Sentences with phrase «federal securities law requires»

When a publicly traded company experiences a significant event, federal securities law requires it to disclose this to investors.

Federal securities laws required Simpson and Stringer to file the so - called solicitation letter, a copy of which was seen by Reuters, with the SEC.

The holding that bitcoins were money was needed in that particular case because the definition of «investment contract» in the US federal securities law required an investment of money (in a common enterprise with an expectation of profit — the common enterprise does not need to involve money as its object).

Not exact matches

Painter recommends that Congress pass a law right now that would require that when a President or his businesses have specific matters pending before a federal agency — like, say, an Internal Revenue Service audit, or a case before the National Labor Relations Board or the Securities and Exchange Commission, or a licensing issue before the Federal Communications Commission — that the matter must be decided by a career civil servant, rather than by a political appfederal agency — like, say, an Internal Revenue Service audit, or a case before the National Labor Relations Board or the Securities and Exchange Commission, or a licensing issue before the Federal Communications Commission — that the matter must be decided by a career civil servant, rather than by a political appFederal Communications Commission — that the matter must be decided by a career civil servant, rather than by a political appointee.

Other than as required under U.S. federal securities laws or Canadian securities laws, we do not assume a duty to update these forward - looking statements, whether as a result of new information, subsequent events or circumstances, change in expectations or otherwise.

Except as required under federal securities laws and the rules and regulations of the Securities and Exchange Commission, we will not undertake and specifically decline any obligation to publicly update or revise any forward - looking statements to reflect events or circumstances arising after the date of this press release, whether as a result of new information, future events or securities laws and the rules and regulations of the Securities and Exchange Commission, we will not undertake and specifically decline any obligation to publicly update or revise any forward - looking statements to reflect events or circumstances arising after the date of this press release, whether as a result of new information, future events or Securities and Exchange Commission, we will not undertake and specifically decline any obligation to publicly update or revise any forward - looking statements to reflect events or circumstances arising after the date of this press release, whether as a result of new information, future events or otherwise.

Except as required by the federal securities laws, NHF does not undertake any obligation to publicly update or revise any forward - looking statements, whether as a result of new information, future events, changing circumstances or any other reason after the date of this press release, except as required by law.

Arranging debt financing is less complicated because the company is not required to comply with federal and provincial securities laws and regulations.

Except to the extent otherwise required by federal securities law, EMC Corporation disclaims any obligation to update any such forward - looking statements after the date of this communication.

It places a binding cap on discretionary spending, which accounts for roughly one - third of the $ 3.5 trillion that the federal government spends annually (the other two - thirds goes to entitlement programs such as Medicare and Social Security, other kinds spending required by law, and paying interest on the national debt).

This means that Badoo will be required to keep servers in Russia, where all Russian users» data will be stored, so that the Federal Security Service and local law enforcement can have easier access to user data and communications logs.

* Demands that students present Social Security cards and birth certificates for their applications to be considered, even though such documents can not be required under federal law.

* Demands that students present Social Security cards and birth certificates for their applications to be considered, though such documents can not be required under federal law.

Digital First Media will not print your social security number on any materials that are mailed to you, unless state or federal law requires or permits the social security number to be on the document to be mailed.

Federal law generally requires us to withhold a percentage of any distribution, redemption or exchange, if we do not have your correct and certified Social Security or Taxpayer Identification Number or if the IRS has instructed us to do so.

Securities Act of 1933: The federal law regulating new issues, requiring their registration with the SEC.

The Effective date of the transaction will be 20 days following the distribution of this Information Statement, as required by applicable federal securities laws.

Federal law requires that all excess funds be invested in interest - bearing securities backed by the full faith and credit of the United States.

Federal law related to the collection of debts owed to the government requires ED to request that the U.S. Department of the Treasury withhold money from your federal income tax refunds, Social Security payments (including Social Security disability benefits), and other federal payments to be applied toward repayment of your defaulted federal studenFederal law related to the collection of debts owed to the government requires ED to request that the U.S. Department of the Treasury withhold money from your federal income tax refunds, Social Security payments (including Social Security disability benefits), and other federal payments to be applied toward repayment of your defaulted federal studenfederal income tax refunds, Social Security payments (including Social Security disability benefits), and other federal payments to be applied toward repayment of your defaulted federal studenfederal payments to be applied toward repayment of your defaulted federal studenfederal student loan.

(b) engaged as an «investment advisor» as that term is defined in Section 201 (11) of the Investment Advisor's Act of 1940 (whether or not registered or qualified under that Act), nor (c) employed by a bank or other organization exempt from registration under Federal and / or state securities laws to perform functions that would require him or her to be so registered or qualified if he or she were to perform such functions for an organization not so exempt.

