Sentences with phrase «federal securities laws relating»

John has counseled clients in actions based on violation of state and federal securities laws relating to the sale of unregistered securities and fraudulent investment schemes, and in employment controversies that focus on non-solicitation agreements and alleged breach of fiduciary duty.

The federal government is suing the banks for breaking federal securities laws relating to the sale of mortgage - backed securities.

The SEC said it's looking into potential violations of the federal securities laws related to Iconix's financial reporting.

The SEC said it's looking into potential violations of federal securities laws related to Iconix's financial reporting.

Not exact matches

Note on forward - looking statements: This press release and accompanying schedules contain «forward - looking statements» within the meaning of federal securities laws, including statements about earnings trends, organizational and separation related efforts, estimates, and assumptions, and similar statements concerning anticipated future events and expectations that are not historical facts.

As the Supreme Court of Canada has confirmed, a law aimed at suppressing or reducing an «evil» or addressing a public concern relating to peace, order, security, morality, health, or some other similar purpose is a valid exercise of the federal government's criminal law power.

A year after the shooting, the flurry of passionate calls for «national conversations» and changes to state and federal laws related to guns, school security, and mental health that were spurred by the tragedy has yet to produce a sea change in policy.

Comply with relevant state and federal law and other local rules which relate to records use, security, dissemination, retention / destruction.

From 2000 - 2006, Ron worked as a lawyer with FTA's General Law Division, handling Federal Court litigation, and issues related to transit security, transit finance, Federal grants, and FOIA.

Federal law related to the collection of debts owed to the government requires ED to request that the U.S. Department of the Treasury withhold money from your federal income tax refunds, Social Security payments (including Social Security disability benefits), and other federal payments to be applied toward repayment of your defaulted federal studenFederal law related to the collection of debts owed to the government requires ED to request that the U.S. Department of the Treasury withhold money from your federal income tax refunds, Social Security payments (including Social Security disability benefits), and other federal payments to be applied toward repayment of your defaulted federal studenfederal income tax refunds, Social Security payments (including Social Security disability benefits), and other federal payments to be applied toward repayment of your defaulted federal studenfederal payments to be applied toward repayment of your defaulted federal studenfederal student loan.

The Australian Federal Government agency that enforces laws relating to companies, securities, financial services and credit, in order to protect consumers, investors and creditors.

Representing investment professionals against customer claims and counterclaims involving securities related liability under federal and state securities laws.

Introducing Wolters Kluwer Securities Regulation Daily — a daily news service created by attorneys for attorneys — providing same - day coverage of breaking news and developments for federal and state securities, the latest securities - related rulemaking, updates on litigation, and a wealth of other SEC activity, plus a complete report of the daily securities law news that affects ySecurities Regulation Daily — a daily news service created by attorneys for attorneys — providing same - day coverage of breaking news and developments for federal and state securities, the latest securities - related rulemaking, updates on litigation, and a wealth of other SEC activity, plus a complete report of the daily securities law news that affects ysecurities, the latest securities - related rulemaking, updates on litigation, and a wealth of other SEC activity, plus a complete report of the daily securities law news that affects ysecurities - related rulemaking, updates on litigation, and a wealth of other SEC activity, plus a complete report of the daily securities law news that affects ysecurities law news that affects your world.

The annual Haynes and Boone Securities Litigation Year in Review comments on significant securities - related decisions by the Supreme Court, federal appellate courts and district courts, notes key developments in SEC enforcement, and summarizes significant rulings in state law fiduciary litigation against directors and officers of public Securities Litigation Year in Review comments on significant securities - related decisions by the Supreme Court, federal appellate courts and district courts, notes key developments in SEC enforcement, and summarizes significant rulings in state law fiduciary litigation against directors and officers of public securities - related decisions by the Supreme Court, federal appellate courts and district courts, notes key developments in SEC enforcement, and summarizes significant rulings in state law fiduciary litigation against directors and officers of public companies.

These are collections of the key federal laws, rules, regulations and agency materials related to specific types of corporate matters such as securities offerings, SEC disclosures and reporting requirements, proxy solicitation and others.

