Sentences with phrase «employed by the bank»

A young lawyer, during a discussion, admitted having a troubled conscience because he was employed by a bank to represent them in a foreclosure proceeding in which there was deliberate withholding of information that prejudiced the issue.

He kept trying to justify himself by thinking that, since he was employed by the bank, he had to do what they required of him, but he continued to feel guilty.

(b) engaged as an «investment advisor» as that term is defined in Section 201 (11) of the Investment Advisor's Act of 1940 (whether or not registered or qualified under that Act), nor (c) employed by a bank or other organization exempt from registration under Federal and / or state securities laws to perform functions that would require him or her to be so registered or qualified if he or she were to perform such functions for an organization not so exempt.

You agree to promptly notify ChoiceTrade in writing if you are now or if you become: (a) registered or qualified with the Securities Exchange Commission, the Commodities Futures Trading Commission, any state securities agency, any securities exchange or association, or any commodities or futures contract market or association; (b) engaged as a «registered investment adviser» within the meaning of Section 201 (11) of the Investment Advisors Act of 1940 (whether or not registered or qualified under that act); or (c) employed by a bank or other organization exempt from registration under federal and / or state securities laws to perform functions that would require you to be so registered or qualified if you were to perform such functions for an organization not so exempt.

The Bank had also mistreated members of the plaintiff's family who were also employed by the Bank.

Importantly, the FCA should also keep in mind that P2P lenders operate under a very different set of principles to that employed by the banks.

Pereiro - Mendez v Goldman Sachs (2015) Dan acted for Goldman Sachs in this high profile claim brought by an executive director employed by the bank as an analyst in credit trading.

The employee was continuously employed by the bank from 1983 until the date of her dismissal.

«I was employed by the bank after finishing my degree in 2012 and have since been promoted.

These professionals are employed by banks or commercial lenders.

Field Inspectors are employed by banks or companies to estimate a property's value.

In order to be employed by a bank, a prospective employee must also pass a criminal background check.

The court found that in order for the exception to apply, the Salesperson would need to show that the only reason that a commission was not paid was because of some evasive technique employed by the Bank.

A foreclosure specialist can be employed by a bank or private lender and is responsible for all the documentation and processes that need to be followed when a property is being foreclosed on.

Not exact matches

Their ranks include borrowers, many self - employed, who want to cash in on the real estate boom but have been shut out by a banking sector increasingly preoccupied with risk.

Dig Deeper: An Eye Bank Bets on Best Practices How to Become a Social Entrepreneur: Think of It As a Business «The modern non-profit must adopt many of the same strategies, policies and best practices employed by successful enterprises in the for - profit world, but not at the cost of its soul,» writes Scofield.

According to a study by the Federal Reserve Bank of St. Louis, as a group self - employed women differ from self - employed men in significant ways.

Negative interest rate policies are another unconventional tool currently being employed by many central banks.

Though the allegations have not been proven, extra fees are a tactic routinely employed by traditional banking institutions.

The company is successfully changing the way people in need of loans interact with their community financial institutions by employing a unified online application process that enables borrowers to get low - interest loans directly from community banks and credit unions.

He has helped many prominent companies to identify the actionable online data bank, identify the industry impact and employ the same for the digital success by digitally analyzing the same.

Voluntary payment by taxpayers into designated banks - advance tax and self - assessment tax: Self - employed people are required to do their tax calculation themselves and pay the necessary tax to the government periodically.

Japanese prime minister Shinzo Abe noted that Japan is abiding by the G20 agreement not to employ competitive devaluation, noting super-loose Bank of Japan monetary policy is meant to stave off deflation.

Prior to joining Oberon in 2016, Chris was employed by Deloitte and Touche LLC, served as the CFO of a large, privately held electronics manufacturer, and was a Managing Director of Kildare Capital, an investment bank, where he focused on financings for middle - market companies.

On the other hand, banks had all sorts of ways in which to employ funds profitably, especially by lending to businesses both big and small.

The dry language employed by the Bureau of Consumer Financial Protection and the Office of the Comptroller of the Currency, however, reveal not just how the bank's mortgage and auto insurance clients were wrongly treated, but show risk management practices that they deemed «reckless, unsafe or unsound.»

This is a tool employed by central banks to stimulate the economy during a recession or in anticipation of a recession.

Most of its members are employed by multinational companies, banks, and consultancies.

Brafman said Tuesday: «It does not appear that Mr. Banks, either while employed by the New York City Police Department or after he retired, was involved in any intentional criminal conduct.»

The report says Suleiman was in the employ of a commercial bank, now defunct, before he was employed by the community to head the bank.

Last year, police officers and fire fighters employed by the city, and teachers who worked for the city school district, were offered a 10 percent discount if they bought one of the land bank properties.

Tim Russell, employed by Walker in a number of posts, was implicated in the same investigation; he was charged in January 2012 and pleaded guilty in November 2012 to diverting more than $ 21,000 to his personal bank account.

Although it do feature very funny scenes involving Banks, and boasts a great performance from Hailee Steinfeld (of the Coen brothers» True Grit fame), the overall adjective employed by Paul to describe Pitch Perfect 2 is «fine».

