Sentences with phrase «federal insider trading laws»
In this case of first impression, we convinced the trial court that California state law prohibiting forced patronage is pre-empted by federal insider trading laws.
https://www.orrick.com/ Not exact matches
How do Western New Yorkers feel about Rep. Collins possibly breaking federal law by engaging in insider trading?»
Shapiro, of law firm Shapiro Arato, helped get hedge - fund manager Anthony Chiasson's insider - trading conviction tossed by a Manhattan federal appeals court in December 2014.
(CNN) The House ethics committee is investigating New York Rep. Chris Collins, the first Republican on Capitol Hill to endorse Donald Trump's presidential campaign, for potentially violating federal law and House rules regarding insider trading.
Sadly, what is truly needed is aggressive financial reform at the federal level, which is impossible as long as The Legislative and Executive branches of government are allowed to profit in any way, i.e., contributions to political parties & candidates in elections, personal investments, and the insider trading laws that they are exempt from.
Posts about federal securities law enforcement, insider trading and criminal news - of - the - weird that hits the appellate courts.
NEW: Brooks Pierce attorney David Smyth writes with drama about federal securities law enforcement, insider trading and criminal news - of - the - weird that hits the appellate courts.
Further, the suit states that Beardsley was in breach of contract for failing to comply with Move's Insider Trading Policy, their Code of Conduct (which avoids «conflicts of interest or any interest that could reasonably harm Move's reputation), and their Employee Handbook (which included terms to comply with departmental rules anad policies, and complying with all federal, state, and local laws).