Sentences with phrase «due diligence requirements for»

In this position, she directed all environmental activities for the company, including compliance with environmental laws and regulations, the regulatory approval process, due diligence requirements for potential acquisitions and dispositions, oversight and management of environmental engineering contractors and consultants, remediation of contaminated properties — both owned and acquired — and community outreach and education.

Mark Rosch, co-author of «The Cybersleuth's Guide to the Internet» and 6 ABA - published books including the recent «Google Gmail and Calendar in One Hour for Lawyers», helps legal professionals navigate the free and low - cost sources on the Web to meet their due diligence requirements for investigative and background research.

Customer due diligence requirements for banks, mutual funds brokers, or dealers in securities, futures commission merchants, and introducing brokers i

The «beneficial owner» rule, officially called the Customer Due Diligence Requirements for Financial Institutions rule, is aimed at helping banks better understand precisely who is behind the business entities they are banking by collecting more information about the people associated with these entities.

The «beneficial owner» rule, officially called the Customer Due Diligence Requirements for Financial Institutions rule, is aimed at helping banks better understand precisely who is behind the business entities they are banking by collecting more information about the people associated with these entities.

Proposed Rule Change Relating to FINRA Rule 3310 to Conform FINRA Rule 3310 to FinCEN's Final Rule on Customer Due Diligence Requirements for Financial Institutions

The U.S. Treasury Department's Financial Crimes Enforcement Network on July 19 issued frequently asked questions regarding recently adopted customer due diligence requirements for financial...

Not exact matches

The EU has invested five million euros to set up a centre that provides knowledge (in - depth sector market reports, guidelines, and case studies); tailored export advice extending to legal and regulatory requirements; rules on market access and competitor and market analysis; assistance with due diligence; training programs adapted for the needs of individual companies; and hot - desks and work spaces in China.

A wide variety of stakeholders, including buyers, sellers, shippers, banks and governments, will need to comply with burdensome regulatory requirements for know your customer (KYC), anti-money laundering (AML) and customer due diligence (CDD).

She characterizes a BitLicense's provision of «bank - like supervision, including capital requirements, customer due diligence, and cyber-security oversight» as a positive step for Bitcoin.

It calls for a shopping list of detailed reforms, including choosing the legal basis for the exchange of information, developing common or compatible IT standards and defining exactly what reporting and due diligence requirements are needed by multinational firms.

Yet they ought, at minimum, to lead to considerably deeper inquiry, heightened due diligence, and perhaps a requirement for additional information.

In addition, there may be requirements in order to qualify for free trades with each broker, so please make sure to do your own research and due diligence before trading with any of the brokers.

Contact your local county or city for due diligence requirements.

In April 2014, the US Court of Appeals for the District of Columbia Circuit found the regulation's requirement that issuers describe their products as «not been found to be DRC conflict - free», to be a violation of the First Amendment's right to free speech, but the court left the bulk of the conflict minerals Rule intact, including the requirement to report on supply chain due diligence measures.

The only reason that climate science is being pressurized is that society is trying to go very rapidly from an article in a journal to policy decisions — thus there is a requirement for improved efficiency of the process and improved disclosure and due diligence.

Rather I see McIntyre emphasizing the one or many orders of magnitude different requirements for professional business due diligence and the «full true and plain disclosure» versus reviewing academic papers.

«The main requirements are for due diligence (and enhanced due diligence in higher - risk matters) before acting in the transaction and to report suspicious activity, via a money - laundering reporting officer, to the U.K. Financial Intelligence Unit before proceeding with the transaction.

Waiting for a companion action brought by Boutin against Enbridge, or waiting for information to be supplied by others, did not satisfy the due diligence requirements.

For example, the analysis may reveal a poorly performed due diligence or a poorly defined statement of requirement.

You agree and acknowledge that for undertaking any financial transaction through the website, Our Company may undertake client / customer due diligence measurers and seek mandatory information required for KYC purpose which as a customer you are obliged to give, while facilitating your request of insurance requirements with the insurance company (ies), in accordance with applicable PMLA laws and rules.

«The bottom line is that employers must exercise due diligence and follow all complex requirements for California.»

Tags for this Online Resume: C Programming Language, Business Requirements, CA - Easytrieve, Cobol Programming Language, Due Diligence, Job Control Language, Test, Troubleshooting, Unit Testing, C++ Programming Language

I agree that its use by non-members and also its pollution by mere posters who generally do not adhere to the law in Ontario that mandates due diligence & care with listing data and material facts (because they often do not even visit the property — and for some reason this requirement is not enforced) should be prohibited and have * nothing * to do with competitiveness.

Due diligence on the training front is an absolute requirement for all new registrants.

(6) Reasonable care and Due Diligence: a real estate agent must perform his or her services competently within the scope of license requirements and to the industry standard for reasonable due cDue Diligence: a real estate agent must perform his or her services competently within the scope of license requirements and to the industry standard for reasonable due cdue care

A 10 to 12 percent interest - rate loan commitment from an in - market lender that is well - versed in the project type, realistic about project reserves and execution, and willing to provide flexibility on structuring burn - offs for guarantees may yield a far better execution probability for the project than a 9.0 percent rate loan commitment with soft reserve and guaranty requirements from an out - of - market lender that will accept non-refundable loan due diligence deposits only to fail to close at the time of funding.