Sentences with phrase «exchange traded securities»

The NAV value of ProShares Short FTSE / Xinhua China 25 is computed as of the close of the U.S. securities markets based upon the value of one or more U.S. exchange traded securities or instruments that reflect the values of the securities underlying the Index.

Products labeled «exchange traded commodities», «exchange traded notes», «exchange traded certificates», and «exchange traded securities» are not ETFs.

Scholarly investment research studies systematically point out that lowest cost investment fund fees have a strong positive correlation with better investment fund and ETF exchange traded securities performance returns.

Examples: Treasury bonds and exchange traded securities.

Each day's gains and losses are determined based on a daily settlement price disseminated by the regulated exchange trading the security futures contract or its clearing organization.

Not exact matches

British bank Barclays recently started issuing exchange - traded notes on the NYSE Arca exchange (similar to ETFs, only they are derivatives guaranteed by the bank rather than invested in the underlying securities) that track a Women in Leadership index of U.S. companies whose CEOs are women or whose boards are at least one - quarter female.

The security breach comes two months after Bitfinex was ordered to pay a $ 75,000 fine by the U.S. Commodity and Futures Trading Commission in part for offering illegal off - exchange financed commodity transactions in bitcoin and other digital currencies.

The U.S. Securities and Exchange Commission yesterday suspended trading in the stock of a small business called The Crypto Company, citing concerns about the «accuracy and adequacy» of information it provided about marketing costs and insiders» plans to sell shares.

There's growing pressure for the U.S. Securities Exchange Commission to enact rules requiring disclosure of political spending by publicly - traded corporations, although it has yet to move on the issue.

In a joint op - ed in the New York Times, Swensen, a former Wall Streeter, and Jonathan Macey, a professor of securities law at Yale, said trades are supposed to be executed on the exchange that offers the lowest price and quickest transaction time.

That announcement came just hours after a warning from the U.S. Securities and Exchange Commission that many online trading platforms should register with the agency.

The commission said if an exchange was trading digital assets that are considered securities, then the company must register with the commission or apply for an exemption.

Trading in all listed securities had already been occurring on the NYSE's electronic platform, known as NYSE - Arca, and on the old American Stock Exchange, now known as NYSE - American.

Index mutual funds and exchange - traded funds are a low - cost way to access passive strategies, giving investors exposure to hundreds, if not thousands, of securities with one purchase.

The Australian Securities Exchange has softened the changes to its listing requirements for companies wishing to trade on the stock market, with the new rules to take effect from next month.

Even as China shutters Bitcoin exchanges and the U.S. Securities and Exchange Commission signals heavier scrutiny of initial coin offerings, clients of trading giant Goldman Sachs are still trying to get in on the cryptocurrency trade.

In a separate hearing on ICOs in Congress last week, Mike Lempres, chief legal and risk officer for cryptocurrency exchange Coinbase, said the company does not trade ICO tokens because it «can not take the risk of inadvertently trading an asset that is later found to be a security.»

Silliman said the U.S. Federal Trade Commission has approved Verizon's planned acquisition of Yahoo, but it still needs approval from the European Commission and the U.S. Securities and Exchange Commission is reviewing the proxy.

In an amended filing with the U.S. Securities and Exchange Commission, Spotify said it expected current shareholders to sell up to 55.7 million ordinary shares when the stock begins trading on the New York Stock Exchange on April 3.

In its simplest form, an ETF is a security that trades like a conventional stock on an equity exchange.

Both the U.S. Commodity Futures Trading Commission (my former agency) and the Securities and Exchange Commission (SEC) would retain such authority under the CHOICE Act.

A Florida man has agreed to pay $ 278,773 to settle U.S. Securities and Exchange Commission insider trading charges stemming from Apple's purchase of his employer, mobile security company AuthenTec.

A report of a Commodity Futures Trading Commission subpoena on major cryptocurrency exchange Bitfinex and an Securities and Exchange Commission emergency asset freeze on an initial coin offering added to negative sentiment texchange Bitfinex and an Securities and Exchange Commission emergency asset freeze on an initial coin offering added to negative sentiment tExchange Commission emergency asset freeze on an initial coin offering added to negative sentiment that day.

Because they trade on an exchange, products like ETFs and ETNs are not only priced using a net asset value (NAV)-- the value of securities held minus liabilities and divided by shares outstanding — that is calculated at the end of each day and by intraday NAV (iNAV) throughout the day.

The start - up met with Securities and Exchange Commission officials in recent weeks to discuss registering as a licensed brokerage and electronic - trading venue, The Wall Street Journal reported Friday, citing sources familiar with the situation.

Cameron and Tyler Winklevoss filed a registration statement with the Securities and Exchange Commission to establish the Winklevoss Bitcoin Trust, which will work like an exchange - tradExchange Commission to establish the Winklevoss Bitcoin Trust, which will work like an exchange - tradexchange - traded fund.

