Sentences with phrase «effective compliance programs»

All of which work well towards developing and managing effective compliance programs.

He has represented numerous clients in international investigations with respect to the Foreign Corrupt Practices Act, and advises companies on the implementation of effective compliance programs related to the FCPA.

We also work side by side with major Chinese corporations to develop effective compliance programs, prepare policies and procedures to control risk, investigate potential misconduct, deal with regulatory authorities in multiple jurisdictions and devise strategies for remedial action.

DeWaal focuses his practice on financial services regulatory matters counseling clients in the U.S. and internationally on the application of evolving regulatory requirements to existing businesses and structuring more effective compliance programs, as well as supporting clients during regulatory inquiries and enforcement matters.

Remember, the most effective compliance programs don't just aim to tick off a box to prove to regulators and the legal department that people read the policy or could answer twenty multiple choice questions.

We help our clients pre-empt, resolve or mitigate the impact of government investigations and enforcement actions, with a primary objective of the prevention of government investigations through effective compliance programs and internal safeguards.

First - Ever Public World Bank Sanctions Board Decisions Confirm Necessity of Pre-Existing Effective Compliance Programs and Independent Internal Investigations

She has extensive experience representing multinational companies and financial institutions with respect to anti-corruption and compliance matters, including advising clients on due diligence in connection with acquisitions and joint ventures, third - party engagements, risk assessments, corporate governance issues, and the implementation of effective compliance programs.

We work side by side with companies to develop effective compliance programs, prepare policies and procedures to control risk, investigate potential misconduct, deal with regulatory authorities in multiple jurisdictions and devise strategies for remedial action.

It also helps establish a key building block in an effective compliance program — and, more importantly, drives the kind of behavioral and cultural change that you're after.

The compliance plan itself will provide detail in the seven areas of an effective compliance program as set forth in the Federal Sentencing Guidelines.

She has extensive experience representing multinational companies and financial institutions with respect to anti-corruption and compliance matters, including advising clients on due diligence in connection with acquisitions and joint ventures, third party engagements, risk assessments, corporate governance issues and the implementation of effective compliance programs.

There are generally seven (7) basic core elements that are required of an effective compliance program including:

The CHC © is a professional with knowledge of relevant regulations and expertise in compliance processes sufficient to assist the health care industry to understand and address legal obligations, and promote organizational integrity through the operation of effective compliance programs.

An effective compliance program reduces the likelihood of regulatory violations and improves a company's ability to defend itself if the government does come calling.

In short, having an effective compliance program requires more than written policies and procedures.

An effective compliance program needs to be strategically developed based on identification of the risk factors that are specific to the size and nature of the organization.

Our anti-corruption compliance services are founded on the design, implementation and enforcement of effective compliance programs, based on our practical knowledge of working cases where failures have led to breaches of criminal laws.

The programs align with the Federal Organizational Sentencing Guidelines» criteria on what constitutes an effective compliance program as well as adhere to the corporate governance requirements of the Sarbanes - Oxley Act of 2002.

We work side by side with clients to develop effective compliance programs, prepare policies and procedures to control risk, investigate potential misconduct, deal with local and foreign agencies, and devise strategies for remedial action.

Sessions will cover such topics as finance and accounting for in - house, how to set up effective compliance programs, contracts, corporate litigation, e-discovery essentials, and ethics for the in - house lawyer.

U.S. Air Force Active Duty and Reserve 03/1997 — Present Health Services Administrator (Compliance Officer), 01/2010 — Present Maintain an effective compliance program.

We help you understand the criminal and non-criminal provisions of the Act and develop comprehensive and effective compliance programs.