Sentences with phrase «established financial interests»

The dominance of established financial interests was thus secured.

Not exact matches

«Academic research has clearly established that conflicts of interest affect financial advisors» behavior and that advisors often act opportunistically to the detriment of their clients,» the memo says.

«Financial advisors must establish the relationship with recurring, proactive communication that shows value by providing advice relevant to the individuals» current needs and interests,» said Robert Roley, managing director at SS&C Advent in New York City.

Before the end of the first quarter of the relevant fiscal year, the Committee establishes financial and performance targets and opportunities for such year, which are based upon the Company's goals for Earnings Before Interest Taxes Depreciation and Amortization (EBITDA) and are linked to our budget and plan for long - term success.

But as a corporation, the Basij reportedly accumulated vast sums through so - called interest - free financial institutions that the Basij and the IRGC established in mid-1980s and the early 1990s to provide social housing and general welfare to their members.

The APEX team also advises governments in establishing Citizenship by Investment programs, and provides support services to financial institutions, law firms, and family offices representing the interests of high - net - worth investors.

During the financial crisis the implementation date was moved forward to October 2008, the Fed's hope at the time having been that a positive interest rate on excess reserves (IOER) would establish a new, above zero «floor» for the effective federal funds rate.

It's unusual for challengers for seats in Congress to raise more money than incumbents, who can tap into an established fundraising network in Washington, D.C. and gain financial backing from special - interest groups.

Calls on the Commission, by the end of 2013, to submit a legislative proposal establishing an effective and comprehensive European whistleblower protection programme in the public and in the private sector to protect those who detect inefficient management and irregularities and report cases of national and cross-border corruption relating to EU financial interests and to protect witnesses, informers, and those who cooperate with the courts, and in particular witnesses testifying against mafia - type and other criminal organisations, with a view to resolving the difficult conditions under which they have to live (from risks of retaliation to the breakdown of family ties or from being uprooted from their home territory to social and professional exclusion); calls also on the Member States to put in place appropriate and effective protection for whistleblowers.

According to the Higher Education Act (HEA) of 1965, all institutions receiving Title IV funds must submit specific data about their educational programs, student population, enrollment, attrition, and completion rates, staff and faculty, financial information, tuition and fees, and allocation of all student financial aid (NCES, n.d.) IPEDS HistoryIn 1995, NCES established the National Postsecondary Education Cooperative (NPEC) as a «voluntary organization that encompasses all sectors of the postsecondary education community including federal agencies, postsecondary institutions, associations, and other organizations interested in postsecondary education data collection» (NPEC, n.d., p. 4).

As CEO, Dr. Hargan was responsible for directing the management and delivery of CTL's programs, ensuring sound financial management, directing the pursuit of funding to achieve the work of CTL, establishing critical partnerships with other organizations, and representing CTL to stakeholders and other interested groups locally, nationally and internationally.

Over a number of years this establishes a pattern of responsible financial behavior which can lead to better interest rates on bigger loans such as a home mortgage or automobile purchase.

The financial institution does not assess any closing costs for a new home equity line of credit nor an application fee, and an interest rate discount is available for borrowers who establish automatic payments from a Citizens Bank checking account.

The individual lending institutions ultimately establish the interest rates on their financial products.

Bank of America is among the largest and most established financial institutions in the country, and you can always find highly competitive interest rates on auto loans through this bank.

If you are interested in establishing a trust, please indicate in the comments when scheduling your appointment with your RBFCU Investments Group financial advisor.

LendEDU covered a lawsuit earlier in 2017 that was filed against Navient when the Consumer Financial Protection Bureau (CFPB) alleged that the student loan servicer cheated borrowers by establishing obstacles to repayment, leading to higher student loan balances and greater interest.

Expect wretchedly low interest rates from every established banking option, including savings accounts, certificates of deposit and related financial vehicles.

Debt help options include low interest debt consolidation loans, credit counseling and debt consolidation services, and establishing a financial plan with an accountant or financial planner.

Assistance with establishing a manageable spending program Reducing monthly payments and interest by negotiating with credit card companies Obtaining a reduction in or an elimination of finance charges Consolidating payments Crafting solutions to achieve financial goals

Analyzing cardholders» spending habits and debt for purposes of assessing their present financial status Teaching debtors how to rebuild credit and establish a positive credit score Creating a debt - elimination plan to enable borrowers to attain their financial objectives Negotiating lower payments and interest rates on behalf of their clients Supplying a multitude of calculators as an aid for debt analysis Furnishing financial educational pamphlets

The sale of Capital Asset also included three variable interest entities («VIEs») established in connection with MBIA - insured securitizations of Capital Asset tax liens, which were consolidated within the Company's insurance operations in accordance with Financial Accounting Standards Board («FASB») Interpretation No.

This develops establish healthy financial habits and can help reduce the amount of total interest expense.

One of the first steps many financial experts recommend, even before paying off high interest rate consumer credit card debt, is to establish an easily accessible emergency fund.

The potential for conflicts of interest arise when corporations establish financial relationships with the veterinary academia, veterinary medical practitioners and veterinary associations is inevitable; when pet food companies align with veterinarians, corporate interests affect the quality of care and services animal patients receive.

Even though the EU has been mainly developed to facilitate financial and commercial transactions in Europe without any visible interest of including artistic and cultural questions into this important project, the artists have taken advantage of the fading frontiers, and established themselves where they see new possibilities.

