Sentences with phrase «end registered investment company»

Exchange - traded funds (ETF) ETFs are open - ended registered investment companies under the Investment Company Act of 1940, which have received certain exemptive relief from the SEC to allow secondary market trading in the ETF shares.

Not exact matches

Represented a manager of biotechnology company investments in the launch of a registered closed - end fund offering.

The Morningstar RatingTM for funds is calculated for management investment company products registered under the Investment Company Act of 1940 (including mutual funds, exchange - traded funds and closed - end funds) with at least a three - yeainvestment company products registered under the Investment Company Act of 1940 (including mutual funds, exchange - traded funds and closed - end funds) with at least a three - year hcompany products registered under the Investment Company Act of 1940 (including mutual funds, exchange - traded funds and closed - end funds) with at least a three - yeaInvestment Company Act of 1940 (including mutual funds, exchange - traded funds and closed - end funds) with at least a three - year hCompany Act of 1940 (including mutual funds, exchange - traded funds and closed - end funds) with at least a three - year history.

An open - end fund registered under the Investment Company Act that may issue and redeem shares on an individual basis each business day.

Section 22 (e) of the Investment Company Act generally requires an open - end SEC registered investment company — often referred to as a mutual fund — to pay shareholders for securities of the fund tendered for redemption within seven days of theInvestment Company Act generally requires an open - end SEC registered investment company — often referred to as a mutual fund — to pay shareholders for securities of the fund tendered for redemption within seven days of their Company Act generally requires an open - end SEC registered investment company — often referred to as a mutual fund — to pay shareholders for securities of the fund tendered for redemption within seven days of theinvestment company — often referred to as a mutual fund — to pay shareholders for securities of the fund tendered for redemption within seven days of their company — often referred to as a mutual fund — to pay shareholders for securities of the fund tendered for redemption within seven days of their tender.

MBIA Capital Management Corp., an indirect wholly - owned subsidiary of MBIA Inc., is responsible for providing investment advisory services to the MBIA Municipal Bond Inflation Protection Fund («MIPS Fund») of FundVantage Trust, an SEC - registered open - end, management investment company launched in November 2007.

Fairholme Funds, Inc. (the «Company»), a Maryland corporation, is registered under the Investment Company Act of 1940 (the «1940 Act»), as amended, as an open - end management investment cCompany»), a Maryland corporation, is registered under the Investment Company Act of 1940 (the «1940 Act»), as amended, as an open - end management investmenInvestment Company Act of 1940 (the «1940 Act»), as amended, as an open - end management investment cCompany Act of 1940 (the «1940 Act»), as amended, as an open - end management investmentinvestment companycompany.

Under the SEC proposal, an ETF would be defined as a registered open - end management investment company that: • Issues (or redeems) creation units in exchange for the deposit (or delivery) of basket assets the current value of which is disseminated per share by a national securities exchange at regular intervals during the trading day; • Identifies itself as an ETF in any sales literature; • Issues shares that are approved for listing and trading on a securities exchange; • Discloses each business day on its publicly available web site the prior business day's net asset value and closing market price of the fund's shares, and the premium or discount of the closing market price against the net asset value of the fund's shares as a percentage of net asset value; and • Either is an index fund, or discloses each business day on its publicly available web site the identities and weighting of the component securities and other assets held by the fund.

To my knowledge, with the exception of closed - end investment companies registered under the Investment Company Act of 1940, as amended, there are no publicly - traded Preferreds which have anywhere near such strong investment companies registered under the Investment Company Act of 1940, as amended, there are no publicly - traded Preferreds which have anywhere near such strong Investment Company Act of 1940, as amended, there are no publicly - traded Preferreds which have anywhere near such strong covenants.

The Trust is registered as an open - end management investment company.

With respect to any portion of a Fund's assets that are invested in one or more open - end management investment companies registered under the 1940 Act, a Fund's net asset value is calculated based upon the net asset values of those open - end management investment companies, and the prospectuses for these companies explain the circumstances under which those companies will use fair value pricing and the effects of using fair value pricing.

A mutual fund is an SEC - registered open - end investment company that pools money from many investors and invests the money in stocks, bonds, short - term money - market instruments, other securities or assets, or some combination of these investments.

Juridica was launched on 21 December 2007 as a limited liability, closed - ended investment company registered in Guernsey.