The tougher and more expansive the standard, the more robust will be
fee disclosures in everyday practice.
With great difficulty, after many years of obfuscation (translation: stonewalling, wailing and gnashing of teeth) from the financial industry, regulators are just now forcing partial investment
fee disclosure in annual investor statements.
I hope we get legislation soon to require resort
fee disclosure in the displayed published rate.
Not exact matches
For instance, a study from America's Best 401k, a Scottsdale, Arizona - based firm that works with retirement plans, reviewed
fee disclosures for 11 insurers and payroll companies that specialize
in plans with less than $ 10 million
in assets.
«Evolving regulatory
disclosure requirements have increased the
disclosure in recent years of information about
fees in the industry, but there is nothing new nor unusual about our
fees and administrative expenses or
disclosure practices which are fully compliant with regulatory requirements,» wrote O'Brien and Poirier to Maclean's.
(Full
disclosure: I have offered to pay the $ 5 million «leak
fee» that producer Chris Nee said
in a tweet was a reason those tapes have not yet been released.)
Costs are both financial, including listing
fees and the expenses associated with mandatory
disclosures and other regulatory requirements, and less tangible, such as the perceived burden of quarterly earnings releases, the risk of being targeted by activist investors, and higher visibility that can result
in political or competitive pressure.
The SEC's focus on the average net IRR
disclosures, which has not been previously reported, marks a new phase
in the agency's efforts to regulate private equity and comes at a time when the industry is already under pressure from investors to simplify its
fees and expenses structure.
Part V, as amended, requires that prior to an extension of credit, the plan must receive from the fiduciary written
disclosure of (i) the rate of interest (or other
fees) that will apply and (ii) the method of determining the balance upon which interest will be charged
in the event that the fiduciary extends credit to avoid a failed purchase or sale of securities, as well as prior written
disclosure of any changes to these terms.
The company would have to file a notice with the regulatory department; pay a registration
fee of $ 250; provide evidence of registration with FinCEN as a money services business; agree to not invest or pledge virtual currency
in its custody or control on behalf of others or to engage
in the exchange or transfer of legal tender; and prove its policies for reporting,
disclosures, and compliance.
Fee disclosure requirements have likely played at least some small part
in this trend.
That's unfortunate given the erosive effect of 401 (k)
fees, but hardly surprising when you consider most 401 (k) providers charge hidden
fees that don't appear
in participant statements or
fee disclosures.
And that's before anyone gets to scandals
in Summers» past, like the comments on women
in the sciences or the Shleifer affair, not to mention the consulting and speaking
fees he'll need to report on his financial
disclosure forms.
And, because the Trump Organization is a privately held company, the actual structure of the deal remains unknown: Though Trump declared more than $ 5 million
in revenue from the property on his most recent financial -
disclosure forms, it's unclear whether that sum represents a flat
fee or a percent of the hotel's revenue.
Bannon received more than $ 125,000
in consulting
fees from Cambridge Analytica
in 2016 and owned «membership units»
in the company worth between $ 1 million and $ 5 million, according to his financial
disclosure.
In recent years, the U.S. Department of Labor (DOL) has released significant updates to regulations of
fee disclosures to plan sponsors and plan participants.
Many factors could cause BlackBerry's actual results, performance or achievements to differ materially from those expressed or implied by the forward - looking statements, including, without limitation: BlackBerry's ability to enhance its current products and services, or develop new products and services
in a timely manner or at competitive prices, including risks related to new product introductions; risks related to BlackBerry's ability to mitigate the impact of the anticipated decline
in BlackBerry's infrastructure access
fees on its consolidated revenue by developing an integrated services and software offering; intense competition, rapid change and significant strategic alliances within BlackBerry's industry; BlackBerry's reliance on carrier partners and distributors; risks associated with BlackBerry's foreign operations, including risks related to recent political and economic developments
in Venezuela and the impact of foreign currency restrictions; risks relating to network disruptions and other business interruptions, including costs, potential liabilities, lost revenues and reputational damage associated with service interruptions; risks related to BlackBerry's ability to implement and to realize the anticipated benefits of its CORE program; BlackBerry's ability to maintain or increase its cash balance; security risks; BlackBerry's ability to attract and retain key personnel; risks related to intellectual property rights; BlackBerry's ability to expand and manage BlackBerry (R) World (TM); risks related to the collection, storage, transmission, use and
disclosure of confidential and personal information;
Many factors could cause BlackBerry's actual results, performance or achievements to differ materially from those expressed or implied by the forward - looking statements, including, without limitation: BlackBerry's ability to enhance its current products and services, or develop new products and services
