Sentences with phrase «exchanges commission»

The Securities and Exchange Commission has issued a subpoena to Riot Blockchain, the cryptocurrency company whose stock skyrocketed after changing its name.

Additional information concerning these and other factors can be found in our filings with the Securities and Exchange Commission, including our most recent Annual Report on Form 10 - K and Quarterly Reports on Form 10 - Q.

Zulilly is also profitable, reporting in its October S1 Securities and Exchange Commission filing net income of $ 2.4 million for the first six months of 2013, compared to a net loss of $ 4 million for the same six months a year earlier.

News of compromised accounts on a major Hong Kong - based exchange, a statement from the U.S. Securities and Exchange Commission that expanded its scrutiny to cryptocurrency exchanges, and more news from Japanese regulators also added to investor worries last week.

The US Securities and Exchange Commission is looking into the space, examining whether tokens can be unregulated sales of securities, and in late August warned about pump - and - dump scams disguising themselves as ICOs.

Actual results or outcomes may differ materially from those implied by the forward - looking statements as a result of the impact of a number of factors, many of which are discussed in more detail in our Annual Report on Form 10 - K and our other reports filed with the Securities and Exchange Commission.

In a 4 - 1 decision today, the five commissioners of the Securities and Exchange Commission voted to lift the ban on general solicitation and general advertising of fundraising rounds.

Cboe has been a notable crypto advocate on Wall Street, teasing additional futures markets for other cryptocurrencies and calling on the Securities and Exchange Commission to approve bitcoin - linked ETFs, as Business Insider first reported.

Risk factors, cautionary statements and other conditions which could cause SkyWest's actual results to differ materially from management's current expectations are contained in SkyWest's filings with the Securities and Exchange Commission, including its most recent Annual Report on Form 10 - K and Quarterly Reports on Form 10 - Q.

The Securities and Exchange Commission has ultimate authority in setting up the rules regarding equity - based crowdfunding, but the SoMoLend case should be a very clear reminder that state securities» entities may be potent as a regulatory force.

She parlayed her skill parsing complex Securities and Exchange Commission documents into a business she ran from her home office.

In 2006 he launched Prosper, a person - to - person lending platform that smacked head - long into regulatory opposition from the U.S. Securities and Exchange Commission.

The U.S. Securities and Exchange Commission, for example, last month fined Intercontinental Exchange Incs New York Stock Exchange and two affiliate exchanges a total of $ 14 million for multiple regulatory failures related to disruptive market events.

The Securities and Exchange Commission has been blasting cryptocurrency projects that have held «initial coin offerings,» or ICOs, with subpoenas.

T - Mobile Chief Executive John Legere said during the post-earnings conference call with analysts that he had meetings with the Securities Exchange Commission on Tuesday that went «extremely well,» and added he would respect the regulatory review process.

Investigators with the Department of Justice and the Securities and Exchange Commission last year began probes into the loss but have not brought any public actions against the company.

Jean Rogers is the founder and CEO of the Sustainability Accounting Standards Board, a nonprofit startup based in San Francisco that develops and disseminates sustainability accounting standards to help publicly listed corporations disclose material factors in compliance with Security and Exchange Commission requirements.

There's a new form of crowdfunding being led by companies such as GrowthFountain that has been made possible by changes in investment rules that the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (Finra) enacted in May 2016.

The Securities and Exchange Commission has been concerned for months that some ICOs are raising money for businesses that don't even exist.

The Securities and Exchange Commission has charged Theranos founder and CEO Elizabeth Holmes, a rising star once compared to Steve Jobs, along with the company's former president Ramesh «Sunny» Balwani with fraud.

If your competitors are public companies, you can look up their financial filings without charge on the U.S. Securities and Exchange Commission's Edgar database.

But after years of secrets, the Securities & Exchange Commission shined a light on the reality of the company's day - to - day operations.

Now it seems the Securities and Exchange Commission is anxious too.

This is the first time the Securities and Exchange Commission has ever gone after a company for failing to disclose a cyber security breach.

Additional information concerning certain risks and uncertainties that could cause actual results to differ materially from those projected or suggested in Pareteum's filings with the Securities and Exchange Commission, copies of which are available from the SEC or may be obtained upon request from Pareteum Corporation.

The CFTC, as well as the U.S. Securities and Exchange Commission, Giancarlo pointed out, operate under rules and regulations that were established in the 1930s.

The Securities and Exchange Commission's case marks the first time it has ever gone after a company for failing to disclose a cyber security breach.

Altaba, the holding company that houses the remnants of what was once Yahoo, will pay the Securities and Exchange Commission $ 35 million to settle charges relating to its handling of a massive data breach dating back to 2014.

The U.S. Securities and Exchange Commission yesterday suspended trading in the stock of a small business called The Crypto Company, citing concerns about the «accuracy and adequacy» of information it provided about marketing costs and insiders» plans to sell shares.

