Sentences with phrase «federal securities matters»

We advise companies, issuers, underwriters and private equity funds in state and federal securities matters in transactions ranging with private placements, financing agreements and joint ventures.

Not exact matches

Painter recommends that Congress pass a law right now that would require that when a President or his businesses have specific matters pending before a federal agency — like, say, an Internal Revenue Service audit, or a case before the National Labor Relations Board or the Securities and Exchange Commission, or a licensing issue before the Federal Communications Commission — that the matter must be decided by a career civil servant, rather than by a political appfederal agency — like, say, an Internal Revenue Service audit, or a case before the National Labor Relations Board or the Securities and Exchange Commission, or a licensing issue before the Federal Communications Commission — that the matter must be decided by a career civil servant, rather than by a political appFederal Communications Commission — that the matter must be decided by a career civil servant, rather than by a political appointee.

The nation's largest bank is bracing for a lawsuit from federal prosecutors in California who suspect that the bank sold shoddy mortgage securities to investors in the run - up to the financial crisis, according to people briefed on the matter.

The agreement requires «the town, its officers, officials, employees, and agents to continue to cooperate with the Securities and Exchange Commission, the United States Attorney for the Eastern District of New York, and any and all federal, state and local agencies and authorities, on matters whether civil or criminal in nature, regarding these allegations.»

Look at the expanse of the Federal government beyond the confines of the Constitution, how it inserts itself into matters beyond its powers, and people accept it because «general welfare,» an illusion of security, or personal gain.

He told the court that as the man in charge of national security, he was only answerable to the President of the Federal Republic Nigeria on matters bordering on security issues generally.

Counsel to Federal Government, Mr Shuaibu Labaran who declined to confirm or deny the presence of the security operatives in the house of Dasuki, in breach of the court order, however admitted that the former NSA was being investigated in another money laundering matter.

It caricatures true federalism that a constituent state in a Federation should be under the control and yoke of the Federal Government in the matter of its internal security.

«In particular, the executive should, as a matter of urgency, purge itself of contempt of court by complying with the judgment of the Federal High Court delivered on December 2, 2016 which directed that Sheik Ibraheem Elzakzaky and his wife, Hajia Zeinab Elzakzaky be released from the illegal custody of the State Security Service.

(CNN)- A top House Republican influential on homeland security matters said cutting federal spending for local law enforcement can have serious consequences for fighting terrorism.

«In particular, the Executive should, as a matter of urgency, purge itself of contempt of court by complying with the judgment of the Federal High Court delivered on December 2, 2016 which directed that Sheik Ibraheem Elzakzaky and his wife, Hajia Zainab Elzakzaky be released from the illegal custody of the State Security Service

Violation of test security is a serious matter with far - reaching consequences... A breach of test security may be dealt with as a violation of the Code of Professional Responsibility for Teachers, as well as a violation of other pertinent state and federal law and regulation.

During that time, Jon represented clients before federal agencies on a variety of matters, and provided strategic counseling on a wide range of economic, safety, security and other legal and policy issues.

To make matters worse, people sometimes lose their Social Security benefits if they are not paying federal debts on time.

For example, the Division approves or monitors sensitive areas of law enforcement such as participation in the Witness Security Program and the use of electronic surveillance; advises the Attorney General, Congress, the Office of Management Budget and the White House on matters of criminal law; provides legal advice and assistance to federal prosecutors and investigative agencies; and provides leadership for coordinating international as well as federal, state, and local law enforcement matters.

He also has substantial experience in corporate governance and compliance matters, particularly in relation to fiduciary duties, corporate disclosures, and the federal securities laws.

Kaylin also has significant experience handling commercial litigation matters in both state and federal court, representing corporate clients and individuals in a wide range of matters, including complex breach of contract cases, writs of garnishment and replevin, business torts, and fraud and securities litigation.

Mr. Stellabotte also has significant experience litigating and advising on general commercial matters involving a wide range of subject matter, including mergers and acquisitions, corporate governance, federal securities, antitrust, contract, tort, product liability, employment, environmental, insurance, bankruptcy, and federal habeas corpus (pro bono).

Mr. Howland was formerly a partner in the intellectual property practice at Jones Day, where he spent more than 15 years representing clients in patent and trade secret litigation in federal courts around the country and before the International Trade Commission on matters involving: ◾ Semiconductor manufacturing ◾ Analog and digital circuits ◾ Microprocessor, memory, and network architectures ◾ Wireless communications ◾ Software ◾ Payment systems, encryption, and network security

Ms. Conroy has worked on a variety of securities and commercial matters in federal and state courts, as well as in private arbitration and mediation.

She has represented clients in both federal and state courts in a variety of matters, including fraud, breach of contract, accounting malpractice, securities, lender liability and intellectual property cases.

The former head of the Banking Practice Group of the Chicago office of a leading international firm, Mark is regularly consulted by banks and fidelity insurers to handle intricate matters involving the Uniform Commercial Code; federal regulations on payments; wire, ACH, check and other types of financial fraud; security agreements; and commercial collections and disputes.

Harden defended matters involving numerous federal and state investigative agencies, including the Department of Justice, the Federal Bureau of Investigation, the Securities Exchange Commission, the Office of Foreign Asset Control, the Drug Enforcement Administration, and the Pennsylvania Attorney General's federal and state investigative agencies, including the Department of Justice, the Federal Bureau of Investigation, the Securities Exchange Commission, the Office of Foreign Asset Control, the Drug Enforcement Administration, and the Pennsylvania Attorney General's Federal Bureau of Investigation, the Securities Exchange Commission, the Office of Foreign Asset Control, the Drug Enforcement Administration, and the Pennsylvania Attorney General's Office.