in a timely manner or at competitive prices, including risks related to new product introductions; risks related to BlackBerry's ability to mitigate the impact of the anticipated decline
in BlackBerry's infrastructure access
fees on its consolidated revenue by developing an integrated services and software offering; intense competition, rapid change and significant strategic alliances within BlackBerry's industry; BlackBerry's reliance on carrier partners and distributors; risks associated with BlackBerry's foreign operations, including risks related to recent political and economic developments
in Venezuela and the impact of foreign currency restrictions; risks relating to network disruptions and other business interruptions, including costs, potential liabilities, lost revenues and reputational damage associated with service interruptions; risks related to BlackBerry's ability to implement and to realize the anticipated benefits of its CORE program; BlackBerry's ability to maintain or increase its cash balance; security risks; BlackBerry's ability to attract and retain key personnel; risks related to intellectual property rights; BlackBerry's ability to expand and manage BlackBerry ® World ™; risks related to the collection, storage, transmission, use and
disclosure of confidential and personal information; BlackBerry's ability to manage inventory and asset risk; BlackBerry's reliance on suppliers of functional components for its products and risks relating to its supply chain; BlackBerry's ability to obtain rights to use software or components supplied by third parties; BlackBerry's ability to successfully maintain and enhance its brand; risks related to government regulations, including regulations relating to encryption technology; BlackBerry's ability to continue to adapt to recent board and management changes and headcount reductions; reliance on strategic alliances with third - party network infrastructure developers, software platform vendors and service platform vendors; BlackBerry's reliance on third - party manufacturers; potential defects and vulnerabilities
in BlackBerry's products; risks related to litigation, including litigation claims arising from BlackBerry's practice of providing forward - looking guidance; potential charges relating to the impairment of intangible assets recorded on BlackBerry's balance sheet; risks as a result of actions of activist shareholders; government regulation of wireless spectrum and radio frequencies; risks related to economic and geopolitical conditions; risks associated with acquisitions; foreign exchange risks; and difficulties
in forecasting BlackBerry's financial results given the rapid technological changes, evolving industry standards, intense competition and short product life cycles that characterize the wireless communications industry.
The new Form D will require some new
disclosure in other areas, however, including a requirement to provide information on the recipients of sales commissions or finders
fees.
ABOT Pakistan Stock Exchange — April 21, 2016 It's always encouraging to see a company improve its overall
disclosure, including
fees paid to the auditor, however,
in this case the additional
disclosure of tax advisory services has served to highlight the excessive non-audit
fees paid to said auditor.
Also, Ally Bank was rated as the only bank
in a recent Pew Report that fulfilled every good practice
in consumer banking, such as clear
disclosures, low overdraft
fees and non-binding dispute resolution policies.
The Best Practices advisor, without uttering a word, «speaks» loudly
in simple actions such as putting agreements and
disclosures and services and
fees and expenses
in plain language and clear writing.
Plan providers don't make this easy by providing
fee disclosures that are 15 to 45 pages long and use very opaque language
in how this information is relayed.
As long as portals provide conflict of interest
disclosure to issuers and investors, the receipt of a portion of a portal
fee in securities is likely to help the industry and portals form sustainable businesses versus causing any problems.
Blogger
disclosure: Beyond Frosting is a participant
in the Amazon Services LLC Associates Program, an affiliate advertising program designed to provide a means for sites to earn advertising
fees by advertising and linking to Amazon.com or other online retailers.
Affiliate
disclosure: Click Americana participates
in the Amazon Services LLC Associates Program, an affiliate advertising program designed to provide a means for sites to earn advertising
fees by advertising and linking to products or services offered by Amazon.
Percoco claimed he earned as much as $ 125,000
in consulting
fees, according to financial
disclosure documents released on Monday by the Joint Commission on Public Ethics.
Other expenses include a few thousand on school supplies, which he handed out
in his district a few weeks ago, $ 14,000
in contributions to other political campaigns, and $ 3,243 to the State Board of Elections for violation
fees (Espada has a history of failing to file his campaign
disclosure reports.)
Percoco reported
in his state financial
disclosure filing for 2014 that he received up to $ 125,000
in non-campaign related consulting
fees from two companies with big business before the state - Syracuse - area COR Development and CHA Consulting, an Albany - based engineering firm.
Greig says he has been paid by Clark and Campusano (though he declined to disclose how much), who opened a campaign fundraising account
in late August, presumably to help meet their legal
fees and will be obligated to file an «11 - day pre-primary» financial
disclosure with the state Board of Election on September 1 or «10 - day post-primary»
disclosure by September 22, depending on when the account is processed by the BOE.
