Sentences with phrase «federal securities regulators»

I fear that that the emerging fight between at least 4 priovinces, Alberta, Manitoba, Quebec and New Brunswick against the Ottawa / Ontario single federal securities regulator scheme will damage Ontario's capital markets for years to come and the Toronto financial markets, the Toronto financial services industry and the Ontario economy.

Federal securities regulators, while determined and well trained, are so understaffed that they often have to let good cases slip away.

According to BCSS press releases, federal securities regulators have established registration conditions on the company First Block Capital that allow it to work and operate in a regulatory environment.

Thus, the insurance companies must register these variable policies with state and federal securities regulators.

In settlements reached with state and federal securities regulators, 11 firms have agreed in principle to repurchase more than $ 50 billion of auction rate securities.

Thus, the insurance companies must register these variable policies with state and federal securities regulators.

Federal securities regulators are nevertheless monitoring the cryptocurrency market for signs of fraud and suspicious behavior.