Sentences with phrase «fewer fiduciary duties»

That means you have fewer fiduciary duties and obligations compared to other plans.

Not exact matches

But the judge, then went on to spend quite a few pages laying out that it was likely that TechCrunch was in a partnership / joint venture with defendant FusionGarage, and that it was likely that Fusion Garage had breached its fiduciary duty, contrary to their assertions.

Courts in Texas have commonly recognized the existence of fiduciary duties in the following relationships: Attorneys, employees, agents, escrow agents, insurance agents, holders of a power of attorney, corporate officers, joint venturers, executors and trustees, securities brokers, taxpayers, class representatives, mineral - rights holders, and condominium board members — just to name a few.

The subject matter of litigation includes real estate fraud, non-disclosure disputes, professional negligence, breach of fiduciary duty, breach of contract, California Business & Professions Code, easement and boundary line disputes, to name a few.

The SEC is very clear in those few times when it says it may not fully prosecute prior securities law violations; a good example of how the SEC tends to approach those instances was its recent offer to investment advisers with potential fiduciary duty violations in connection with mutual fund share class selections to voluntarily discuss those violations with the SEC.

In a session Friday at the REALTORS ® Conference & Expo on fiduciary duty and avoiding lawsuits, Fein offered a few tips that will help shield brokers and agents from litigation.