In an article about 2016 Presidential election fundraiser Mary Pat Bonner, 2012 campaign finance chair Zwick was mentioned in regards «fund - raising fees paid by Mr. Romney's [2012] campaign committees to limited liability companies established by Mr. Zwick: about $ 34 million, according to campaign disclosure reports»
In an article about 2016 Presidential election fundraiser Mary Pat Bonner, 2012 campaign finance chair Zwick was mentioned
in regards «fund - raising fees paid by Mr. Romney's [2012] campaign committees to limited liability companies established by Mr. Zwick: about $ 34 million, according to campaign disclosure reports»
in regards «fund - raising
fees paid by Mr. Romney's [2012] campaign committees to limited liability companies established by Mr. Zwick: about $ 34 million, according to campaign
disclosure reports».
The latter reported receiving at least $ 50,000
in consulting
fees from COR on his 2014 financial
disclosure form while on leave from state government to run the governor's re-election campaign.
His 2016 financial -
disclosure report reveals he received $ 1.65 million
in contingency
fees last year from a Manhattan personal - injury firm, Godosky and Gentile, even though he left the firm
in December 2012 after his election to the House.
Financial
disclosure statements from a former senior aide and campaign manager to Gov. Andrew M. Cuomo, currently at the center of an investigation involving improper lobbying and conflicts of interest, show that he earned at least $ 70,000
in consulting
fees in 2014 from two entities that do business with the state.
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fees by linking to Amazon.com and affiliated sites.
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disclosures HERE Petite Style Script is a participant
in the Amazon Services LLC Associates Program, an affiliate advertising program designed to provide a means for sites to earn advertising
fees by advertising and linking to amazon.com.
AMAZON ASSOCIATES
DISCLOSURE Erin Cole participates
in the Amazon Services LLC Associates Program, an affiliate advertising program designed to provide a means for sites to earn advertising
fees by advertising and linking to Amazon.com.
DISCLOSURE POLICY Holly Gagnon is a participant
in the Amazon Services LLC Associates Program, an affiliate advertising program designed to provide a means for sites to earn advertising
fees by advertising and linking to Amazon.com.
AMAZON
DISCLOSURE: We are a participant
in the Amazon Services LLC Associates Program, an affiliate advertising program designed to provide a means for us to earn
fees by linking to Amazon.com and affiliated sites.
Personal information will only be passed on to third parties if necessary to provide the service offered (e.g. payment processing for
fee - based memberships), and if you have given us your consent or
disclosure in accordance with relevant statutory provisions that are required or permitted (e.g. if we have to comply with a request, a governmental investigative or security agency).
Personal information will only be passed on to third parties if necessary to provide the service offered (e.g. payment processing for
fee - based memberships), or if you have given us your consent or
disclosure is required
in accordance with relevant statutory provisions that are required or permitted (e.g. if we have to comply with a request, a governmental investigative or security agency).
Personal data will only be passed on to third parties if necessary to provide the service offered (e.g. payment processing for
fee - based memberships), and if you have given us your consent or
disclosure in accordance with relevant statutory provisions that are required or permitted (e.g. if we have to comply with a request, a governmental investigative or security agency).
The
disclosure comes at an awkward time for the government, which wants universities to commit to sponsoring or setting up new schools
in exchange for freedom to charge their own higher
fees.
Pacific Delight failed to include fuel surcharges, where applicable,
in air tour prices it listed
in a number of print advertisements and on its website and failed to provide adequate
disclosure of additional charges and
fees, such as taxes and other
fees that may be listed separately.
EgyptAir violated rules requiring the
disclosure of
fees for baggage and the inclusion of assurances
in its customer service plan allowing consumers to cancel a reservation without penalty for 24 hours after they book a flight and was assessed a civil penalty of $ 60,000.
Amazon based its European headquarters
in Luxembourg with the express intent of avoiding most of the tax
fees that plague international companies; however,
in full
disclosure and with the intent of not painting any «bad guys»
in the scenario, a large number of companies follow the same real estate principle, including Google and Starbucks.
Full
disclosure: MyRomanceReads.com is a participant
in the Amazon Services LLC Associates Program, an affiliate advertising program designed to provide a means for sites to earn advertising
fees by advertising and linking to amazon.com.
NewPages prefers
disclosure of the fact you have a reading / submission
fee in your ad copy.
However, our
disclosures state that more than 3 withdrawals from a Money Market Account
in a statement period can result
in a
fee and / or a lower interest rate.
Also, Ally Bank was rated as the only bank
in a recent Pew Report that fulfilled every good practice
in consumer banking, such as clear
disclosures, low overdraft
fees and non-binding dispute resolution policies.