If someone is putting money in my bank account for access to an online course without me or anyone I employ having to be involved, then it by definition is a passive exchange.

By employing two turbochargers for the first time - one per cylinder bank - the 3.6 - litre engine attained a power output of 408 hp.

Not only does Quicken offer lower mortgage rates than most banks in New Jersey, it does so by employing a leaner, online - only lending platform that allows the company to offer a better experience for users while also reducing costs.

Some of the investment products displayed on the BNY Mellon AMNA Website are available in the form of a separately managed account or mutual fund managed by BNY Mellon AMNA; some of the products are available in the form of a mutual fund managed by The Dreyfus Corporation using the same portfolio management personnel and the same investment style and strategies as are employed by BNY Mellon AMNA for its separately managed accounts; some of the products are available in the form of a bank collective trust fund managed by The Bank of New York Mellon, as trustee, using the same portfolio management personnel and the same investment style and strategies as are employed by BNY Mellon AMNA for its managed accounts; and some of the products are available in both managed account and bank collective trust fund fbank collective trust fund managed by The Bank of New York Mellon, as trustee, using the same portfolio management personnel and the same investment style and strategies as are employed by BNY Mellon AMNA for its managed accounts; and some of the products are available in both managed account and bank collective trust fund fBank of New York Mellon, as trustee, using the same portfolio management personnel and the same investment style and strategies as are employed by BNY Mellon AMNA for its managed accounts; and some of the products are available in both managed account and bank collective trust fund fbank collective trust fund form.

Prior to joining SPARX in 1999, Masa was employed by the Long Term Credit Bank of Japan (currently Shinsei Bank) and LTCB Warburg (now UBS Securities).

The individual NMLS ID number of each Mortgage Loan Originator (MLO) employed by BofI Federal Bank can be seen by visiting our Mortgage Consultants page.

Investment analysts who cover Canadian banks, mostly employed by the very same banks, are united in their opinion that a Canadian housing bust would be quite easy on the banks they cover.

Getting approved for financing, however, was not a simple task, as I'm self - employed and had already been turned down for a mortgage by my bank.

In - house products are products that are provided by a related party, such as the bank or other financial institution the adviser is employed by.

Filed Under: Career Tagged With: Become Self Employed, Blogging, Business, career, Corbett, David Risley, Finances, How To Become Self Employed, Insurance, Investing, Leo, Money, Pat Flynn, retirement, Saving, Self Employment, self - employed, Top Bloggers Editorial Disclaimer: Opinions expressed here are author's alone, not those of any bank, credit card issuer, airlines or hotel chain, or other advertiser and have not been reviewed, approved or otherwise endorsed by any of these eEmployed, Blogging, Business, career, Corbett, David Risley, Finances, How To Become Self Employed, Insurance, Investing, Leo, Money, Pat Flynn, retirement, Saving, Self Employment, self - employed, Top Bloggers Editorial Disclaimer: Opinions expressed here are author's alone, not those of any bank, credit card issuer, airlines or hotel chain, or other advertiser and have not been reviewed, approved or otherwise endorsed by any of these eEmployed, Insurance, Investing, Leo, Money, Pat Flynn, retirement, Saving, Self Employment, self - employed, Top Bloggers Editorial Disclaimer: Opinions expressed here are author's alone, not those of any bank, credit card issuer, airlines or hotel chain, or other advertiser and have not been reviewed, approved or otherwise endorsed by any of these eemployed, Top Bloggers Editorial Disclaimer: Opinions expressed here are author's alone, not those of any bank, credit card issuer, airlines or hotel chain, or other advertiser and have not been reviewed, approved or otherwise endorsed by any of these entities.

Filed Under: Investing Tagged With: 401k, retirement plan, Self Employed Retirement Plans, Solo 401k Editorial Disclaimer: Opinions expressed here are author's alone, not those of any bank, credit card issuer, airlines or hotel chain, or other advertiser and have not been reviewed, approved or otherwise endorsed by any of these entities.

However, in certain cases, home owners have bad credit, or are self - employed or unemployed, or have a history of missed mortgage payments which locks them out of second mortgages by banks and financial institutions.

To obtain the time it takes to pay off the debt, we modeled credit card debt payback by using a common method banks employ to calculate minimum monthly payments — 1 % of your total amount due plus last month's interest.

Even though a Mortgage Broker works with these lenders, and places client's mortgage within their books, they are not employed by the financial institutions or banks; they are hired by the client who is giving them the business.

You also agree to notify us by the same means if you are or become: a) employed or affiliated with a securities brokerage firm, bank, investment adviser, trust company, insurance company or securities exchange; or b) an officer, director, affiliate or 10 % shareholder of a publicly traded company.

Current Accounts are bank accounts required by companies or self - employed individuals to conduct their business transactions.

The resort, backed by China's state - run Export - Import Bank and constructed by thousands of Chinese workers employed by China State Construction Engineering Corp., had originally been scheduled to open to the public by the end of 2014.