterday, the HKMA intervened to warn local banks that due diligence requirements — which have been significantly tightened in recent years — have been applied too stringently and in a way that is disproportionate to the likely risk levels of foreign small and start - up customers.

Afridi & Angell's current system was no longer keeping pace with its current and planned future growth, so the firm conducted a comprehensive market evaluation and a due diligence exercise to examine the functionality of various products in the market against its current and anticipated needs and requirements, as well as those of its clients.

Mark Rosch, co-author of «The Cybersleuth's Guide to the Internet» and 6 ABA - published books including the recent «Google Gmail and Calendar in One Hour for Lawyers», helps legal professionals navigate the free and low - cost sources on the Web to meet their due diligence requirements for investigative and background research.

In the event, payment towards insurance premium is remitted through a bank account opened in the name of a third party (i.e. not being in your name), you agree and acknowledge that Our Company can undertake enhanced due diligence measures (including any documentation), to satisfy itself relating to customer due diligence requirementIn the event, payment towards insurance premium is remitted through a bank account opened in the name of a third party (i.e. not being in your name), you agree and acknowledge that Our Company can undertake enhanced due diligence measures (including any documentation), to satisfy itself relating to customer due diligence requirementin the name of a third party (i.e. not being in your name), you agree and acknowledge that Our Company can undertake enhanced due diligence measures (including any documentation), to satisfy itself relating to customer due diligence requirementin your name), you agree and acknowledge that Our Company can undertake enhanced due diligence measures (including any documentation), to satisfy itself relating to customer due diligence requirements.

You agree and acknowledge that for undertaking any financial transaction through the website, Our Company may undertake client / customer due diligence measurers and seek mandatory information required for KYC purpose which as a customer you are obliged to give, while facilitating your request of insurance requirements with the insurance company (ies), in accordance with applicable PMLA laws and rules.

In the absence of due diligence requirements, pump and dumps, Ponzi schemes, and buggy foundational software can run rampant.

We want to grow along with our clients and hence we pay utmost care and due diligence when we are providing services to our clients.We understand our client is different and their needs are different, hence we design the training contents keeping in mind our clients requirement and providing them solutions.

QUALIFICATIONS: A proven leader with over 20 years in the Mortgage and Consumer Banking and Financial Industry, with targeted emphasis in all areas of Risk Management, including but not limited to: * Multi-State and Federal Regulatory Compliance * Consumer Loans / Banking - Auto, Credit Cards, and Personal * Operational Risk Management * Vendor Management - Assessment & Due Diligence * SOX Minimum Capital Requirements (Addres...

Potential students should research and have due diligence in selecting programs that suit thier educational requirements.

At some point we should be asking ourselves whether the limited resources of our staff is better spent doing the necessary due diligence in each real estate transaction, rather than reacting to more and more regulatory requirements.

I agree that its use by non-members and also its pollution by mere posters who generally do not adhere to the law in Ontario that mandates due diligence & care with listing data and material facts (because they often do not even visit the property — and for some reason this requirement is not enforced) should be prohibited and have * nothing * to do with competitiveness.

Responsibilities: • Negotiating, writing and executing real estate investment agreements as well as contracts on behalf of the company • Offering counsel on a variety of legal issues • Advising executives within the company • Working alongside other departments within the company • Advising on contract status, business risks and risk mitigation strategies, and the legal liabilities associated with different real estate related deals including but not limited to: the evaluation of existing property special assessments, restrictions, zoning issues, building codes, lien releases, ADA, etc.) • Conduct title and survey review and perform due diligence on prospective loan deals; prepare and review contracts, and coordinate closings • Researching and anticipating unique legal issues that could impact the company • Reviewing advertising and marketing materials to ensure that they are in compliance with legal requirements • Manage real estate disputes including litigation • Providing training to the company on legal topics • Performing other duties as required or assigned

The crowd portals are required by the SEC and FINRA to investigate applications and most platforms go well beyond requirements in their due diligence.

A 10 to 12 percent interest - rate loan commitment from an in - market lender that is well - versed in the project type, realistic about project reserves and execution, and willing to provide flexibility on structuring burn - offs for guarantees may yield a far better execution probability for the project than a 9.0 percent rate loan commitment with soft reserve and guaranty requirements from an out - of - market lender that will accept non-refundable loan due diligence deposits only to fail to close at the time of funding.

In general, the laws, rules and regulations that apply to our business practices include, without limitation, the federal Real Estate Settlement Procedures Act, the federal Fair Housing Act, the Dodd - Frank Act, and federal advertising and other laws, as well as comparable state statutes; rules of trade organization such as NAR, local MLSs, and state and local AORs; licensing requirements and related obligations that could arise from our business practices relating to the provision of services other than real estate brokerage services; privacy regulations relating to our use of personal information collected from the registered users of our websites; laws relating to the use and publication of information through the Internet; and state real estate brokerage licensing requirements, as well as statutory due diligence, disclosure, record keeping and standard - of - care obligations relating to these licenses.

In this position, she directed all environmental activities for the company, including compliance with environmental laws and regulations, the regulatory approval process, due diligence requirements for potential acquisitions and dispositions, oversight and management of environmental engineering contractors and consultants, remediation of contaminated properties — both owned and acquired — and community outreach and education.