Sentences with phrase «exercising trading authority»
Providing advice includes exercising trading authority over a customer's account.
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Advising indirectly includes exercising trading authority over a customer's account as well as providing recommendations through written publications or other media.
Commodity Trading Advisor (CTA): Commodity futures asset manager providing advice includes exercising trading authority over a customer's account.
Not exact matches
It is a much deserved recognition of its immense contribution to the fight for free and fair trade unions and to securing quality education for children and young people in Bahrain «This award will help to maintain the pressure on the Bahraini authorities to end their completely unjustified detention of Mahdi, who has spent the last four years in prison on false charges for simply exercising his right to freedom of assembly and demanding reforms to Bahrain's educational system.»
If an FCM or IB Member introduces the customer's account or a CTA Member exercises discretionary trading authority over the account, then the Member acting as the counterparty to the customer must notify that FCM, IB or CTA Member of the changes to the customer's information.
State authority In Ruffert v Land Niedersachsen C - 346 / 06 [2008] IRLR 467, ECJ, [2008] All ER (D) 37 (Apr) it was again Art 49 that was being used by a foreign contractor but the twist here was that the respondent was not a trade union, but rather a state authority seeking to preserve domestic wage rates by an exercise in what in the UK we tend to call «contract compliance».
Any person who, being a person to whom any document has been issued by lawful authority whereby he is certified to be a person possessed of any qualification recognized by law for any purpose, or to be the holder of any office or to be entitled to exercise any profession, trade or business, or to be entitled to any right or privilege, or to enjoy any rank or status, sells, gives or lends the document to another person with intent that that other person may represent himself to be the person named therein, is guilty of a misdemeanour.