The Securities and Exchange Commission has halted trading in shares of UBI Blockchain Internet, a Hong Kong - based company, citing potentially inaccurate information in its disclosures to the regulator and unusual and unexplained market activity in the stock since November.

Pyott has called for the Securities and Exchange Commission to investigate Ackman for insider trading.

Jay Clayton, the attorney tapped last year by President Donald Trump to lead the Securities and Exchange Commission, argued that the agency doesn't need Congress» help in prosecuting insider trading.

U.S. Securities and Exchange Commission temporarily suspends trading in shares of The Crypto Co. on concerns about «accuracy and adequacy» of information about the company.

The U.S. Securities and Exchange Commission is investigating trading activity in shares of Longfin, a tiny stock that surged astronomically in December after the firm announced a cryptocurrency - related acquisition, the company disclosed late Monday.

Mylan is one of only a few public companies, and the only publicly - traded pharmaceutical maker, that uses these tax credits, a Reuters review of a comprehensive database of filings with the U.S. Securities and Exchange Commission found.

Cboe Global Markets, the first to launch bitcoin futures, would like the Securities and Exchange Commission to allow cryptocurrency exchange - tradeExchange Commission to allow cryptocurrency exchange - tradeexchange - traded funds.

Because the financial markets have been so volatile these last few years and may continue to give investors a bumpy ride, Kaplan says it pays for investors to stay liquid and to diversify their holdings through vehicles such as mutual funds and ETFs (exchange - traded funds) rather than make big bets on individual securities.

In its notice, the Canadian agency also warned cryptocurrency exchanges, where the tokens created in an ICO can be exchanged for popular cryptocurrencies like bitcoin or Ethereum, that their business could fall within the ambit of securities trading.

Billionaire cleared on insider trading charges brought against him by the Securities and Exchange Commission.

The U.S. Securities and Exchange Commission is investigating a January 14 spike in trading in BlackBerry Ltd options that took place hours before Reuters reported that Samsung Electronics Co was in talks to buy the Canadian smartphone maker, according to a person familiar with the investigation.

Carleton said the CSE expects to be the first recognized exchange in Canada to introduce a fully - developed blockchain platform for trading, clearing and settling tokenized securities.

A spokeswoman for the NYSE, Kristen Kaus, said the issue affected a small subset of clients whose trading reports in the affected symbols were being returned in an unexpected format, so the exchange suspended trading in the five securities to minimize customer impact.

Hudson River Trading, a huge high - frequency trading firm that is responsible for about 5 % of all US stock trading, filed a letter to the Securities and Exchange Commission on Thursday, and it's a pretty brutal takedown of the prTrading, a huge high - frequency trading firm that is responsible for about 5 % of all US stock trading, filed a letter to the Securities and Exchange Commission on Thursday, and it's a pretty brutal takedown of the prtrading firm that is responsible for about 5 % of all US stock trading, filed a letter to the Securities and Exchange Commission on Thursday, and it's a pretty brutal takedown of the prtrading, filed a letter to the Securities and Exchange Commission on Thursday, and it's a pretty brutal takedown of the proposal.

IEX, which has up until now operated as an alternative trading system (ATS), filed with the US Securities and Exchange Commission to become a stock exchange laExchange Commission to become a stock exchange laexchange last year.

The settlements over the trading loss in London — reached with the Securities and Exchange Commission, the Office of the Comptroller of the Currency, the Federal Reserve and the Financial Conduct Authority in London — laid bare a pattern of «deficiencies» in JPMorgan's oversight.

Over-The-Counter (or OTC) trades securities that are listed off traditional exchanges such as the NYSE or the Nasdaq.

The Securities and Exchange Commission imposes a tax of 0.002 percent on stock trades in the United States.

The timeshare resort company has filed confidentially with the Securities and Exchange Commission and is expected to start trading in June or July, these people said.

According to the Securities and Exchange Commission (SEC), «Penny stocks may trade infrequently, which means that it may be difficult to sell penny stock shares once you own them.

The fund will also invest in securities traded on the Taiwan, Korea, Singapore, Malaysia and Indonesia stock exchanges.

An exchange is a marketplace in which securities, commodities, derivatives, and other financial instruments are traded.

Maxwell Gold is director of investment strategy and research at ETF Securities, an issuer focused on commodity and currency exchange - traded funds, including the ETFS Bloomberg All Commodity Strategy K - 1 Free ETF (BCI).

While, prior to this offering, our shares have not been listed on any stock exchange or other public trading market, there has been some trading of our securities, for instance, in private trades or trades on alternative online markets, such as SecondMarket and SharesPost, that exist for privately traded securities.