Sentences with phrase «federal securities»

The situation is complicated by at least 7 class actions against the company for violations of federal securities laws.

This press release contains forward looking statements within the meaning of federal securities laws.

He also represents institutions and individuals in regulatory investigations regarding compliance with federal securities laws and the rules governing self - regulatory organizations.

Therefore, they are regulated by federal securities laws.

In the high - flying corporate world, employees from time to time suspect that a colleague or boss may be violating federal securities laws.

To do this, however, the fund needs to set up an infrastructure, hire management and advisory staff, and comply with a huge list of federal securities regulations.

Thus, the insurance companies must register these variable policies with state and federal securities regulators.

Ensure safety of traveling public by following federal security screening measures designed to prevent any threat to aviation.

Posts about federal securities law enforcement, insider trading and criminal news - of - the - weird that hits the appellate courts.

The federal government is suing the banks for breaking federal securities laws relating to the sale of mortgage - backed securities.

We advise companies, issuers, underwriters and private equity funds in state and federal securities matters in transactions ranging with private placements, financing agreements and joint ventures.

Must be able to pass Federal security and suitability assessments to obtain an identification badge for entry into client facilities.

Due to constraints on developer resources, researched technical solutions to ensure federal security regulations would be met.

Since you can generally choose from a variety of investments within the investment component of your coverage and returns are never guaranteed, variable life insurance is regulated under federal securities laws.

Even more, many platforms for swapping digital currencies for cash or other cryptocurrencies fall under the «exchange» umbrella as defined by federal securities laws.

Thus, the insurance companies must register these variable policies with state and federal securities regulators.

One of them is asset - backed securities which means it represents the physical or virtual goods of that token, subject to federal securities regulations.

Since you can generally choose from a variety of investments within the investment component of your coverage, and since returns are never guaranteed, variable life insurance is regulated under federal securities laws.

A view of the Russian Federal Security Services on Lubyanka Square in Moscow in 2013.

The parties intend to follow the tZERO roadmap by offering a security token in accordance with U.S. federal securities laws requirements with subsequent trading to occur on the tZERO trading platform.

Mr. Lechtzin is a shareholder in the Securities Department and has extensive experience representing individual and institutional shareholders, including public pension funds, in federal securities fraud actions.

Some 5.1 million Americans hold federal security clearance of one level or another, entitling them access to classified information.

Representation of Big Four accounting firms in various federal securities class actions, malpractice actions, and SEC and PCAOB investigations

Shenoi says that's not unusual — his students commonly get six or eight job offers with federal security agencies.

US federal securities law applies regardless of whether the «issuing entity» is a regular company or a decentralized autonomous organization.

Health service centers such as the one at SU are currently converting to computer software that meets federal security requirements and is registered with the Bureau of Narcotic Enforcement as they comply with Cuomo's state law.

On Tuesday, SEC head Jay Clayton reminded companies that calling their token a «utility» doesn't automatically make it except from federal securities laws.

Under federal securities rules, public companies aren't supposed to disclose «material information» about their business performance unless it's made widely available to the public, noted Stephen Diamond, an associate professor who teaches securities law at Santa Clara University.

U.S. authorities could have prevented the bombings by acting on these warnings, senior members of the Russian Federal Security Service told U.S. Representative William R. Keating of Massachusetts.

The SEC also will insist that all token issuers comply with applicable federal securities laws as they develop their platforms and token markets.

Defending a major telecommunications company in federal securities litigation arising from introduction of a new communications technology (D.C. District).

The senior federal security official said the details and scope of the events Juan described are consistent with the bloodbath around Salamanca.

Rigrodsky & Long, P.A., with offices in Wilmington, Delaware, Garden City, New York, and San Francisco, California, has recovered hundreds of millions of dollars on behalf of investors and achieved substantial corporate governance reforms in numerous cases nationwide, including federal securities fraud actions, shareholder class actions, and shareholder derivative actions.

He considers surveillance in Russian society to already be «near total,» and mentions a recent Russian directive that will ensure that all communications at the games are «collected, archived for three years and shared with the Russian FSB [Federal Security Bureau].»

Lynne has served on numerous North American Securities Administrator's Association (NASAA) committees, is a past president of the Helena Chapter of the American Society of Women Accountants, is a member of the Montana Family Education Oversight Committee and seven years ago received the first Themis Award from the U.S. Attorney's Office for her efforts in the pursuit of justice in a complex and substantial federal securities case.

These markets not only provide access to the world's most dynamic investments, they are protected by the most robust anti-fraud laws in the world — the United States Federal Securities laws.

His information is believed by the government to be credible and has been corroborated upon further investigation, according to one senior federal security official.

It will sell $ 2.7 trillion in federal securities at the rate of $ 50 billion monthly beginning in October.

In the United States, the SEC has already warned that it is policing the ICO market to ensure securities tokens are meeting federal securities requirements.

[2] 119 new federal securities class action cases filed during 1H 2016, Cornerstone Research and the Stanford Law School Securities Class Action Clearinghouse's report