If the total assets and
equity security holders conditions are met, then RepuX would have to register the Pre-Sale and / or the Token Sale with the SEC, which would be a laborious and expensive process.
The clients represented by Haynes and Boone include debtors, creditors, lenders,
equity security holders and agent banks.
He also has significant experience representing creditors and committees of both creditors and
equity security holders.
Generally, a plan will classify claim holders as secured creditors, unsecured creditors entitled to priority, general unsecured creditors, and
equity security holders.
According to bankruptcy rule 3002 (a), Necessity for Filing, an unsecured creditor or
an equity security holder must file a proof of claim or interest for the claim or interest to be allowed, except as provided in Rules 1019 (3), 3003, 3004, and 3005.
Not exact matches
Given the relative position in the capital structure and
security surrounding debt investments, the rate of return for creditors of a given company is typically lower than the company's
equity holders.
If we raise additional funds through further issuances of
equity, convertible debt
securities, or other
securities convertible into
equity, our existing stockholders could suffer significant dilution in their percentage ownership of our company, and any new
equity securities we issue could have rights, preferences, and privileges senior to those of
holders of our Class A common stock.
in the case of our directors, officers, and
security holders, (i) the receipt by the locked - up party from us of shares of Class A common stock or Class B common stock upon (A) the exercise or settlement of stock options or RSUs granted under a stock incentive plan or other
equity award plan described in this prospectus or (B) the exercise of warrants outstanding and which are described in this prospectus, or (ii) the transfer of shares of Class A common stock, Class B common stock, or any
securities convertible into Class A common stock or Class B common stock upon a vesting or settlement event of our
securities or upon the exercise of options or warrants to purchase our
securities on a «cashless» or «net exercise» basis to the extent permitted by the instruments representing such options or warrants (and any transfer to us necessary to generate such amount of cash needed for the payment of taxes, including estimated taxes, due as a result of such vesting or exercise whether by means of a «net settlement» or otherwise) so long as such «cashless exercise» or «net exercise» is effected solely by the surrender of outstanding stock options or warrants (or the Class A common stock or Class B common stock issuable upon the exercise thereof) to us and our cancellation of all or a portion thereof to pay the exercise price or withholding tax and remittance obligations, provided that in the case of (i), the shares received upon such exercise or settlement are subject to the restrictions set forth above, and provided further that in the case of (ii), any filings under Section 16 (a) of the Exchange Act, or any other public filing or disclosure of such transfer by or on behalf of the locked - up party, shall clearly indicate in the footnotes thereto that such transfer of shares or
securities was solely to us pursuant to the circumstances described in this bullet point;
The model «Convertible
Security» Yokum has published also incorporates that clever feature of more sophisticated note templates, whereby the
holder of the convertible instrument gets no more preferred
equity for her investment than does the new money in the Qualified Financing, and takes her discount in the form of common shares.
There is an economic reality to these «average opinion» searches from a company point of view, since, if a company needs periodic access to capital markets, whether credit markets or
equity markets, then what the market thinks has a lot to do with whether, or not, a company and its
security holders will prosper.
The primary investment objective of the Schemes is to generate long - term capital appreciation to unit
holders from a portfolio that is invested predominantly in
equity and
equity related
securities of companies engaged in Manufacturing activity.
The primary investment objective of the Scheme is to generate long - term capital appreciation to unit
holders from a portfolio that is invested predominantly in
equity and
equity related
securities of companies engaged in banking and financial services.
The two
securities to look at are CDCO.OB (the new common stock of Comdisco that was issued to the old bondholders) and CDCOR.OB (The old
equity interest in Comdisco which share in proceeds of the liquidation of Comdisco after a certain $ $ amount has been paid to the
holders of CDCO.....
Companies with total assets above $ 10 million and more than 2,000
holders of record of its
equity securities, or 500
holders of record of its
equity securities who are not accredited investors, must register that class of
equity securities with the SEC under the Exchange Act.
Furthermore, the rights to purchase RepuX Tokens pursuant to the SAFTs are likely considered a
security under U.S.
securities law and because there is the possibility that the Pre-Sale and the Token Sale may surpass 2,000 investors, RepuX may have more than 2,000
holders of record of its
equity securities following the Pre-Sale.