Sentences with phrase «fair disclosure rules»

The 8 - K filed with the Securities and Exchange Commission contained one sentence of text to comply with Regulation FD fair disclosure rules.

He wrote the chairman of the Securities and Exchange Commission on Sept. 25 asking him to recognize blogs as appropriate vehicles for public disclosures under the SEC's fair disclosure rule, Regulation FD.

Not exact matches

While the rules governing third - party campaigns in provincial elections are problematic, the provincial government needs to lay out fair rules governing financial disclosures and amounts that third - party campaigns and lobby groups can spend influencing voters in municipal elections.

Under a Fair Elections system, candidates that abide by lower contribution limits and enhanced disclosure rules would receive public matching funds for every small donation they raise.

Specifically, the new rule would: increase compensation for passengers involuntarily bumped from flights; allow passengers to make and cancel reservations within 24 hours without penalty; require full and prominently displayed disclosure of baggage fees as well as refunds and expense reimbursement when bags are not delivered on time; require fair price advertising; prohibit price increases after a ticket is purchased; and mandate timely notice of flight status changes.

The first was the suppression of fair and accurate financial disclosure - specifically FASB suspension of mark - to - market rules - which has allowed financial companies to present balance sheets that are detached from any need to reflect the actual liquidating value of their assets.

The purpose behind these guidelines is to promote (i) honest and ethical conduct, including the ethical handling of actual or apparent conflicts of interest between personal and professional relationships; (ii) full, fair, accurate, timely, and understandable disclosure in reports and documents that the Trust files with, or submits to, the SEC and in other public communications made by the Funds; (iii) compliance with applicable governmental laws, rule and regulations; (iv) the prompt internal reporting of violations of the Trust Code to an appropriate person or persons identified in the Trust Code; and (v) accountability for adherence to the Trust Code.

c. the interim management report includes a fair review of the information required by Disclosure and Transparency Rule 4.2.8 R (disclosure of related party transactions and changes therein).

The rules for full and truthful disclosure early in the family law agreement process promotes early settlement by ensuring that the parties have all the information required for fair and sound decision - making.

The entire thrust of our discovery rules involves full and fair disclosure, to prevent a trial -LSB-...]

Fair Laboratory Practices Associates v. Quest Diagnostics Inc., the Second Circuit upheld a Southern District of New York ruling which dismissed an action brought by the former general counsel of the defendant Unilab Corp., a wholly - owned subsidiary of Quest Diagnostics Inc., as well as his co-relators, Unilab's former CEO and CFO and disqualified them and their external counsel from bringing any subsequent related qui tam action seeking a whistleblower aware, on the basis that «such measures were necessary to prevent the use of [the former general counsel's] unethical disclosures against defendants.»

The court ruled that an employer's inclusion of a liability waiver in a background check disclosure is a willful violation of the Fair Credit Reporting Act (FCRA).

Under the rules of the federal Fair Credit Reporting Act (FCRA), a credit report is only obtained after the applicant has given consent and after a legally required disclosure has been given.

In general, the laws, rules and regulations that apply to our business practices include, without limitation, the federal Real Estate Settlement Procedures Act, the federal Fair Housing Act, the Dodd - Frank Act, and federal advertising and other laws, as well as comparable state statutes; rules of trade organization such as NAR, local MLSs, and state and local AORs; licensing requirements and related obligations that could arise from our business practices relating to the provision of services other than real estate brokerage services; privacy regulations relating to our use of personal information collected from the registered users of our websites; laws relating to the use and publication of information through the Internet; and state real estate brokerage licensing requirements, as well as statutory due diligence, disclosure, record keeping and standard - of - care obligations relating to these licenses.