Sentences with phrase «enforcement actions against the company»
The announcement comes one day after federal regulators opened the door to taking enforcement action against the company.
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The SEC investigated the company, stating The DAO sold securities without registering with the SEC but decided not to bring enforcement actions against the company.
The public would not know if the SEC is continuing its investigation unless the SEC publicly announces an enforcement action against the company.»
The about - face on MSAs comes after the Consumer Financial Protection Bureau issued major enforcement actions against companies accused of violating the anti-kickback provisions of the Real Estate Settlement Procedures Act, known as Respa.
The registry was introduced back in 2003, and as it has expanded over the years, the FTC has brought some very lucrative enforcement actions against companies that violate the sanctity of the list.
Like a pro football team, regulators who bring an enforcement action against your company are rarely playing the first game of their careers.
While the Article 29 Working Party said on Feb. 3 that it will not be taking enforcement action against companies that are using alternative transfer protocols following the invalidation of Safe Harbor, companies relying on that framework do not have that certainty and remain vulnerable.
Foremost among these tools is enforcement action against companies that fail to honor their privacy promises, including to comply with Privacy Shield, or that engage in unfair acts that cause substantial injury to consumers in violation of the FTC Act,» the Commission said in a statement.
«Foremost among these tools is enforcement action against companies that fail to honor their privacy promises, including to comply with Privacy Shield, or that engage in unfair acts that cause substantial injury to consumers in violation of the FTC Act.
«Foremost among these tools is enforcement action against companies that fail to honor their privacy promises... Accordingly, the FTC takes very seriously recent press reports raising substantial concerns about the privacy practices of Facebook.»
«Foremost among these tools is enforcement action against companies that fail to honour their privacy promises — including to comply with Privacy Shield — or that engage in unfair acts that cause substantial injury to consumers in violation of the FTC act.
The issuance of the Rule followed numerous FTC and state enforcement actions against companies that claimed to be able to obtain from consumers» mortgage lenders or servicers a loan modification or other relief to avoid foreclosure.
Not exact matches
Indeed, the CFPB has taken only one new enforcement action against financial companies since Mulvaney took over, a massive fine against Wells Fargo announced Friday.
Each year the SEC brings hundreds of civil enforcement actions against individuals and companies for violation of the securities laws.
The Department will give carriers and agents 60 days to modify their ads, and will pursue enforcement action after that date against companies that do not comply.
Over the past five years, 21 States have brought 128 enforcement actions against 84 debt relief companies for unfair and deceptive trade practices.
When a matter can not be effectively resolved outside of the litigation process, our attorneys defend packaging companies against government enforcement actions and other private actions in state and federal court.
Representation of a public telecommunications company in an SEC investigation alleging FCPA and revenue recognition violations, at the conclusion of which (after an investigation spanning three years and four continents), the SEC declined to pursue an enforcement action against our client
In addition GML, the company that controlled a majority of Yukos Oil Company's shares, is pursuing enforcement action against Russia in six other countries: Belgium, Britain, France, Germany, India and the United company that controlled a majority of Yukos Oil Company's shares, is pursuing enforcement action against Russia in six other countries: Belgium, Britain, France, Germany, India and the United Company's shares, is pursuing enforcement action against Russia in six other countries: Belgium, Britain, France, Germany, India and the United States.
Canadian enforcement action against Canadian companies is on the rise.
Brian Murray represents companies and individuals in complex commercial litigation, class actions, and civil matters involving federal and state governments, including lawsuits against governments and enforcement actions by governments.
On February 2, 2018, the Federal Reserve Board issued an unprecedented enforcement action against Wells Fargo & Company, prohibiting its asset growth until improvements in board oversight and firmwide risk management systems are...
On February 16, 2016, the Securities and Exchange Commission and the Department of Justice announced settled parallel enforcement and criminal actions against Massachusetts - based technology company PTC, Inc. and its two...
On February 4, 2016, the Securities and Exchange Commission announced a settled enforcement action against Ignacio Cueto Plaza, the current CEO of Chile - based airline company LAN Airlines S.A.
list of enforcement actions by the SEC, the complaint against AriseBank stated that the Dallas - based company had used deceptive tactics to raise what they claim was $ 600 million of its $ 1 billion goal in just two months.
The FTC has also commenced a number of enforcement actions in these areas against major brands, marketers and influencers, which has provided additional guidance through consent orders issued compelling companies to adhere to or refrain from certain actions in social media advertising.