You agree to promptly notify ChoiceTrade in writing if you are now or if you become: (a) registered or qualified with the Securities Exchange Commission, the Commodities Futures Trading Commission, any state securities agency, any securities exchange or association, or any commodities or futures contract market or association; (b) engaged as a «registered investment adviser» within the meaning of Section 201 (11) of the Investment Advisors Act of 1940 (whether or not registered or qualified under that act); or (c) employed by a bank or other organization exempt from registration under federal and / or state securities laws to perform functions that would require you to be so registered or qualified if you were to perform such functions for an organization not Securities Exchange Commission, the Commodities Futures Trading Commission, any state securities agency, any securities exchange or association, or any commodities or futures contract market or association; (b) engaged as a «registered investment adviser» within the meaning of Section 201 (11) of the Investment Advisors Act of 1940 (whether or not registered or qualified under that act); or (c) employed by a bank or other organization exempt from registration under federal and / or state securities laws to perform functions that would require you to be so registered or qualified if you were to perform such functions for an organization not securities agency, any securities exchange or association, or any commodities or futures contract market or association; (b) engaged as a «registered investment adviser» within the meaning of Section 201 (11) of the Investment Advisors Act of 1940 (whether or not registered or qualified under that act); or (c) employed by a bank or other organization exempt from registration under federal and / or state securities laws to perform functions that would require you to be so registered or qualified if you were to perform such functions for an organization not securities exchange or association, or any commodities or futures contract market or association; (b) engaged as a «registered investment adviser» within the meaning of Section 201 (11) of the Investment Advisors Act of 1940 (whether or not registered or qualified under that act); or (c) employed by a bank or other organization exempt from registration under federal and / or state securities laws to perform functions that would require you to be so registered or qualified if you were to perform such functions for an organization not securities laws to perform functions that would require you to be so registered or qualified if you were to perform such functions for an organization not so exempt.

In some provinces, the law requires that a fiduciary, such as a trustee, may invest funds only in a list of securities designated by the province or the federal government.

The SEC created this new rule because open - ended mutual funds are not currently subject to requirements under federal securities law that requires them to manage their liquidity risk.

Under federal law, in particular the Investment Advisers Act of 1940, investment advisers are regulated by the Securities and Exchange Commission (SEC) or appropriate state authorities and are required to provide services to their customers under the fiduciary standard.

Broker - dealers are also regulated under federal law, including under the Securities Exchange Act of 1934, but are not required to provide services to their clients under the fiduciary standard of care.

The Social Security law requires that, if the Federal spouse gets CSRS benefits after separating from a position not subject to Social Security, any Social Security spousal benefits otherwise payable to him / her will be offset by two - thirds of the CSRS benefit.

Current federal tax law requires the holder of a U.S. Treasury or other fixed income zero coupon security to accrue as income each year a portion of the discount at which the security was purchased, even though the holder receives no interest payment in cash on the security during the year.

The fund will earmark or segregate assets for any open positions in forwards used for non-hedging purposes and mark to market daily as may be required under the federal securities laws.

While these securities do not pay current cash income, federal income tax law requires the holders of zero - coupon, step - coupon, and pay - in - kind securities to include in income each year the portion of the original issue discount (or deemed discount) and other non-cash income on such securities accruing that year.

In order to avoid this, a fund will earmark or segregate assets for any outstanding futures contracts as may be required under the federal securities laws.

The new Federal Commercial Companies Law of 2015 stipulates that any entity desirous of acquiring shares in a Public Joint Stock Company in the UAE, which offered its shares for public subscription, shall comply with the Securities and Commodities Authority's (SCA) rules and procedures for acquisition, which require the shares to be assessed by a financial consultant and valued by a government appointed committee.

Other laws, such as the Social Security Act (including its Medicare and Medicaid provisions), the Family and Medical Leave Act, the Public Health Service Act, Department of Transportation regulations, the Environmental Protection Act and its accompanying regulations, the National Labor Relations Act, the Federal Aviation Administration, and the Federal Highway Administration rules, may also contain provisions that require covered entities or others to use or disclose protected health information for specific purposes.

There are limits on how a SSN can be transmitted, but one context where it is allowed is: (b)(1) The collection, release, or use of an individual's Social Security number as required by State or federal law; (2) The inclusion of an individual's Social Security number in an...

These policies are considered to be securities contracts, which are regulated under federal securities law, and are required to be offered with a prospectus.

The federal government does not provide workers with any SDI benefits through Social Security, but because of federal laws, employers are required to provide employees with some form of unpaid leave (such as a workers» compensation leave or FMLA).

If RepuX Tokens were deemed to be securities under U.S. federal securities laws, we may be required to terminate the Token Sale in the U.S. and refund funds received from U.S. purchasers of RepuX Tokens.

The approval process required the Wall Street giants to self - certify compliance with federal securities laws.

The NYC law has many of the same exceptions as most states, including that it does not apply to: positions that involve regular access to the employer's digital security system; positions in which state or federal law requires the employee to have security clearance; and for police officers or peace officers.

Adhered to safety regulations required by federal law including all FAA and TSA security procedures and operations.

Once the noncustodial parent's gross income is determined, the formula subtracts certain deductions required by Mississippi law, such as federal, state and local taxes, Social Security contributions and support of other children.

The Securities Exchange Commission has noted that, under federal securities laws, companies may be required to disclose data security risks and potential liabilities in their public financial statements when such risks meet the level of «material informatiSecurities Exchange Commission has noted that, under federal securities laws, companies may be required to disclose data security risks and potential liabilities in their public financial statements when such risks meet the level of «material informatisecurities laws, companies may be required to disclose data security risks and potential liabilities in their public financial statements when such risks meet the level of «material information.»