Issuing statements of «consensus» or «authority» is antithetical to good science, and especially so in circumstances where the originating organizations have been established with political intent, have acted to restrict public debate or have a financial conflict of interest.

You should be able to maintain the lifestyle you establish for yourself, even in a time of financial crisis — say, if interest rates start climbing.

We can assist with establishing appropriate child and spousal support to protect your financial interests.

After applying the various established factors that must be considered in awarding costs (including the importance and complexity of the issues, and the unreasonableness of each spouse's behavior in the case), and after considering additional factors including any possible financial hardship that might be endured by the husband, the court concluded that $ 950,000 in legal costs incurred by the wife should be paid by the him, plus pre-judgment interest of another $ 55,000.

Thereafter, as counsel for insurers she successfully worked with the Financial Services Commission to establish best practices for Preferred Provider Networks and to minimize insurers» exposure to conflicts of interest and unfair and deceptive practice and act allegations.

(6) the lawyer partners in the firm make reasonable efforts to establish that each nonlawyer with a financial interest in the firm is of good character, supported by evidence of the nonlawyer's integrity and professionalism in the practice of his or her profession, trade or occupation, and maintain records of such inquiry and its results; and

In the aforementioned decision, the ECJ found that the Italian criminal law provisions establishing narrow limitation periods were liable to have an adverse effect on the fulfilment of the Member States» obligations under Article 325 TFEU to protect the financial interests of the European Union by adopting effective and dissuasive penalties.

By establishing a low - cost plan your can protect your family and financial interests now and in the future.

Having an insurable interest refers to the fact that a policy holder must establish that he or she actually has a financial interest in the person or property that is being insured.

With Bitcoin reaching record heights this week, more and more established financial institutions are taking an interest in its undeniable, and lucrative, appeal.

I worked on establishing a professional rapport with my clients, and took a personal interest to see that their financial issues be resolved.

Because mortgage interest rates had skyrocketed to 22 % by the time we were finally finished with all of the paperwork with the then M.C.C.R., and realizing that I would be fighting a losing financial battle (six established brokerages in my area, Peterborough, went bankrupt within the next six months), I wisely elected to quit the business altogether, and went into University, full time, earning a degree in Politics.

Requirements: • Must have a law degree (Juris Doctor) from an accredited university • Must be admitted to the Virginia, Maryland, and / or Washington DC bar • Ideally have 1 + year of experience gained in a law firm and / or in - house with a private sector company; however, we will train the right candidate who just graduated from law school or is in the process of finishing his / her degree • Interest in real estate, mergers and acquisitions, and negotiations • Strong interpersonal and presentation skills, along with the ability to communicate effectively with others at all levels of the organization • Strong negotiating skills with both legal and financial / commercial issues • Ability to establish and maintain strong relationships across all businesses

79 DOS 99 Matter of DOS v. Pagano - disclosure of agency relationships; failure to appear at hearing; proper business practices; unauthorized practice of law; unearned commissions; vicarious liability; fraudulent practice; jurisdiction; ex parte hearing may proceed upon proof of proper service; DOS has jurisdiction after expiration of respondents» licenses as acts of misconduct occurred and the proceedings were commenced while the respondents were licensed; licensee fails to timely provide seller client with agency disclosure form prior to entering into listing agreement and fails to timely provide agency disclosure form to buyer upon first substantive contact; broker fails to make it clear for which party he is acting; broker violates 19 NYCRR 175.24 by using exclusive right to sell listing agreement without mandatory definitions of «exclusive right to sell» and «exclusive agency»; broker breaches fiduciary duties to seller clients by misleading them as to buyer's ability to financially consummate the transaction; broker breaches his fiduciary duty to seller by referring seller to the attorney who represented the buyers when he knew or should have known such attorney could not properly protect seller's interests; improper for broker to use listing agreements providing for broker to retain one half of any deposit if forfeited by buyer as such forfeiture clause could, by its terms, allow broker to retain part of the deposit when broker did not earn a commission; broker must conduct business under name as it appears on license; broker engaged in the unauthorized practice of law in preparing contracts for purchase and sale of real estate which did not contain a clause making it subject to the approval of the parties» attorneys and were not a form recommended by a joint bar / real estate board committee; broker demonstrated untrustworthiness and incompetency in using sales contract which purported to change the terms of the listing agreement to include a higher commission; broker demonstrated untrustworthiness and incompetency in using contracts of sale which were unclear, ambiguous, vague and incomplete; broker failed to amend purchase agreement to reflect amendment to increase deposit amount; broker demonstrated untrustworthiness in back - dating purchase agreements; broker demonstrated untrustworthiness in participating in scheme to have seller hold undisclosed second mortgage and to mislead first mortgagee about the purchaser's financial ability to purchase; broker demonstrated untrustworthiness by claiming unearned commission and filing affidavit of entitlement for unearned commission; DOS fails to establish by substantial evidence that respondent acted as undisclosed dual agent; corporate broker bound by the knowledge acquired by and is responsible for acts committed by its licensees within the actual or apparent scope of their authority; corporate and individual brokers» licenses revoked, no action taken on application for renewal until proof of payment of sum of $ 2,000.00 plus interests for deposits unlawfully retained