Peter has handled well in excess of 1000 securities litigation matters involving claims for violation of federal and state securities laws, breach of fiduciary duty, fraud, unauthorized trading, unsuitability, elder abuse and related claims.

At the federal level, a number of agencies including the Federal Bureau of Investigation (FBI) the Internal Revenue Service (IRS), the Securities and Exchange Commission (SEC), and others enforce related federafederal level, a number of agencies including the Federal Bureau of Investigation (FBI) the Internal Revenue Service (IRS), the Securities and Exchange Commission (SEC), and others enforce related federaFederal Bureau of Investigation (FBI) the Internal Revenue Service (IRS), the Securities and Exchange Commission (SEC), and others enforce related federalfederal laws.

Ms. Rattigan advises clients on data privacy and security, cybersecurity, and compliance with related state and federal laws.

Her practice at Davis Polk concentrates on matters related to the enforcement of the federal securities laws and includes regularly advising clients on corporate governance matters.

Our lawyers represent private and public employers in employment litigation, traditional labor law, wage / hour issues, competition - related litigation, immigration matters, workers» compensation proceedings, and administrative proceedings before the U.S. Department of Labor, Department of Homeland Security, Occupational Safety and Health Administration (OSHA), Equal Employment Opportunity Commission (EEOC), National Labor Relations Board (NLRB), Office of Federal Contract Compliance Programs (OFCCP), and various state agencies.

Her practice concentrates in matters related to the enforcement of the federal securities laws.

2) CCH Online (http://online.cch.ca/welcome.htm): Subscribers can set up individualized profiles which can then be customized to send a number of email alerts on a variety of topics within the topical coverage of the various CCH titles included in CCH Online (including, I believe, news alerts relating to commercial law, corporate law, estate administration, federal and provincial tax, employment and labour law, benefits and pensions, real estate law and securities law).

The U.S. Securities and Exchange Commision (SEC) recently issued an investigative report cautioning market participants that the offer and sale of digital tokens by «virtual» organizations may be subject to the requirements of federal securities laws, also noting that potential classifications of tokens as a securities will be assessed on a case - by - case basis and will relate to the facts and circumstances, including the economic realities of the trSecurities and Exchange Commision (SEC) recently issued an investigative report cautioning market participants that the offer and sale of digital tokens by «virtual» organizations may be subject to the requirements of federal securities laws, also noting that potential classifications of tokens as a securities will be assessed on a case - by - case basis and will relate to the facts and circumstances, including the economic realities of the trsecurities laws, also noting that potential classifications of tokens as a securities will be assessed on a case - by - case basis and will relate to the facts and circumstances, including the economic realities of the trsecurities will be assessed on a case - by - case basis and will relate to the facts and circumstances, including the economic realities of the transaction.

Utilized knowledge of International Customs laws, regulations, policies and procedures related to admissibility, control, entry and export of merchandise, and ensured compliance with all federal security rules and regulations pertaining to the classified document control system.

-- including a lien on the stock of a cooperative housing corporation (a «co-op»)-- no lender can enforce its due - on - sale clause due to any of the following prevalent circumstances: (1) The creation of a lien (or other encumbrance subordinate to the lender's security instrument) that does not relate to a transfer of rights of occupancy in the property; (2) The creation of a purchase money security interest for household appliances; (3) A transfer by devise, descent, or operation of law on the death of a joint tenant or tenant by the entirety; (4) The granting of a leasehold interest of three years or less * not containing an option to purchase (5) A transfer to a relative resulting from the death of a borrower; (6) A transfer where the spouse or children of the borrower would become owners of the property; (7) A transfer resulting from a decree of dissolution of marriage, legal separation agreement, or from an incidental property settlement agreement, by which the spouse of the borrower becomes an owner of the property (8) A transfer of the borrower's property into an inter vivos trust in which the borrower is and remains a beneficiary and which [trust agreement] does not relate to a transfer of rights of occupancy in the property; or (9) Any other transfer or disposition described in regulations prescribed by the Federal Home Loan Bank Board.

You will not act as our employee under the meaning of or application of any United States federal or state laws relating to unemployment insurance, old age benefits, social security, worker's compensation, or any regulations which may impute any obligation or liability to ReferralExchange.com by reason of an employment relationship.