Sentences with phrase «employed by an investment»

A technical analyst is a professional who is employed by the investment agencies, brokerage companies and individual investors.

Not exact matches

The Australian Securities and Investments Commission has launched civil proceedings against Perth - based State One Stockbroking, and in a separate matter has accepted undertakings from two liquidators employed by Melsom Robson.

Save on taxes this year by employing these savvy tactics, from harvesting investment losses to donating to charities, by Dec. 31.

At stake: a $ 5 billion facility that will employ 50,000 and boost state coffers by adding billions of dollars in additional investment in the surrounding community over the next 10 to 15 years.

In many countries, we employ a lower - risk approach to investment overseas by identifying strong local partners to serve as the «franchisor» in their home markets.

SeedInvest will work with the company to market its fundraise by employing a three - tiered strategy to promote the round to and accept investments from:

The gravamen of the complaint is that the asset - allocation models adopted by the retirement plans» investment committee departed dramatically from prevailing standards employed by professional investment managers and plan fiduciaries, and as a result, caused participants to suffer massive losses and excessive fees.

Led by Encana Corp. chief executive Doug Suttles, companies that are employing innovations in drilling and hydraulic fracturing insist they can boost investment, employment and exports while contributing to efforts in Canada and around the world to reduce emissions of greenhouse gases.

While government workers have gold - plated pensions often starting at age 55 and many employed Canadians have employer - matched RRSPs, the small business owner is counting on the value of the business — including any investments owned by the corporation — for his or her retirement.

They seek robustness of findings by employing a variety of methods, data sampling frequencies and investment horizons.

Certain perils that lurk in investment strategies can not be spotted by use of models commonly employed today by financial institutions» Warren Buffett

If one's counterargument to this fact is that this particular task is the job of a portfolio manager, then (1) why assign such misleading titles like «financial consultant / adviser» to their employees when salesman is a more appropriate title; and (2) why does nearly every portfolio manager employed by commercial investment firms stick to low - utility diversification strategies that consistently underperform non-managed, passive index funds year after year?

See, by entertaining only accounts with at least $ 100,000 in assets and assuming at least a small portion of all customers will eventually employ their Financial Services, they anticipate a return on that investment.

Prior to joining MFS, he was employed as an equity research associate by Fidelity Investments.

Prior to joining Oberon in 2016, Chris was employed by Deloitte and Touche LLC, served as the CFO of a large, privately held electronics manufacturer, and was a Managing Director of Kildare Capital, an investment bank, where he focused on financings for middle - market companies.

The Ports Automobile Import / Export facility, which currently processes 150,000 cars and employs more than 300 direct workers will also benefit by receiving about $ 90 million of the Governor's Capital Investment program.

Employed by the Government of Singapore Investment Corporation between 1994 - 2002, he was involved in investment projects in various countries, including China, Thailand and Investment Corporation between 1994 - 2002, he was involved in investment projects in various countries, including China, Thailand and investment projects in various countries, including China, Thailand and Indonesia.

However, by diversifying into other assets and employing a combination of hedging and alternative investment strategies, an optimal portfolio can be constructed.

Fund companies employ teams of portfolio managers, analysts, fund accountants, compliance and risk monitoring personnel, and many other individuals who are in charge of managing the investment strategies that are offered by the fund company.

The regulator adds that Ameriprise fired Mata in March 2009 for violating company policies by recommending that clients «take out risky loans to finance investments, presenting unapproved seminars, employing individuals without conducting proper background checks and operating SCI as a competing investment company.»

As reported by the Australian Broadcasting Corporation, the site will employ some 40 people when it opens and local politicians have described the multi-million dollar investment as a, «shot in the arm» for the region.

Nine Keys to Student Achievement and Cost - Effectiveness The first large - scale national study to identify and prioritize the factors that make some technology implementations perform dramatically better than others, demonstrate that schools employing a 1:1 student computer ratio and the key implementation factors outperform other schools, and reveal significant opportunities for improving education return on investment (ROI) by transforming teaching and learning.

Still, absent a way to predict the future path of inflation and the investment markets, it's impossible to know with absolute certainty that you won't outlive your savings by employing the 4 % rule.

Before that, he was employed as a senior bond analyst by W.R. Huff Asset Management, a private institutional money manager specializing in high yield bonds and mezzanine investments.

As of the 1970s, 90 % of investment transactions are done by institutions employing highly skilled professionals competing fiercely against each other.

By automating the process of paying yourself first and keeping the size of your incremental investments negligible, you can employ the power of dollar - cost averaging to secure your financial future without ever having to give it a moment's worry or thought.

The entire package of investment strategies employed by FutureAdvisor are designed to give you the best long - term investment gains possible for your unique situations — and in some cases, you don't even have to sign up for a new investment account to make it work.

This is achieved by employing a number of investment managers, each with a different focus and approach to investing in the small cap market.

Fundamental weighting is also employed by some bond funds, including PowerShares Fundamental High Yield Corporate Bond Portfolio and PowerShares Fundamental Investment Grade Corporate Bond Portfolio, both exchange - traded funds.

Superior performance in the long run requires a disciplined operating system supported by logical inputs.As a professional money manager I have succesfully employed quantitative screening techniques in the management of institutional and personal portfolios for more than thirty years.The methods used would be recognizable to anyone who has studied the screening programs provided by AAII.The individual investor can win the investment game.

Investors can seek out contrarian - style funds to invest in, or they can employ a contrarian mutual fund trading strategy by selecting mutual funds to invest in using contrarian investment principles.