These are collections of the key federal laws, rules, regulations and agency materials related to specific types of corporate matters such as securities offerings, SEC disclosures and reporting requirements, proxy solicitation and others.

Her experience includes federal criminal and civil investigations, securities class actions and derivative suits, SEC actions, and complex civil litigation matters.

Handling large, complex litigation matters in federal and state courts, as well as arbitration disputes for clients ranging from start ‐ ups and small businesses to Fortune 500 companies, the lawyers from Taube Summers represent clients in banking, insurance, real estate, securities, technology, energy, manufacturing, construction, professional services, entertainment and other industries.

In 2007, Francis joined a federal commission of inquiry on national security matters.

Peter has handled well in excess of 1000 securities litigation matters involving claims for violation of federal and state securities laws, breach of fiduciary duty, fraud, unauthorized trading, unsuitability, elder abuse and related claims.

Prior to joining Levin Papantonio, Ms. Dunning practiced with Haskell Slaughter Young & Rediker in Birmingham, Alabama, where her nationwide civil litigation practice concentrated on securities matters in state and federal courts as well as AAA and FINRA arbitration.

Steve has handled well over 1,200 securities litigation and employment matters in federal and state courts, and in arbitrations before the NYSE, NASD, FINRA, and AAA.

The practice also regularly handles matters in federal and state courts throughout the United States, and has defended clients against allegations of health - care fraud, insider trading, securities, accounting and government contracts fraud; violations of the Foreign Corrupt Practices Act; criminal environmental violations; criminal antitrust violations; and money laundering.

He has extensive experience in representing a major media company, financial institutions, brand name pharmaceutical manufacturers, accounting firms, law firms, and a variety of other companies and professionals in federal and state litigation, including in matters involving antitrust law, securities law, corporate governance, pharmaceutical pricing, contract disputes, accountants liability, legal malpractice and communications law.

He has extensive experience handling civil and criminal matters in state and federal courts, as well as before various regulatory bodies, including the Securities and Exchange Commission.

He has also been involved in complex commercial litigation of all varieties, including both federal and state securities matters, and significant commercial and consumer class actions.

Her practice at Davis Polk concentrates on matters related to the enforcement of the federal securities laws and includes regularly advising clients on corporate governance matters.

His practice focuses on the deployment and operations of competitive wire - based and wireless networks and services, with a particular emphasis on the mesh of federal, state and local regulations surrounding broadband networks in matters involving network operations and security, local franchising, rights - of - way and infrastructure.

Our lawyers represent private and public employers in employment litigation, traditional labor law, wage / hour issues, competition - related litigation, immigration matters, workers» compensation proceedings, and administrative proceedings before the U.S. Department of Labor, Department of Homeland Security, Occupational Safety and Health Administration (OSHA), Equal Employment Opportunity Commission (EEOC), National Labor Relations Board (NLRB), Office of Federal Contract Compliance Programs (OFCCP), and various state agencies.

Her practice concentrates in matters related to the enforcement of the federal securities laws.

Practitioners must develop an array of skills that include negotiating mergers and acquisitions; representing clients in federal and state investigations and civil actions; instructing clients on certificate of need and licensing matters; advising clients on compliance and third - party payor claims such as Medicare and Medicaid; forming and operating health care corporations and partnerships including provider networks; representing clients in financing and securities transactions; and litigating a variety of disputes.

The San Francisco office's securities group represents banks, major financial services firms and broker - dealers on Wall Street and in California in federal and state class actions, securities arbitrations, regulatory investigations, enforcement actions and related matters.

Representing publicly traded corporations, Amy I. Pandit counsels clients on corporate governance; executive compensation; and in federal securities laws, stock exchange, Sarbanes — Oxley Act, and Dodd — Frank Act compliance matters.

There, she litigated complex civil and criminal cases in federal and state courts, including insurance coverage, insurance bad faith, and securities and commodities matters.

On the appellate side, he has prepared merits briefs, petitions for certiorari and amicus briefs before the US Supreme Court and numerous federal appellate courts in cases involving arbitration, banking, constitutional, commercial, insurance, intellectual property and securities matters.

Sara also counsels issuers in connection with public and private offerings of equity and debt securities and assists investment advisers and other securities firms on federal and state regulatory and compliance matters.

Mr. Rich litigates civil, commercial, employment, and securities matters in federal and state courts in New York and New Jersey, and arbitrates such matters before FINRA and other arbitral bodies.

Our business and regulatory attorneys counsel life insurance clients on a variety of transactions, business arrangements, insurance products, and distribution matters under federal and state securities laws, FINRA regulations, and state insurance laws.

He advises clients on a broad range of complex privacy and cybersecurity matters, including state, federal and international privacy and data security requirements as well as the remediation of large - scale data security incidents.

Kristine Maher represents corporate clients in a variety of commercial litigation matters, including Employee Retirement Income Security Act (ERISA) litigation and class action cases involving claims under various state consumer protection laws and federal laws such as the civil Racketeer Influenced and Corrupt Organizations (RICO) Act.

As a former prosecutor, Ms. Doolittle brings special expertise to, and spends a significant amount of time, defending corporations, officers and directors in parallel civil and criminal matters, including under the federal securities laws, the False Claims Act, and the FCPA.

She provides counseling and representation in all forms of consumer protection matters, and regularly assists clients with privacy and data security compliance audits, forensic investigations related to information practices, data security breach notification procedures and represents companies before state and federal regulators on a range of consumer protection compliance matters.