The Securities and Exchange Commission is still worried about ICOs, but the agency is not looking to ban them and remains open to a legal avenue for more crypto investments.

The Securities and Exchange Commission fined Yahoo — well, the business formerly known as Yahoo — $ 35 million for failing to promptly disclose a massive 2014 data breach that affected hundreds of millions of user accounts.

• Are you registered with the State, US Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), or the CFP board?

And in some cases, when billionaire investors are acquiring massive multiple - quarter stakes in companies, they are granted exemptions from the Securities and Exchange Commission from including those bets in the most recent 13F.

The company also reported that in addition to ongoing investigations by the Securities and Exchange Commission and others, Valeant's business is also being investigated by the State of North Carolina Department of Justice.

Certain matters discussed in this news release are forward - looking statements that involve a number of risks and uncertainties including, but not limited to, doubts about the Company's ability to continue as a going concern, the need to obtain additional funding, risks in product development plans and schedules, rapid technological change, changes and delays in product approval and introduction, customer acceptance of new products, the impact of competitive products and pricing, market acceptance, the lengthy sales cycle, proprietary rights of the Company and its competitors, risk of operations in Israel, government regulations, dependence on third parties to manufacture products, general economic conditions and other risk factors detailed in the Company's filings with the United States Securities and Exchange Commission.

Yelp filed an S1 document with the Securities and Exchange Commission earlier this month to raise up to $ 100 million in an IPO, following in the footsteps of LinkedIn, Pandora and Groupon.

For one, the surcharge will rely on compensation data that the Securities and Exchange Commission reports.

The Securities and Exchange Commission has indicated it views digital currency as a security.

The senators said that despite the administration downplaying his role, Icahn has disclosed to the Securities and Exchange Commission (SEC) that he was a special adviser, meaning it is important to shareholders of the companies in which he holds stakes in.

The US Securities and Exchange Commission announced this week that public companies will be required to disclose the ratio of their CEO's annual total compensation paid to that of a median worker (e.g. 200 to one).

The U.S. Securities and Exchange Commission began investigating reverse takeovers last year, in fact.

To date, Square has extended $ 400 million in financing to 70,000 merchants, according to its most recent annual filing with the Securities and Exchange Commission.

The securities described above were offered by Bellicum pursuant to a shelf registration statement filed by Bellicum with the Securities and Exchange Commission (SEC), which was declared effective on July 12, 2017.

To avoid a regulatory tussle with the Securities and Exchange Commission, which has essentially defined ICOs as offerings of unregistered securities, several investors told CNBC that Telegram may make the retail piece available only to people outside the U.S.

There's growing pressure for the U.S. Securities Exchange Commission to enact rules requiring disclosure of political spending by publicly - traded corporations, although it has yet to move on the issue.

These risks and uncertainties include, among others: the unfavorable outcome of litigation, including so - called «Paragraph IV» litigation and other patent litigation, related to any of our products or products using our proprietary technologies, which may lead to competition from generic drug manufacturers; data from clinical trials may be interpreted by the FDA in different ways than we interpret it; the FDA may not agree with our regulatory approval strategies or components of our filings for our products, including our clinical trial designs, conduct and methodologies and, for ALKS 5461, evidence of efficacy and adequacy of bridging to buprenorphine; clinical development activities may not be completed on time or at all; the results of our clinical development activities may not be positive, or predictive of real - world results or of results in subsequent clinical trials; regulatory submissions may not occur or be submitted in a timely manner; the company and its licensees may not be able to continue to successfully commercialize their products; there may be a reduction in payment rate or reimbursement for the company's products or an increase in the company's financial obligations to governmental payers; the FDA or regulatory authorities outside the U.S. may make adverse decisions regarding the company's products; the company's products may prove difficult to manufacture, be precluded from commercialization by the proprietary rights of third parties, or have unintended side effects, adverse reactions or incidents of misuse; and those risks and uncertainties described under the heading «Risk Factors» in the company's most recent Annual Report on Form 10 - K and in subsequent filings made by the company with the U.S. Securities and Exchange Commission («SEC»), which are available on the SEC's website at www.sec.gov.

The Securities and Exchange Commission may implement a «pilot program» that would examine the degree to which rebates affect the markets.

So says the Securities and Exchange Commission, which filed suit against the alleged social media scammer, a Scottish man, in November.

Further information on these factors and other risks that may affect the company's business is included in filings it makes with the Securities and Exchange Commission from time to time, including its Form 10 - K for the year ended Dec. 31, 2017, Form 10 - Q for the quarter ended March 31, 2018, and in its other SEC filings.

Magnetar has maintained that it was implementing a «market neutral» strategy that would make money no matter what happened in the housing market; while the Securities and Exchange Commission investigated the hedge fund's actions, it eventually closed the investigation without pressing charges.