Some of the investment products displayed on the BNY Mellon AMNA Website are available in the form of a separately managed account or mutual fund managed by BNY Mellon AMNA; some of the products are available in the form of a mutual fund managed by The Dreyfus Corporation using the same portfolio management personnel and the same investment style and strategies as are employed by BNY Mellon AMNA for its separately managed accounts; some of the products are available in the form of a bank collective trust fund managed by The Bank of New York Mellon, as trustee, using the same portfolio management personnel and the same investment style and strategies as are employed by BNY Mellon AMNA for its managed accounts; and some of the products are available in both managed account and bank collective trust fund form.

Sadly, the actuaries above me, who had signed the treaties before I was employed by AIG, forgot to inform the investment department that the treaty limited the trading of around 20 % of the bonds of the company in ways that would be mimicked 10 years later in CDOs.

(b) engaged as an «investment advisor» as that term is defined in Section 201 (11) of the Investment Advisor's Act of 1940 (whether or not registered or qualified under that Act), nor (c) employed by a bank or other organization exempt from registration under Federal and / or state securities laws to perform functions that would require him or her to be so registered or qualified if he or she were to perform such functions for an organization not investment advisor» as that term is defined in Section 201 (11) of the Investment Advisor's Act of 1940 (whether or not registered or qualified under that Act), nor (c) employed by a bank or other organization exempt from registration under Federal and / or state securities laws to perform functions that would require him or her to be so registered or qualified if he or she were to perform such functions for an organization not Investment Advisor's Act of 1940 (whether or not registered or qualified under that Act), nor (c) employed by a bank or other organization exempt from registration under Federal and / or state securities laws to perform functions that would require him or her to be so registered or qualified if he or she were to perform such functions for an organization not so exempt.

The fund employs an indexing investment approach by investing all, or substantially all, of its assets in the common stocks included in the FTSE Developed Europe All Cap Index.

I am a retired senior citizen having an annual income of less than 3 lakhs from interest on deposits, EPF pension etc and hence not liable to pay income tax.Of late my wife who is not employed but a senior citizen got some amounts by way o f family settlements after her mother's death which she deposited in her name and the total annual of interest comes to about Rs 1.5 lakhs.According to her the income from her investments can not be clubbed Will her income be added to my income for the purpose of ascertaining my income tax liability.She has a separate pan no.earlier taken as she had rental income.

The firm offers a wide array of investment strategies run by an experienced team of portfolio managers that has worked together for many years, employing active risk management, in - depth research, and innovative product solutions.

Hedging is a potent risk diversification strategy employed by purchasing an investment that is inversely correlated to other assets in a portfolio.

You agree to promptly notify ChoiceTrade in writing if you are now or if you become: (a) registered or qualified with the Securities Exchange Commission, the Commodities Futures Trading Commission, any state securities agency, any securities exchange or association, or any commodities or futures contract market or association; (b) engaged as a «registered investment adviser» within the meaning of Section 201 (11) of the Investment Advisors Act of 1940 (whether or not registered or qualified under that act); or (c) employed by a bank or other organization exempt from registration under federal and / or state securities laws to perform functions that would require you to be so registered or qualified if you were to perform such functions for an organization not investment adviser» within the meaning of Section 201 (11) of the Investment Advisors Act of 1940 (whether or not registered or qualified under that act); or (c) employed by a bank or other organization exempt from registration under federal and / or state securities laws to perform functions that would require you to be so registered or qualified if you were to perform such functions for an organization not Investment Advisors Act of 1940 (whether or not registered or qualified under that act); or (c) employed by a bank or other organization exempt from registration under federal and / or state securities laws to perform functions that would require you to be so registered or qualified if you were to perform such functions for an organization not so exempt.

Investment analysts who cover Canadian banks, mostly employed by the very same banks, are united in their opinion that a Canadian housing bust would be quite easy on the banks they cover.

The Funds employ an «Upgrading» strategy whereby investment decisions are based on near - term performance, however, the Funds may be exposed to the risk of buying underlying funds immediately following a sudden, brief surge in performance that may be followed by a subsequent drop in market value.

Fund companies employ teams of portfolio managers, analysts, fund accountants, compliance and risk monitoring personnel, and many other individuals who are in charge of managing the investment strategies that are offered by the fund company.

The fund employs a «passive management» - or indexing - investment approach by investing all, or substantially all, of its assets in the common stocks included in the NASDAQ India Midcap Index.

Rational Funds currently offers seven mutual fund products, which employ rigorous research backed by sound academic theory, and a disciplined and systematic investment approach.

You also agree to notify us by the same means if you are or become: a) employed or affiliated with a securities brokerage firm, bank, investment adviser, trust company, insurance company or securities exchange; or b) an officer, director, affiliate or 10 % shareholder of a publicly traded company.

«The buy - and - hold strategy, which was almost universally accepted by the investment and academic community over the past several decades, is no longer the sole investment strategy to be employed in order to deliver solid investment returns,» Mr. Speargas said.

Though we can look at the different strategies employed by Buffett over the years, and see how some played a larger role early on like arbitrage and distressed investing, Buffett had a singular focus for the investments that offer decent returns in the size range that will make a difference for BRK investors.

In a secular bear market, however, employing active investment strategies like the ones discussed here, in combination with other financial planning recommendations, may be the only route by which clients can actually succeed.

Pictet employs discipline at every step of the investment process informed by a challenge and a «multiple eyes» approach to research

Prior to joining Rodgers & Associates Ryan was employed by a Registered Investment Advisor in the Philadelphia area.