Sentences with phrase «exchange security audits»

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Painter recommends that Congress pass a law right now that would require that when a President or his businesses have specific matters pending before a federal agency — like, say, an Internal Revenue Service audit, or a case before the National Labor Relations Board or the Securities and Exchange Commission, or a licensing issue before the Federal Communications Commission — that the matter must be decided by a career civil servant, rather than by a political appointee.

Each member of the Audit Committee shall meet the independence standards and expertise requirements of the New York Stock Exchange corporate governance listing standards, the Securities Exchange Act of 1934 and rules promulgated thereunder, the Federal Deposit Insurance Corporation Improvement Act of 1991 (FDICIA), and other applicable laws and regulations, in each case, as of the Firm's most recent annual meeting.

Prepare the Audit Committee report required by the rules of the Securities and Exchange Commission to be included in the corporation's annual proxy statement.

In particular, each member of the Committee shall be financially literate and at least one member of the Committee shall be deemed an «audit committee financial expert» as defined by the Securities and Exchange Commission.

Mr. Battle qualifies as an «audit committee financial expert» under Securities and Exchange Commission, or the SEC, guidelines.

HP has a separately designated standing Audit Committee established in accordance with Section 3 (a)(58)(A) of the Securities Exchange Act of 1934, as amended (the «Exchange Act»).

At least one member of the Committee shall in the judgment of the Board be an «audit committee financial expert,» as defined by the U.S. Securities and Exchange Commission (the «SEC»).

Mr. Kwauk is currently a senior consultant of Motorola Solutions (China) Co., Ltd. and serves as an independent non-executive director of Thunder Power Co. Ltd., a Taiwan company with its shares traded on Taiwan's Gre Tai Securities Market; Sinosoft Technology Group Limited, a company listed on the Hong Kong Stock Exchange, of which Mr. Kwauk is also the chairman of its audit committee; and several private companies.

On top of being one of the first exchanges to pass an independent audit, they've consistently shown themselves to be leaders on security practices, particularly in the realm of security services offered to users.»

Trace Mayer and Jesse Powell discuss Kraken's role in distributing funds to MtGox creditors, Kraken's proof - of - reserves audit in spring 2014, advanced security features available on Kraken and the risks for many exchanges that accept customers illegally.

The Securities & Exchange Commission is scrutinizing Apple's internal audit as part of a formal investigation into the company's backdating.

GATE believes the trading of unregistered securities is accomplished most effectively through a broker dealer, an ATS or an exchange registered with the SEC because such transactions provide the books and records and an audit trail that can be used for surveillance purposes.

The Board has concluded that each member of the Audit and Risk Committee is «financially literate» as defined under National Instrument 52 - 110 — Audit Committees and as required under NYSE rules and each is an «audit committee financial expert» under the regulations promulgated by the Securities and Exchange CommisAudit and Risk Committee is «financially literate» as defined under National Instrument 52 - 110 — Audit Committees and as required under NYSE rules and each is an «audit committee financial expert» under the regulations promulgated by the Securities and Exchange CommisAudit Committees and as required under NYSE rules and each is an «audit committee financial expert» under the regulations promulgated by the Securities and Exchange Commisaudit committee financial expert» under the regulations promulgated by the Securities and Exchange Commission.

The Sponsor has agreed to assume the following administrative and marketing expenses incurred by the Trust: the Trustee's monthly fee and expenses reimbursable under the Trust Agreement, Exchange listing fees, US Securities and Exchange Commission («SEC») registration fees, printing and mailing costs, audit fees and up to $ [100,000] per annum in legal expenses.

This comes the day after the Securities and Exchange Commission announced that the New York - based firm and a senior partner agreed to settle charges that they issued fraudulent audit reports in connection with municipal bond offerings by the Town of Ramapo.

Writing on November 16, Auerbach advised Ronk that the legislature's long - time budget review accountants, PFK O'Connor Davies of Westchester, had settled a dispute with the federal Securities Exchange Commission on charges of «issuing fraudulent audit reports» regarding its auditing work with The town of Ramapo.

The last thing a Big 4 Audit firm seems to want is accountant's liability arising out of stockholder class actions or Securities and Exchange Commission proceedings.

Further, readers are strongly urged to independently verify all statements made in this report APPG's financial position and all other information regarding APPG should be verified directly with APPG Audited financial statements and other relevant information about APPG can be found at the Security and Exchange Commission's website at www.sec.gov.

Illustrative of his practice, Whit has successfully represented public companies, audit committees, and senior officers of public companies in securities litigation, derivative litigation, internal investigations of alleged corporate wrongdoing, whistleblower matters, and matters before the Securities and Exchange Commission; international arbitration between a foreign prime contractor and its U.S. suppliers; trade secret litigation relating to the processing of big data; and debarment litigation arising out of contracts performed in Afsecurities litigation, derivative litigation, internal investigations of alleged corporate wrongdoing, whistleblower matters, and matters before the Securities and Exchange Commission; international arbitration between a foreign prime contractor and its U.S. suppliers; trade secret litigation relating to the processing of big data; and debarment litigation arising out of contracts performed in AfSecurities and Exchange Commission; international arbitration between a foreign prime contractor and its U.S. suppliers; trade secret litigation relating to the processing of big data; and debarment litigation arising out of contracts performed in Afghanistan.

We represented Terayon Communications Systems in a year - long Audit Committee investigation arising out of an accounting restatement and in related U.S. Securities and Exchange Commission and shareholder actions over operations in Canada, Israel, and Brazil.

We represented Tier Technologies in a six - month Audit Committee investigation following an accounting restatement and in related shareholder and U.S. Securities and Exchange Commission proceedings.

The exchange infrastructure is designed, monitored and audited by world - class security experts to prevent theft of client assets and information.

As a part of that plan, the operator of Japanese crypto exchange GMO Coin, GMO Internet, has announced that it will be creating a Group Information Security Audit Office whose role will be to strengthen security measures to protect its customers and their infoSecurity Audit Office whose role will be to strengthen security measures to protect its customers and their infosecurity measures to protect its customers and their information.

Executing daily activities of audit engagements of various clients, including Exchange Commission (SEC) registrants and Securities

Expertise includes Securities and Exchange Commission filings, tax preparations, automated general ledger accounting systems, audit management and training of -LSB-...] Continue Reading →

Expertise includes Securities and Exchange Commission filings, tax preparations, automated general ledger accounting systems, audit management and training of staff.

Audited and maintained clients stockholders database of 7,000 stocks certificates and $ 100M of Capital investments for client placement contracts and account's net asset value, commission subscription agreements, fund collections, and all other issues to comply with Security and Exchange Commission (SEC) Requirements;

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The agreement provided for a further extension if Mills met certain conditions, which included filing its 2005 financials with the Securities & Exchange Commission by the end of January, and filing its audited financials for 2006 by March 1.